TIDMOSB
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree ONESAVINGS BANK PLC
in relation to whose
relevant securities this form relates:
Use a separate form for
each offeror/offeree
(c) Name of the party to ONESAVINGS BANK PLC
the offer with which
exempt principal trader is connected:
(d) Date position held/dealing 22 August 2019
undertaken:
For an opening position disclosure,
state the latest
practicable date prior to the disclosure
(e) In addition to the company in 1(b) YES - CHARTER COURT FINANCIAL
above, is the exempt principal trader SERVICES GR
making disclosures in respect of
any other party to the offer?
If it is a cash offer or possible
cash offer, state "N/A"
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant 1p ordinary
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,715,919 0.70% 1,295,509 0.53%
(2) Cash-settled derivatives:
1,216,021 0.50% 1,676,396 0.68%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 2,931,940 1.20% 2,971,905 1.21%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchase/sale Total number of Highest price Lowest price
relevant per unit per unit
security securities paid/received paid/received
1p ordinary Purchase 66,590 3.4500 GBP 3.366 GBP
1p ordinary Sale 96,172 3.4501 GBP 3.366 GBP
(b) Cash-settled
derivative
transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
1p ordinary SWAP Long 5 3.4406 GBP
1p ordinary SWAP Long 9 3.3929 GBP
1p ordinary SWAP Long 12 3.3989 GBP
1p ordinary SWAP Long 65 3.3834 GBP
1p ordinary SWAP Long 200 3.3880 GBP
1p ordinary SWAP Long 200 3.4116 GBP
1p ordinary SWAP Long 210 3.4095 GBP
1p ordinary SWAP Long 213 3.4442 GBP
1p ordinary CFD Long 238 3.3718 GBP
1p ordinary SWAP Long 274 3.4209 GBP
1p ordinary SWAP Long 276 3.4204 GBP
1p ordinary SWAP Long 342 3.4397 GBP
1p ordinary SWAP Long 462 3.4033 GBP
1p ordinary SWAP Long 531 3.4415 GBP
1p ordinary SWAP Long 536 3.4270 GBP
1p ordinary SWAP Long 539 3.4408 GBP
1p ordinary SWAP Long 1,114 3.4498 GBP
1p ordinary SWAP Long 1,306 3.4199 GBP
1p ordinary SWAP Long 1,467 3.4093 GBP
1p ordinary SWAP Long 1,823 3.4269 GBP
1p ordinary SWAP Long 1,951 3.4203 GBP
1p ordinary SWAP Long 2,061 3.4398 GBP
1p ordinary CFD Long 2,800 3.3619 GBP
1p ordinary SWAP Long 3,760 3.4407 GBP
1p ordinary SWAP Long 4,419 3.4017 GBP
1p ordinary CFD Long 8,117 3.4497 GBP
1p ordinary SWAP Long 9,518 3.4236 GBP
1p ordinary CFD Short 527 3.4500 GBP
1p ordinary SWAP Short 527 3.4500 GBP
1p ordinary SWAP Short 600 3.4400 GBP
1p ordinary SWAP Short 719 3.4501 GBP
1p ordinary SWAP Short 1,243 3.4022 GBP
1p ordinary SWAP Short 1,599 3.4180 GBP
1p ordinary CFD Short 2,800 3.3774 GBP
1p ordinary SWAP Short 12,585 3.4321 GBP
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit (if
e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal
or informal, relating to relevant securities
which may be an inducement to deal or
refrain from dealing entered into by the exempt
principal trader making the disclosure
and any party to the offer or any person acting
in concert with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the
exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 23 August 2019
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20190823005113/en/
This information is provided by Business Wire
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