Securities Registration (section 12(b)) (8-a12b)
13 März 2023 - 09:38PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
AstraZeneca
PLC
(Exact name of registrant as specified in its
charter)
England
and Wales (State or other jurisdiction of
incorporation or
organization) |
Not
Applicable (I.R.S. Employer
Identification No.) |
|
|
1
Francis Crick Avenue
Cambridge Biomedical Campus
Cambridge, United Kingdom (Address of principal
executive offices) |
CB2
0AA (Zip Code) |
AstraZeneca Finance
LLC
(Exact name of registrant as specified in its charter)
Delaware
(State or other jurisdiction of incorporation or
organization) |
86-3730535
(I.R.S. Employer
Identification No.) |
|
|
1209 Orange Street
Wilmington, Delaware
United
States of America (Address of principal executive
offices)
|
19801
(Zip Code) |
Securities to be registered pursuant to
Section 12(b) of the Act:
Title of each class
to be so registered
|
|
Name of each exchange on which
each class is to be registered
|
4.875%
Notes due 2028 (and the guarantee of AstraZeneca PLC related
thereto) |
|
The
Nasdaq Stock Market LLC |
4.900%
Notes due 2030 (and the guarantee of AstraZeneca PLC related
thereto) |
|
The
Nasdaq Stock Market LLC |
4.875%
Notes due 2033 (and the guarantee of AstraZeneca PLC related
thereto) |
|
The
Nasdaq Stock Market LLC |
If
this form relates to the registration of a class of securities
pursuant to Section 12(b) of the Exchange Act and is
effective pursuant to General Instruction A.(c) or (e), check
the following box. x
If
this form relates to the registration of a class of securities
pursuant to Section 12(g) of the Exchange Act and is
effective pursuant to General Instruction A.(d) or (e), check
the following box. ¨
If
this form relates to the registration of a class of securities
concurrently with a Regulation A offering, check the following
box. ¨
Securities Act registration statement or Regulation A offering
statement file number to which this form relates: Not
applicable.
Securities to be registered pursuant to Section 12(g) of
the Act: None.
INFORMATION REQUIRED IN REGISTRATION STATEMENT
AstraZeneca PLC (“AstraZeneca”) and AstraZeneca Finance LLC
(“AstraZeneca Finance” and, together with AstraZeneca, the
“Registrants”) filed with the Securities and Exchange Commission
(the “Commission”) pursuant to Rule 424(b) under the
Securities Act of 1933, as amended (the “Securities Act”), a
prospectus supplement, dated February 28, 2023 (the
“Prospectus Supplement”), and the accompanying prospectus, dated
May 24, 2021 (the “Prospectus”). The Prospectus Supplement
relates to the offering of $1,100,000,000 4.875% Notes due 2028,
$650,000,000 4.900% Notes due 2030 and $500,000,000 4.875% Notes
due 2033 issued by AstraZeneca Finance and fully and
unconditionally guaranteed by AstraZeneca. The Prospectus forms a
part of the Registrants’ Registration Statement on Form F-3
(File No. 333-256406) filed with the Commission on
May 24, 2021. The Prospectus Supplement and the Prospectus are
incorporated herein by reference to the extent set forth below.
Item 1. Description of Registrant’s Securities to Be
Registered.
Reference is made to the information set forth under the headings
“Description of Debt Securities and Guarantees” on pages 14
through 30 and “Certain UK and U.S. Federal Tax Considerations” on
pages 35 through 43 of the Prospectus; and to the information
set forth under the headings “Description of Notes” on
pages S-12 through S-17 and “Taxation” on page S-18 of
the Prospectus Supplement, which information is incorporated herein
by reference.
Item 2. Exhibits.
Exhibit
No. |
Description |
1.1 |
Registration
Statement on Form F-3, including the Prospectus (incorporated
herein by reference to the Registration Statement on Form F-3
filed with the Commission by AstraZeneca PLC and AstraZeneca
Finance LLC on May 24, 2021 (File
No. 333-256406)). |
1.2 |
Prospectus
Supplement (incorporated herein by reference to the prospectus
filed with the Commission by AstraZeneca PLC and AstraZeneca
Finance LLC on March 2, 2023 pursuant to
Rule 424(b2)). |
4.1 |
Indenture,
dated as of May 28, 2021, among AstraZeneca Finance LLC, as
issuer, AstraZeneca PLC, as guarantor, and The Bank of New York, as
trustee (incorporated by reference to Exhibit 4.2 to the
foreign private issuer report on Form 6-K filed with the
Commission by AstraZeneca PLC on May 28,
2021). |
4.2 |
Officers’
Certificate pursuant to Section 2.08 of the Indenture setting
forth the terms of the AstraZeneca Finance securities, including
forms of the global notes for the 4.875% Notes due 2028, the 4.900%
Notes due 2030 and the 4.875% Notes due 2033 (incorporated by
reference to Exhibit 4.1 to the foreign private issuer report
on Form 6-K filed with the Commission by AstraZeneca PLC on
March 3, 2023). |
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities
Exchange Act of 1934, each Registrant has duly caused this
registration statement to be signed on its behalf by the
undersigned, thereto duly authorized.
Dated:
March 13, 2023 |
AstraZeneca
PLC |
|
(Registrant) |
|
|
|
By: |
/s/
Jonathan Slade |
|
|
Name: |
Jonathan
Slade |
|
|
Title: |
Group
Treasurer |
|
AstraZeneca
Finance LLC |
|
(Registrant) |
|
|
|
By: |
/s/
David E. White |
|
|
Name: |
David
E. White |
|
|
Title: |
President,
Treasurer and Director |
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