Current Report Filing (8-k)
19 Mai 2017 - 5:33PM
Edgar (US Regulatory)
UNITED-STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
|
__________________________
FORM 8-K
__________________________
CURRENT
REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event
reported): May 17, 2017
UNITED-GUARDIAN,
INC.
(Exact name of Registrant as Specified in Charter)
|
DELAWARE
|
|
1-10526
|
|
11-1719724
|
(State or Other Jurisdiction
|
|
(Commission File Number)
|
|
(IRS Employer
|
of Incorporation)
|
|
|
|
Identification No.)
|
230 Marcus Boulevard, Hauppauge, New York
|
11788
|
(Address of Principal Executive Offices)
|
(Zip Code)
|
Registrant's telephone number, including
area code:
(631) 273-0900
|
Not Applicable
|
|
|
(Former name or former address, if changed since last report)
|
|
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
☐
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
☐
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)
|
☐
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)
|
Indicate by check mark whether the
registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2
of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company [ ]
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item 5.07. Submission
of Matters to a Vote of Security Holders.
The 2017 Annual Meeting of Stockholders
(the “Annual Meeting”) of the Company was held on May 17, 2017. The voting results for each of the proposals submitted
to a vote of the stockholders of the Company at the Annual Meeting are set forth below.
Election of Directors
: The
Company’s stockholders elected the Board’s nominees as Directors of the Company by the following vote:
Name
|
Votes For
|
Votes Withheld
|
Broker Non-Votes
|
Robert S. Rubinger
|
2,432,922
|
374,552
|
|
1,478,584
|
Kenneth H. Globus
|
2,448,486
|
358,988
|
|
1,478,584
|
Lawrence F. Maietta
|
2,425,719
|
381,755
|
|
1,478,584
|
Arthur Dresner
|
2,735,611
|
71,863
|
|
1,478,584
|
Andrew A. Boccone
|
2,750,075
|
57,399
|
|
1,478,584
|
S. Ari Papoulias
|
2,752,989
|
54,485
|
|
1,478,584
|
Ratification of the Appointment
of Raich Ende Malter & Co. LLP as the Independent Registered Public Accountants of the Company for the Fiscal Year Ending December
31, 2016
: The Company’s stockholders approved the proposal by the following vote:
Votes For
|
Votes Against
|
Abstentions
|
Broker Non-votes
|
4,263,302
|
18,254
|
4,502
|
N/A
|
Approval, on an advisory basis,
of the compensation of the Company’s name executive officers
:
Votes For
|
Votes Against
|
Abstentions
|
Broker Non-votes
|
2,733,017
|
69,382
|
5,075
|
1,478,584
|
SIGNATURES
Pursuant to the requirements of the
Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto
duly authorized.
|
UNITED-GUARDIAN, INC.
|
|
|
|
|
By:
|
/s/ Kenneth H. Globus
|
|
Name:
|
Kenneth H. Globus
|
|
Title:
|
President
|
|
|
|
May 17, 2017
|
|
|
United Guardian (NASDAQ:UG)
Historical Stock Chart
Von Jun 2024 bis Jul 2024
United Guardian (NASDAQ:UG)
Historical Stock Chart
Von Jul 2023 bis Jul 2024