Statement of Changes in Beneficial Ownership (4)
02 Juni 2021 - 1:12AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
Levy Ari B. |
2. Issuer Name and Ticker or Trading Symbol
Del Taco Restaurants, Inc.
[
TACO
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
|
|
(Last)
(First)
(Middle)
C/O DEL TACO RESTAURANTS, INC., 25521 COMMERCENTRE DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/27/2021 |
|
(Street)
LAKE FOREST, CA 92630
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
| COMMON STOCK | 5/27/2021 | | A | | 12389 (1) | A | $0 | 504986 | D | |
| COMMON STOCK | | | | | | | | 1070429 | I | See footnote (2) |
| COMMON STOCK | | | | | | | | 15240 | I | See footnote (3) |
| COMMON STOCK | | | | | | | | 457200 | I | See footnote (4) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | Consists of Restricted Stock granted under the 2015 Omnibus Incentive Plan with 12,389 shares vesting on May 27, 2022. |
| (2) | The securities are held directly by Levy Family Partners, LLC ("LFP"). The Reporting Person is a manager of LFP. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his actual pecuniary interest therein. |
| (3) | The securities are held directly by LFP Management, LLC. The Reporting Person shares voting and investment power with other managers of LFP Management, LLC. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his actual pecuniary interest therein. |
| (4) | The amount reported as beneficially owned consists of 457,200 shares of Common Stock which are held in trusts for which the Reporting Person is co-trustee. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his actual pecuniary interest therein. |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Levy Ari B.
C/O DEL TACO RESTAURANTS, INC.
25521 COMMERCENTRE DRIVE
LAKE FOREST, CA 92630 | X |
|
|
|
Signatures
|
| /s/ Rebecca H. Yang, Attorney-in-Fact | | 6/1/2021 |
| **Signature of Reporting Person | Date |
Del Taco Restaurants (NASDAQ:TACOW)
Historical Stock Chart
Von Jun 2024 bis Jul 2024
Del Taco Restaurants (NASDAQ:TACOW)
Historical Stock Chart
Von Jul 2023 bis Jul 2024
Echtzeit-Nachrichten über Del Taco Restaurants Inc (NASDAQ): 0 Nachrichtenartikel
Weitere Del Taco Restaurants, Inc. News-Artikel