VICA Rafina Innovations Inc (CE)

SEC FILE NUMBER:

000-53089

CUSIP NUMBER:

40416H 205

( Check One ):

[ ] Form 10-K [ ] Form 20-F  [  ] Form 11-K   [X] Form 10-Q  [ ] Form 10-D  [ ] Form N-SAR  [ ] Form N-CSR

 

 

       For Period Ended:

September 30, 2018

 

 

 

[  ] Transition Report on Form 10-K

 

 

[  ] Transition Report on Form 20-F

 

 

[  ] Transition Report on Form 11-K

 

 

[  ] Transition Report on Form 10-Q

 

 

[  ] Transition Report on Form N-SAR

 

 

 

      For the Transition Period Ended:

 

 

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:

 

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

PART I - REGISTRANT INFORMATION

 

Rafina Innovations Inc.

Full Name of Registrant

 

 

Former Name if Applicable

 

Kintyre House, 209 Govan Road

Address of Principal Executive Office (Street and Number)

 

Glasgow, Scotland, UK  G51 1HJ

City, State and Zip Code

PART II – RULES 12b-25(b) AND (c)

 

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed.  (Check box if appropriate)

 

 

[ X ]

(a)

The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense.

 

[ X ]

(b)

The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report of transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and

 

 

 

(c)

The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

PART III – NARRATIVE

 

State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.

 

The Form 10-Q for the nine-month period ended September 30, 2018 will not be submitted by the deadline due to a situation where the workload exceeds available personnel.     We were not able to complete all of the financial information required to allow sufficient time for our independent auditors to be able to finalize their review and provide their consent by the filing deadline of November 14, 2018.

PART IV – OTHER INFORMATION

 

(1)

Name and telephone number of person to contact in regard to this notification

 

 

Constantinos Zertalis

 

44 141

 

370-0321

 

(Name)

 

(Area Code)

 

(Telephone Number)

 

(2)

Have all other periodic reports requir ed under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed?  If answer is no, identify report(s).

 

 

Yes [X]   No [ ]

 

(3)

Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

 

 

Yes [  ]  No [X]

 

 

 

 

 

Rafina Innovations Inc.

 

 

Name of Registrant as Specified in Charter

 

 

has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Date:

November 14, 2018

 

By:

/s/ Constantinos Zertalis

 

 

 

Name:

Constantinos Zertalis

 

 

 

Title:

President and Director

ATTENTION

Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).