TIDMRRS TIDMABX
RNS Number : 8577L
D E Shaw & Co LP
31 December 2018
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: D. E. Shaw & Co., L.P.
(b) Owner or controller of interests and short positions disclosed, if different
from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the
trustee(s),
settlor and beneficiaries must be named.
--------------------------------
(c) Name of offeror/offeree in relation to whose relevant securities this form Barrick Gold Corporation
relates:
Use a separate form for each offeror/offeree
--------------------------------
(d) If an exempt fund manager connected with an offeror/offeree, state this and
specify identity
of offeror/offeree:
--------------------------------
(e) Date position held/dealing undertaken: December 28, 2018
For an opening position disclosure, state the latest practicable date prior to the
disclosure
--------------------------------
(f) In addition to the company in 1(c) above, is the discloser making disclosures Yes: Randgold Resources Limited
in respect
of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
--------------------------------
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: Common
Interests Short positions
--------------- ------------------
Number % Number %
-------- ----------- -----
(1) Relevant securities owned and/or controlled: 509,681 0.04 6,703,166 0.57
-------- ----- ----------- -----
(2) Cash-settled derivatives: - - - -
-------- ----- ----------- -----
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell: 477,900 0.04 5,750,600 0.49
-------- ----- ----------- -----
TOTAL: 987,581 0.08 12,453,766 1.06
-------- ----- ----------- -----
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
common Purchase 492,100 CAD 17.63
-------------- --------------------- ---------------
common Purchase 1,300 CAD 18.01
-------------- --------------------- ---------------
common Purchase 6,700 CAD 18.02
-------------- --------------------- ---------------
common Purchase 1,100 CAD 18.04
-------------- --------------------- ---------------
common Sale 300 CAD 17.86
-------------- --------------------- ---------------
common Sale 500 CAD 17.92
-------------- --------------------- ---------------
common Sale 300 CAD 17.93
-------------- --------------------- ---------------
common Sale 300 CAD 17.94
-------------- --------------------- ---------------
common Sale 51,100 CAD 17.95
-------------- --------------------- ---------------
common Sale 500 CAD 17.96
-------------- --------------------- ---------------
common Sale 300 CAD 17.97
-------------- --------------------- ---------------
common Sale 300 CAD 17.98
-------------- --------------------- ---------------
common Sale 12,900 CAD 17.99
-------------- --------------------- ---------------
common Sale 6,700 CAD 18.00
-------------- --------------------- ---------------
common Sale 13,200 CAD 18.01
-------------- --------------------- ---------------
common Sale 6,200 CAD 18.02
-------------- --------------------- ---------------
common Sale 9,400 CAD 18.03
-------------- --------------------- ---------------
common Sale 5,600 CAD 18.04
-------------- --------------------- ---------------
common Sale 7,300 CAD 18.05
-------------- --------------------- ---------------
common Sale 5,800 CAD 18.06
-------------- --------------------- ---------------
common Sale 20,900 CAD 18.07
-------------- --------------------- ---------------
common Sale 12,800 CAD 18.08
-------------- --------------------- ---------------
common Sale 8,000 CAD 18.09
-------------- --------------------- ---------------
common Sale 127,100 CAD 18.10
-------------- --------------------- ---------------
common Sale 58,100 CAD 18.11
-------------- --------------------- ---------------
common Sale 159,400 CAD 18.12
-------------- --------------------- ---------------
common Sale 4,300 CAD 18.13
-------------- --------------------- ---------------
common Sale 1,000 CAD 18.14
-------------- --------------------- ---------------
common Sale 900 CAD 18.15
-------------- --------------------- ---------------
common Sale 1,500 CAD 18.16
-------------- --------------------- ---------------
common Sale 8,100 CAD 18.17
-------------- --------------------- ---------------
common Sale 81,100 CAD 18.18
-------------- --------------------- ---------------
common Sale 8,700 CAD 18.20
-------------- --------------------- ---------------
common Sale 400 CAD 18.47
-------------- --------------------- ---------------
common Purchase 800 USD 13.08
-------------- --------------------- ---------------
common Purchase 300 USD 13.09
-------------- --------------------- ---------------
common Purchase 200 USD 13.10
-------------- --------------------- ---------------
common Purchase 5,704 USD 13.11
-------------- --------------------- ---------------
common Purchase 700 USD 13.12
-------------- --------------------- ---------------
common Purchase 19,183 USD 13.14
-------------- --------------------- ---------------
common Purchase 3,300 USD 13.15
-------------- --------------------- ---------------
common Purchase 1,000 USD 13.16
-------------- --------------------- ---------------
common Purchase 200 USD 13.17
-------------- --------------------- ---------------
common Purchase 600 USD 13.18
-------------- --------------------- ---------------
common Purchase 500 USD 13.19
-------------- --------------------- ---------------
common Purchase 1,400 USD 13.20
-------------- --------------------- ---------------
common Purchase 8,900 USD 13.21
-------------- --------------------- ---------------
common Purchase 11,422 USD 13.22
-------------- --------------------- ---------------
common Purchase 3,722 USD 13.23
-------------- --------------------- ---------------
common Purchase 7,464 USD 13.24
-------------- --------------------- ---------------
common Purchase 6,300 USD 13.25
-------------- --------------------- ---------------
common Purchase 11,650 USD 13.26
-------------- --------------------- ---------------
common Purchase 8,327 USD 13.27
-------------- --------------------- ---------------
common Purchase 3,400 USD 13.28
