Statement of Changes in Beneficial Ownership (4)
16 März 2021 - 9:07PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
Chan Heng Fai Ambrose |
2. Issuer Name and Ticker or Trading Symbol
Alset EHome International Inc.
[
AEI
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chief Executive Officer |
|
(Last)
(First)
(Middle)
C/O ALSET EHOME INTERNATIONAL INC., 4800 MONTGOMERY LANE, SUITE 210 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/12/2021 |
|
(Street)
BETHESDA, MD 20814
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
| Common stock | 3/12/2021 | | G | | 10000 | D | (1) | 6390000 | I | Through HFE Holdings Limited (2) |
| Common stock | 3/12/2021 | | G | | 10000 | D | (1) | 6380000 | I | Through HFE Holdings Limited (2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | A total of 20,000 shares of the Common Stock of Alset EHome International Inc. were transferred pursuant to gifts to two individuals. |
| (2) | These shares are owned directly by HFE Holdings Limited. Chan Heng Fai, the Chairman of the Board and Chief Executive Officer of Alset EHome International Inc., also indirectly beneficially owns all shares of Common Stock owned by HFE Holdings Limited. Mr. Chan has voting and investment power with respect to such shares. |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Chan Heng Fai Ambrose
C/O ALSET EHOME INTERNATIONAL INC.
4800 MONTGOMERY LANE, SUITE 210
BETHESDA, MD 20814 | X | X | Chief Executive Officer |
|
HFE Holdings Ltd
C/O ALSET EHOME INTERNATIONAL INC.
4800 MONTGOMERY LANE, SUITE 210
BETHESDA, MD 20814 | X | X | Chief Executive Officer |
|
Signatures
|
| /s/ Chan Heng Fai | | 3/16/2021 |
| **Signature of Reporting Person | Date |
| /s/ HFE Holdings Limited, by Chan Heng Fai | | 3/16/2021 |
| **Signature of Reporting Person | Date |
Alset (NASDAQ:AEI)
Historical Stock Chart
Von Dez 2024 bis Jan 2025
Alset (NASDAQ:AEI)
Historical Stock Chart
Von Jan 2024 bis Jan 2025
