Current Report Filing (8-k)
03 April 2023 - 1:01PM
Edgar (US Regulatory)
0001058307
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0001058307
2023-03-31
2023-03-31
0001058307
NXPL:CommonStockParValue0.0001Member
2023-03-31
2023-03-31
0001058307
NXPL:WarrantsMember
2023-03-31
2023-03-31
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934
DATE
OF REPORT (DATE OF EARLIEST EVENT REPORTED): March 31, 2023
NEXTPLAT
CORP
(Exact
Name of Registrant as Specified in its Charter)
| nevada |
|
001-40447 |
|
65-0783722 |
(State
or Other Jurisdiction
of Incorporation or Organization) |
|
(Commission
File No.) |
|
(I.R.S.
Employer
Identification No.) |
3250
Mary St., Suite 410
Coconut
Grove, FL 33133
(Address
of principal executive offices and zip code)
(305)
560-5355
(Registrant’s
telephone number, including area code)
(Former
name or former address, if changed from last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
| ☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| |
|
| ☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| |
|
| ☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| |
|
| ☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-14(c)). |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities
registered pursuant to Section 12(b) of the Act:
| Title
of each class |
|
Trading
Symbol (s) |
|
Name
of each exchange on which registered |
| Common
Stock, par value $0.0001 |
|
NXPL |
|
The
Nasdaq Stock Market, Inc. |
| Warrants |
|
NXPLW |
|
The
Nasdaq Stock Market, Inc. |
Item
2.02. Results of Operations and Financial Condition
On
March 31, 2023, NextPlat Corp (the “Registrant”) issued a press release announcing certain financial results for the year
ended December 31, 2021. A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K.
The
information contained herein and in the accompanying exhibit shall not be incorporated by reference into any filing of the Registrant,
whether made before or after the date hereof, regardless of any general incorporation language in such filing, unless expressly incorporated
by specific reference to such filing. The information in this report, including the exhibit hereto, shall not be deemed to be “filed”
for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section
or Sections 11 and 12(a)(2) of the Securities Act of 1933, as amended.
Item
9.01. Financial Statements and Exhibits.
Exhibits.
| Exhibit
No. |
|
Description |
| |
|
|
| 99.1 |
|
Press
Release |
| 104 |
|
Cover
Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURE
Pursuant
to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
| |
NEXTPLAT
CORP. |
| |
|
|
| |
By: |
/s/
Charles M. Fernandez |
| |
Name: |
Charles
M. Fernandez |
| |
Title: |
Chairman
and Chief Executive Officer |
| |
|
|
| Dated:
April 3, 2023 |
|
|
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