Current Report Filing (8-k)
15 Dezember 2017 - 12:12PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report Pursuant to Section 13 or
15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
December 15, 2017
GSV CAPITAL
CORP.
(Exact name of registrant as specified in
its charter)
Maryland
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1-35156
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27-4443543
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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2925 Woodside Road
Woodside, CA 94062
(Address of principal executive offices
and zip code)
Registrant’s telephone number, including
area code:
(650) 235-4769
Check the appropriate box below if the
Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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¨
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Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange
Act of 1934 (17 CFR §240.12b-2).
Emerging growth company
¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act.
¨
On
December 15, 2017, GSV Capital Corp. (the “
Company
”) announced the commencement of a cash tender offer
(the “
Tender Offer
”) by the Company to purchase any and all of its $69.0 million aggregate principal
amount of outstanding 5.25% Convertible Senior Notes due 2018 (CUSIP No. 36191J AB7).
A copy of the press release announcing
the Tender Offer is hereby incorporated by reference and attached hereto as Exhibit 99.1.
Item 9.01.
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Financial Statements and Exhibits.
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SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Date: December 15, 2017
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GSV CAPITAL CORP.
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By:
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/s/ William F. Tanona
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William F. Tanona
President, Chief Financial Officer, Treasurer and Corporate Secretary
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