Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public)
29 Februar 2024 - 4:33PM
Edgar (US Regulatory)
The
Gabelli
Convertible
and
Income
Securities
Fund
Inc.
Schedule
of
Investments
—
December
31,
2023
(Unaudited)
Principal
Amount
Market
Value
CONVERTIBLE
CORPORATE
BONDS
—
82.8%
Automotive
—
1.9%
$
1,250,000
Rivian
Automotive
Inc.,
3.625%,
10/15/30(a)
.............
$
1,541,375
Broadcasting
—
3.1%
865,000
fuboTV
Inc.,
3.250%,
02/15/26
...............
635,775
1,820,000
Liberty
Media
Corp.-Liberty
Formula
One,
2.250%,
08/15/27
...............
1,855,357
2,491,132
Business
Services
—
4.0%
1,000,000
BigBear.ai
Holdings
Inc.,
6.000%,
12/15/26(a)
.............
677,500
3,000,000
Perficient
Inc.,
0.125%,
11/15/26
...............
2,499,300
3,176,800
Computer
Software
and
Services
—
15.8%
1,265,000
8x8
Inc.,
0.500%,
02/01/24
...............
1,252,254
875,000
Akamai
Technologies
Inc.,
1.125%,
02/15/29(a)
.............
950,687
1,750,000
Bandwidth
Inc.,
0.250%,
03/01/26
...............
1,456,963
1,350,000
CSG
Systems
International
Inc.,
3.875%,
09/15/28(a)
.............
1,362,690
1,550,000
Edgio
Inc.,
3.500%,
08/01/25
...............
1,375,245
1,992,000
i3
Verticals
LLC,
1.000%,
02/15/25
...............
1,868,745
Lumentum
Holdings
Inc.
1,250,000
0.500%,
12/15/26
...............
1,120,000
750,000
1.500%,
12/15/29(a)
.............
747,375
1,050,000
PagerDuty
Inc.,
1.500%,
10/15/28(a)
.............
1,143,240
1,000,000
PAR
Technology
Corp.,
1.500%,
10/15/27
...............
888,000
100,000
Rapid7
Inc.,
1.250%,
03/15/29(a)
.............
111,630
1,118,000
Veritone
Inc.,
1.750%,
11/15/26
...............
337,823
12,614,652
Consumer
Services
—
4.1%
1,000,000
Live
Nation
Entertainment
Inc.,
3.125%,
01/15/29(a)
.............
1,138,100
900,000
Marriott
Vacations
Worldwide
Corp.,
3.250%,
12/15/27
...............
800,550
972,000
NCL
Corp.
Ltd.,
1.125%,
02/15/27
...............
892,393
Principal
Amount
Market
Value
$
400,000
Uber
Technologies
Inc.,
Ser.
2028,
0.875%,
12/01/28(a)
.............
$
437,000
3,268,043
Energy
and
Utilities
—
15.5%
500,000
Alliant
Energy
Corp.,
3.875%,
03/15/26(a)
.............
498,750
1,308,000
Array
Technologies
Inc.,
1.000%,
12/01/28
...............
1,291,323
400,000
Bloom
Energy
Corp.,
3.000%,
06/01/28(a)
.............
428,000
1,500,000
CMS
Energy
Corp.,
3.375%,
05/01/28(a)
.............
1,491,000
750,000
Duke
Energy
Corp.,
4.125%,
04/15/26(a)
.............
753,750
500,000
Nabors
Industries
Inc.,
1.750%,
06/15/29(a)
.............
363,450
1,925,000
NextEra
Energy
Partners
LP,
2.500%,
06/15/26(a)
.............
1,734,425
775,000
Northern
Oil
and
Gas
Inc.,
3.625%,
04/15/29
...............
917,600
950,000
Ormat
Technologies
Inc.,
2.500%,
07/15/27
...............
979,450
1,345,000
PG&E
Corp.,
4.250%,
12/01/27(a)
.............
1,416,285
700,000
PPL
Capital
Funding
Inc.,
2.875%,
03/15/28(a)
.............
