Current Report Filing (8-k)
23 Juli 2018 - 10:50PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM
8-K
CURRENT
REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): July 23, 2018
CATALENT, INC.
(Exact
name of registrant as specified in its charter)
|
|
|
|
|
Delaware
|
|
001-36587
|
|
20-8737688
|
(State or other jurisdiction
of Incorporation)
|
|
(Commission
File Number)
|
|
(IRS Employer
Identification Number)
|
|
|
|
14 Schoolhouse Road
Somerset, New Jersey
|
|
08873
|
(Address of registrants principal executive office)
|
|
(Zip code)
|
(732)
537-6200
(Registrants telephone number, including area code)
Check the appropriate box below if the Form
8-K
filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions (
see
General Instruction A.2. below):
☐
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
☐
|
Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17 CFR
240.14a-12)
|
☐
|
Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
|
☐
|
Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
|
Indicate by check mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule
12b-2
of the Securities Exchange Act of 1934
(§240.12b-2
of this chapter).
Emerging growth company ☐
If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 2.02.
|
Results of Operations and Financial Condition.
|
In connection with its previously announced underwritten
public offering of $400 million of its common stock, Catalent, Inc. (the Company), has disclosed certain preliminary financial information for the three months and fiscal year ended June 30, 2018. The preliminary financial
information is furnished as Exhibit 99.1 hereto and is incorporated herein by reference.
As provided in General Instruction B.2 of Form
8-K,
Exhibit 99.1 and the information contained in this Item 2.02 of this Form
8-K
shall not be deemed to be filed for purposes of Section 18 of the
Securities Exchange Act of 1934, as amended (the Exchange Act), nor shall they be deemed to be incorporated by reference in any filing under the Exchange Act or the Securities Act of 1933, as amended (the Securities Act),
except as shall be expressly set forth by specific reference in such a filing.
Item 7.01.
|
Regulation FD Disclosure.
|
The disclosures contained in Item 2.02 above, including Exhibit 99.1
attached hereto, are hereby incorporated by reference into this Item 7.01.
As provided in General Instruction B.2 of Form
8-K,
Exhibit 99.1 and the information contained in this Item 7.01 of this Form
8-K
shall not be deemed to be filed for purposes of Section 18 of the
Exchange Act, nor shall they be deemed to be incorporated by reference in any filing under the Exchange Act or the Securities Act, except as shall be expressly set forth by specific reference in such a filing.
Item 9.01.
|
Financial Statements and Exhibits.
|
(d) Exhibits. The following Exhibit is furnished as part of
this Current Report on Form
8-K.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
|
|
|
Catalent, Inc.
|
|
|
By:
|
|
/s/ Steven L. Fasman
|
|
|
Steven L. Fasman
|
|
|
Senior Vice President & General Counsel
and Secretary
|
Date: July 23, 2018
Catalent (NYSE:CTLT)
Historical Stock Chart
Von Jun 2024 bis Jul 2024
Catalent (NYSE:CTLT)
Historical Stock Chart
Von Jul 2023 bis Jul 2024