Securities and Exchange Commission

Washington, D.C. 20549

 

 

Schedule 13G

(Rule 13d-102)

Information to be Included in Statements Filed Pursuant

to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed

Pursuant to § 240.13d-2

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 2)*

 

 

Paragon 28, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

69913P105

(CUSIP Number)

December 31, 2023

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

CUSIP No. 69913P105   Schedule 13G   Page 1 of 5

 

 1   

Names of Reporting Persons

 

Albert DaCosta

 2   

Check the Appropriate Box if a Member of a Group

(a) ☐  (b) ☐

 

 3   

SEC Use Only

 

 4   

Citizenship or Place of Organization

 

United States

Number of Shares  Beneficially  Owned by Each Reporting Person

With

     5   

Sole Voting Power

 

1,421,534

    6   

Shared Voting Power

 

10,411,110

    7   

Sole Dispositive Power

 

1,421,534

    8   

Shared Dispositive Power

 

10,411,110

 9   

Aggregate Amount Beneficially Owned by Each Reporting Person

 

11,832,644

10   

Check if the Aggregate Amount in Row (9) Excludes Certain Shares

 

Not Applicable

11   

Percent of Class Represented by Amount in Row

 

14.2%

12   

Type of Reporting Person

 

IN

CUSIP No. 69913P105   Schedule 13G   Page 2 of 5

 

ITEM 1.

(a) Name of Issuer:

Paragon 28, Inc. (the “Issuer”).

 

  (b)

Address of Issuer’s Principal Executive Offices:

14445 Grasslands Drive, Englewood, CO 80112

 

ITEM 2.

(a) Name of Person Filing:

This statement is filed on behalf of Albert DaCosta (the “Reporting Person”).

 

  (b)

Address or Principal Business Office:

The business address of the Reporting Person is c/o Paragon 28, Inc., 14445 Grasslands Drive, Englewood, CO 80112.

 

  (c)

Citizenship of each Reporting Person is:

Albert DaCosta is a citizen of the United States.

 

  (d)

Title of Class of Securities:

Common Stock, par value $0.01 per share (“Common Stock”).

 

  (e)

CUSIP Number:

69913P105

 

ITEM 3.

Not applicable.

CUSIP No. 69913P105   Schedule 13G   Page 3 of 5

 

ITEM 4.

Ownership.

(a-c)

The ownership information presented below represents beneficial ownership of Common Stock of the Issuer as of December 31, 2023, based upon 82,701,207 shares of Common Stock outstanding as of November 1, 2023, as disclosed in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 8, 2023.

 

Reporting Person   

Amount

beneficially

owned

     

Percent

of class:

     Sole power
to vote or to
direct the vote:		      Shared
power to
vote or to
direct the
vote:		     

Sole power
to dispose
or to direct
the
disposition

of:

     

Shared

power to

dispose or

to direct

the

disposition

of:

  

Albert DaCosta

      11,832,644        14.2 %      1,421,534        10,411,110        1,421,534        10,411,110  

Albert DaCosta may be deemed the beneficial owner of 11,832,644 shares of Common Stock, which includes (i) 228,824 shares of Common Stock held directly by the Reporting Person; (ii) 341,665 shares of Common Stock held in the Reporting Person’s IRA account; (iii) 5,000,000 shares of Common Stock held by DaCosta Investment Company, LLC, of which the Reporting Person is a manager; (iv) 5,311,110 shares of Common Stock held by The DaCosta Family Trust, of which the Reporting Person is trustee; (v) 75,000 shares of Common Stock held in the Reporting Person’s spouse’s IRA account; (vi) 25,000 shares of Common Stock held directly by the Reporting Person’s spouse; (vii) 825,451 shares of Common Stock underlying stock options that are vested or will vest within 60 days of December 31, 2023; and (viii) 25,594 shares of Common Stock underlying restricted stock units that will vest within 60 days of December 31, 2023.

 

ITEM 5.

Ownership of Five Percent or Less of a Class.

Not applicable.

 

ITEM 6.

Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

 

ITEM 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

Not applicable.

 

ITEM 8.

Identification and Classification of Members of the Group.

Not applicable.

CUSIP No. 69913P105   Schedule 13G   Page 4 of 5

 

ITEM 9.

Notice of Dissolution of Group.

Not applicable.

 

ITEM 10.

Certification.

Not applicable.

CUSIP No. 69913P105   Schedule 13G   Page 5 of 5

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 14, 2024

 

Albert DaCosta
/s/ Albert DaCosta
Paragon 28 (NYSE:FNA)
Historical Stock Chart
Von Mär 2024 bis Apr 2024 Click Here for more Paragon 28 Charts.
Paragon 28 (NYSE:FNA)
Historical Stock Chart
Von Apr 2023 bis Apr 2024 Click Here for more Paragon 28 Charts.