681,450
800,000
Stem
Inc.,
4.250%,
04/01/30(a)
.............
584,800
1,910,000
Sunnova
Energy
International
Inc.,
2.625%,
02/15/28
...............
1,273,970
12,414,253
Financial
Services
—
6.6%
400,000
Bread
Financial
Holdings
Inc.,
4.250%,
06/15/28(a)
.............
428,520
1,750,000
HCI
Group
Inc.,
4.750%,
06/01/42
...............
2,170,000
2,000,000
LendingTree
Inc.,
0.500%,
07/15/25
...............
1,670,000
1,250,000
SoFi
Technologies
Inc.,
Zero
Coupon,
10/15/26(a)
.........
1,058,125
5,326,645
Food
and
Beverage
—
3.9%
800,000
Fomento
Economico
Mexicano
SAB
de
CV,
2.625%,
02/24/26
...............
884,423
1,250,000
Post
Holdings
Inc.,
2.500%,
08/15/27
...............
1,269,375
1,000,000
The
Chefs'
Warehouse
Inc.,
2.375%,
12/15/28
...............
954,217
3,108,015
The
Gabelli
Convertible
and
Income
Securities
Fund
Inc.
Schedule
of
Investments
(Continued)
—
December
31,
2023
(Unaudited)
Principal
Amount
Market
Value
CONVERTIBLE
CORPORATE
BONDS
(Continued)
Health
Care
—
10.8%
$
775,000
Amphastar
Pharmaceuticals
Inc.,
2.000%,
03/15/29(a)
.............
$
943,562
750,000
Coherus
Biosciences
Inc.,
1.500%,
04/15/26
...............
425,395
1,000,000
CONMED
Corp.,
2.250%,
06/15/27
...............
1,004,400
2,000,000
Cutera
Inc.,
2.250%,
06/01/28
...............
525,000
400,000
Cytokinetics
Inc.,
3.500%,
07/01/27
...............
704,000
250,000
Dexcom
Inc.,
0.375%,
05/15/28(a)
.............
257,250
200,000
Evolent
Health
Inc.,
3.500%,
12/01/29(a)
.............
234,200
1,000,000
Exact
Sciences
Corp.,
2.000%,
03/01/30(a)
.............
1,204,500
1,500,000
Halozyme
Therapeutics
Inc.,
1.000%,
08/15/28
...............
1,397,250
100,000
Merit
Medical
Systems
Inc.,
3.000%,
02/01/29(a)
.............
111,150
1,600,000
TransMedics
Group
Inc.,
1.500%,
06/01/28(a)
.............
1,814,080
8,620,787
Real
Estate
Investment
Trusts
—
4.7%
1,000,000
Arbor
Realty
Trust
Inc.,
7.500%,
08/01/25
...............
1,019,000
900,000
Pebblebrook
Hotel
Trust,
1.750%,
12/15/26
...............
806,040
750,000
Redwood
Trust
Inc.,
7.750%,
06/15/27
...............
691,406
1,400,000
Summit
Hotel
Properties
Inc.,
1.500%,
02/15/26
...............
1,248,100
3,764,546
Security
Software
—
1.1%
1,440,000
Cardlytics
Inc.,
1.000%,
09/15/25
...............
900,000
Semiconductors
—
7.3%
800,000
Impinj
Inc.,
1.125%,
05/15/27
...............
875,040
1,100,000
indie
Semiconductor
Inc.,
4.500%,
11/15/27(a)
.............
1,327,700
600,000
ON
Semiconductor
Corp.,
0.500%,
03/01/29(a)
.............
640,500
1,800,000
Semtech
Corp.,
1.625%,
11/01/27
...............
1,547,100
Principal
Amount
Market
Value
$
2,100,000
Wolfspeed
Inc.,
1.875%,
12/01/29
...............
$
1,439,025
5,829,365
Telecommunications
—
3.2%
Infinera
Corp.
750,000
2.500%,
03/01/27
...............
688,349
250,000
3.750%,
08/01/28
...............
246,725
1,700,000
Liberty
Latin
America
Ltd.,
2.000%,
07/15/24
...............