-------------- --------------------- ---------------
common Purchase 3,800 USD 13.29
-------------- --------------------- ---------------
common Purchase 1,224 USD 13.30
-------------- --------------------- ---------------
common Purchase 2,500 USD 13.31
-------------- --------------------- ---------------
common Purchase 6,234 USD 13.32
-------------- --------------------- ---------------
common Purchase 1,300 USD 13.33
-------------- --------------------- ---------------
common Purchase 1,800 USD 13.34
-------------- --------------------- ---------------
common Purchase 1,855 USD 13.35
-------------- --------------------- ---------------
common Purchase 3,224 USD 13.36
-------------- --------------------- ---------------
common Purchase 2,100 USD 13.37
-------------- --------------------- ---------------
common Purchase 1,326 USD 13.38
-------------- --------------------- ---------------
common Purchase 3,500 USD 13.39
-------------- --------------------- ---------------
common Purchase 2,400 USD 13.40
-------------- --------------------- ---------------
common Purchase 1,100 USD 13.41
-------------- --------------------- ---------------
common Purchase 700 USD 13.44
-------------- --------------------- ---------------
common Purchase 2,100 USD 13.45
-------------- --------------------- ---------------
common Purchase 2,900 USD 13.46
-------------- --------------------- ---------------
common Purchase 2,700 USD 13.47
-------------- --------------------- ---------------
common Purchase 400 USD 13.48
-------------- --------------------- ---------------
common Purchase 1,800 USD 13.49
-------------- --------------------- ---------------
common Purchase 1,800 USD 13.50
-------------- --------------------- ---------------
common Purchase 4,000 USD 13.51
-------------- --------------------- ---------------
common Purchase 3,200 USD 13.52
-------------- --------------------- ---------------
common Purchase 1,100 USD 13.53
-------------- --------------------- ---------------
common Purchase 5,400 USD 13.54
-------------- --------------------- ---------------
common Purchase 1,000 USD 13.55
-------------- --------------------- ---------------
common Purchase 1,900 USD 13.56
-------------- --------------------- ---------------
common Purchase 100 USD 13.57
-------------- --------------------- ---------------
common Sale 481 USD 13.08
-------------- --------------------- ---------------
common Sale 6,541 USD 13.09
-------------- --------------------- ---------------
common Sale 300 USD 13.10
-------------- --------------------- ---------------
common Sale 1,064 USD 13.11
-------------- --------------------- ---------------
common Sale 600 USD 13.12
-------------- --------------------- ---------------
common Sale 1,700 USD 13.14
-------------- --------------------- ---------------
common Sale 2,196 USD 13.15
-------------- --------------------- ---------------
common Sale 800 USD 13.16
-------------- --------------------- ---------------
common Sale 1,823 USD 13.17
-------------- --------------------- ---------------
common Sale 2,100 USD 13.19
-------------- --------------------- ---------------
common Sale 17,677 USD 13.20
-------------- --------------------- ---------------
common Sale 2,300 USD 13.21
-------------- --------------------- ---------------
common Sale 2,400 USD 13.22
-------------- --------------------- ---------------
common Sale 1,100 USD 13.23
-------------- --------------------- ---------------
common Sale 2,300 USD 13.24
-------------- --------------------- ---------------
common Sale 2,500 USD 13.25
-------------- --------------------- ---------------
common Sale 2,500 USD 13.26
-------------- --------------------- ---------------
common Sale 2,900 USD 13.27
-------------- --------------------- ---------------
common Sale 1,500 USD 13.28
-------------- --------------------- ---------------
common Sale 1,300 USD 13.29
-------------- --------------------- ---------------
common Sale 500 USD 13.31
-------------- --------------------- ---------------
common Sale 500 USD 13.32
-------------- --------------------- ---------------
common Sale 600 USD 13.33
-------------- --------------------- ---------------
common Sale 1,100 USD 13.34
-------------- --------------------- ---------------
common Sale 500 USD 13.35
-------------- --------------------- ---------------
common Sale 900 USD 13.36
-------------- --------------------- ---------------
common Sale 1,400 USD 13.37
-------------- --------------------- ---------------
common Sale 800 USD 13.39
-------------- --------------------- ---------------
common Sale 200 USD 13.40
-------------- --------------------- ---------------
common Sale 2,500 USD 13.41
-------------- --------------------- ---------------
common Sale 2,200 USD 13.42
-------------- --------------------- ---------------
common Sale 500 USD 13.43
-------------- --------------------- ---------------
common Sale 1,600 USD 13.45
-------------- --------------------- ---------------
common Sale 1,300 USD 13.46
-------------- --------------------- ---------------
common Sale 2,600 USD 13.47
-------------- --------------------- ---------------
common Sale 700 USD 13.49
-------------- --------------------- ---------------
common Sale 1,200 USD 13.50
-------------- --------------------- ---------------
common Sale 900 USD 13.51
-------------- --------------------- ---------------
common Sale 300 USD 13.52
-------------- --------------------- ---------------
common Sale 300 USD 13.53
-------------- --------------------- ---------------
common Sale 600 USD 13.54
-------------- --------------------- ---------------
common Sale 600 USD 13.55
-------------- --------------------- ---------------
common Sale 600 USD 13.56
-------------- --------------------- ---------------
common Sale 700 USD 13.57
-------------- --------------------- ---------------
common Sale 800 USD 13.59
-------------- --------------------- ---------------
common Sale 100 USD 13.60
-------------- --------------------- ---------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates* etc.
