TIDMTT. TIDM0NLA
RNS Number : 2334M
Bank of America Merrill Lynch
14 July 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose TUI AG
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
------------------------------
(d) Date dealing undertaken: 11/07/2014
------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
Common - ISIN DE000TUAG000 Purchase 77,840 11.42 EUR 11.33 EUR
------------ --------------------------- --------------- ---------------
Common - ISIN DE000TUAG000 Sale 71,649 11.42 EUR 11.345 EUR
------------ --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
Common - ISIN
DE000TUAG000 Swaps Short 3,200 11.347 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 829 11.359 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 462 11.392 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 584 11.392 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 584 11.351 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 1,445 11.366 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 132 11.374 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 146 11.374 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 462 11.359 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 5 11.359 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 1,245 11.367 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 829 11.365 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 170 11.392 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 977 11.392 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 651 11.359 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 1,363 11.38 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 5 11.416 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 4,079 11.376 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 6,243 11.352 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 7,677 11.376 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 319 11.394 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 50 11.394 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Long 1,048 11.369 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 548 11.394 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 44 11.346 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 42 11.346 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 921 11.408 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 1,333 11.345 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 2,972 11.341 EUR
--------------------- ------------------------- ------------------------ ---------------
Common - ISIN
DE000TUAG000 Swaps Short 494 11.365 EUR
--------------------- ------------------------- ------------------------ ---------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
N/A N/A N/A N/A
-------------------- ------------ -------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 14/07/2014
Contact name: Stacy Otieno
--------------
Telephone number: 0207 995 1335
--------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
(b) Name of offeror/offeree in relation to whose TUI Travel PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
------------------------------
(c) Name of the party to the offer with which exempt principal trader is connected: TUI Travel PLC
------------------------------
(d) Date dealing undertaken: 11/07/2014
------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in Yes
respect of
any other party to this offer?
------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
Common - ISIN GB00B1Z7RQ77 Purchase 344,392 3.78 GBP 3.707 GBP
----------- --------------------------- --------------- ---------------
Common - ISIN GB00B1Z7RQ77 Sale 351,289 3.781 GBP 3.721 GBP
----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing securities
a
long/short position,
increasing/reducing a
long/short position
Common - ISIN GB00B1Z7RQ77 Swaps Long 33 3.776 GBP
-------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 14 3.776 GBP
-------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 590 3.776 GBP
-------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 73 3.776 GBP
-------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 1,423 3.776 GBP
-------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 14 3.776 GBP
-------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 47 3.776 GBP
-------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 4 3.776 GBP
-------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 222 3.776 GBP
-------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 4,970 3.708 GBP
-------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 4,970 3.729 GBP
-------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 3,700 3.744 GBP
-------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 837 3.745 GBP
-------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 106 3.745 GBP
-------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 782 3.745 GBP
-------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 1,651 3.746 GBP
-------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 27 3.756 GBP
-------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 86 3.756 GBP
-------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 28 3.756 GBP
-------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 38 3.756 GBP
-------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 10,154 3.768 GBP
-------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 579 3.74 GBP
-------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 1,220 3.745 GBP
-------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 2,655 3.745 GBP
-------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 342 3.746 GBP
-------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 1,162 3.746 GBP
-------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 2,740 3.745 GBP
-------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 1,264 3.745 GBP
-------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 1,736 3.745 GBP
-------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 303,120 3.745 GBP
-------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Long 301,971 3.745 GBP
-------------------- ---------------------- ---------------------- -----------------
Common - ISIN GB00B1Z7RQ77 Swaps Short 11 3.748 GBP
-------------------- ---------------------- ---------------------- -----------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
N/A N/A N/A N/A
-------------------------- --------------- ---------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
------------------------------- ---------- ---------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) The voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 14/07/2014
Contact name: Stacy Otieno
--------------
Telephone number: 0207 995 1335
--------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's
dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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