1,640,500
2,575,574
Transportation
—
0.8%
700,000
Air
Transport
Services
Group
Inc.,
3.875%,
08/15/29(a)
.............
624,750
TOTAL
CONVERTIBLE
CORPORATE
BONDS
....................
66,255,937
Shares
MANDATORY
CONVERTIBLE
SECURITIES(b)
—
2.9%
Diversified
Industrial
—
1.0%
15,000
Chart
Industries
Inc.,
Ser.
B,
6.750%,
12/15/25
...............
833,700
Energy
and
Utilities
—
1.9%
40,000
NextEra
Energy
Inc.,
6.926%,
09/01/25
...............
1,524,800
TOTAL
MANDATORY
CONVERTIBLE
SECURITIES
................
2,358,500
COMMON
STOCKS
—
5.4%
Aerospace
—
0.1%
400
The
Boeing
Co.†
..................
104,264
Automotive:
Parts
and
Accessories
—
0.0%
2,000
Dana
Inc.
.......................
29,220
Broadcasting
—
0.1%
30,000
Grupo
Televisa
SAB,
ADR
............
100,200
Computer
Hardware
—
0.1%
400
International
Business
Machines
Corp.
..
65,420
Diversified
Industrial
—
0.6%
1,000
General
Electric
Co.
................
127,630
800
ITT
Inc.
........................
95,456
3,300
Textron
Inc.
.....................
265,386
488,472
Energy
and
Energy
Services
—
0.1%
1,200
Halliburton
Co.
...................
43,380
The
Gabelli
Convertible
and
Income
Securities
Fund
Inc.
Schedule
of
Investments
(Continued)
—
December
31,
2023
(Unaudited)
Shares
Market
Value
COMMON
STOCKS
(Continued)
Financial
Services
—
2.1%
1,200
American
Express
Co.
..............
$
224,808
1,000
Citigroup
Inc.
....................
51,440
500
JPMorgan
Chase
&
Co.
.............
85,050
1,200
Julius
Baer
Group
Ltd.
..............
67,273
300
Morgan
Stanley
..................
27,975
6,200
State
Street
Corp.
.................
480,252
13,000
The
Bank
of
New
York
Mellon
Corp.
....
676,650
300
The
PNC
Financial
Services
Group
Inc.
..
46,455
1,659,903
Food
and
Beverage
—
0.2%
600
Pernod
Ricard
SA
.................
105,814
600
Remy
Cointreau
SA
................
76,172
181,986
Health
Care
—
0.7%
400
Johnson
&
Johnson
...............
62,696
1,300
Merck
&
Co.
Inc.
..................
141,726
1,500
Perrigo
Co.
plc
...................
48,270
8,000
Roche
Holding
AG,
ADR
............
289,840
542,532
Real
Estate
Investment
Trusts
—
1.0%
7,205
Crown
Castle
Inc.
.................
829,944
Retail
—
0.2%
200
Costco
Wholesale
Corp.
.............
132,016
Telecommunications
—
0.2%
200
Swisscom
AG
....................
120,326
TOTAL
COMMON
STOCKS
.........
4,297,663
Principal
Amount
U.S.
GOVERNMENT
OBLIGATIONS
—
8.9%
$
7,175,000
U.S.
Treasury
Bills,
5.302%
to
5.335%††,
02/01/24
to
06/06/24
......................
7,093,268
TOTAL
INVESTMENTS
—
100.0%
....
(Cost
$84,853,286)
..............
$
80,005,368
(a)
Securities
exempt
from
registration
under
Rule
144A
of
the
Securities
Act
of
1933,
as
amended.
These
securities
may
be
resold
in
transactions
exempt
from
registration,
normally
to
qualified
institutional
buyers.
(b)
Mandatory
convertible
securities
are
required
to
be
converted
on
the
dates
listed;
they
generally
may
be
converted
prior
to
these
dates
at
the
option
of
the
holder.
†
Non-income
producing
security.
††
Represents
annualized
yields
at
dates
of
purchase.
ADR
American
Depositary
Receipt
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