common Listed Call Purchasing 100 USD 13.0 American 20190118 USD 0.55
Option
------------- ------------- ------------- -------------- ------------- ------------ -------------
common Listed Call Purchasing 6,900 USD 13.0 American 20190118 USD 0.58
Option
------------- ------------- ------------- -------------- ------------- ------------ -------------
common Listed Put Purchasing 28,300 USD 13.0 American 20190118 USD 0.29
Option
------------- ------------- ------------- -------------- ------------- ------------ -------------
common Listed Put Purchasing 23,200 USD 13.0 American 20190118 USD 0.31
Option
------------- ------------- ------------- -------------- ------------- ------------ -------------
common Listed Put Purchasing 7,200 USD 13.0 American 20190118 USD 0.32
Option
------------- ------------- ------------- -------------- ------------- ------------ -------------
common Listed Put Purchasing 11,800 USD 13.0 American 20190118 USD 0.34
Option
------------- ------------- ------------- -------------- ------------- ------------ -------------
common Listed Put Purchasing 3,000 USD 13.0 American 20190118 USD 0.35
Option
------------- ------------- ------------- -------------- ------------- ------------ -------------
common Listed Put Purchasing 12,300 USD 13.0 American 20190118 USD 0.36
Option
------------- ------------- ------------- -------------- ------------- ------------ -------------
common Listed Put Purchasing 13,000 USD 13.0 American 20190118 USD 0.37
Option
------------- ------------- ------------- -------------- ------------- ------------ -------------
common Listed Put Purchasing 13,500 USD 13.0 American 20190118 USD 0.39
Option
------------- ------------- ------------- -------------- ------------- ------------ -------------
common Listed Put Purchasing 1,800 USD 13.0 American 20190118 USD 0.41
Option
------------- ------------- ------------- -------------- ------------- ------------ -------------
common Listed Put Purchasing 100 USD 13.0 American 20190118 USD 0.42
Option
------------- ------------- ------------- -------------- ------------- ------------ -------------
* in equivalent shares interests
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the person making the disclosure and any party to the offer or
any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: December 31, 2018
Contact name: Kevin Krist (Compliance Department)
------------------------------------
Telephone number: +44 (0) 20 7409 4420
------------------------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: D. E. Shaw & Co., L.P.
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: Barrick Gold Corporation
-------------------------
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of Product Written or Number of Exercise price Type Expiry date
relevant description purchased securities to per unit e.g. American,
security e.g. call which option European etc.
option or derivative
relates*
common Listed Call Purchased 8,900 USD 12.0 American 20190118
Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
common Listed Call Purchased 300,000 USD 13.0 American 20190215
Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
common Listed Call Purchased 1,000 USD 12.0 American 20190418
Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
common Listed Call Purchased 11,000 USD 11.0 American 20190418
Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
common Listed Call Purchased 7,000 USD 13.0 American 20190118
Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
common Listed Call Written -80,000 USD 27.0 American 20190118
Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
common Listed Call Written -145,100 USD 25.0 American 20200117
Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
common Listed Call Written -90,000 USD 27.0 American 20200117
Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
common Listed Call Written -186,400 USD 20.0 American 20190118
Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
common Listed Call Written -70,000 USD 22.0 American 20190118
Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
common Listed Call Written -150,000 USD 25.0 American 20190118
Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
common Listed Call Written -10,000 USD 30.0 American 20190118
Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
common Listed Call Written -180,000 USD 35.0 American 20190118
Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
common Listed Call Written -229,500 USD 15.0 American 20200117
Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
common Listed Call Written -80,000 USD 20.0 American 20210115
Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
common Listed Call Written -128,200 USD 17.0 American 20210115
Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
common Listed Call Written -200,000 USD 15.0 American 20190719
Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
common Listed Call Written -280,000 USD 22.0 American 20200117
Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
common Listed Call Written -500,000 USD 20.0 American 20200117
Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
common Listed Put Purchased -77,200 USD 11.0 American 20190118
Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
common Listed Put Purchased -134,400 USD 12.0 American 20190118
Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
common Listed Put Purchased -624,200 USD 13.0 American 20190118
Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
common Listed Put Purchased -50,000 USD 13.0 American 20200117
Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
common Listed Put Purchased -1,050,000 USD 10.0 American 20200117
Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
common Listed Put Purchased -22,700 USD 9.0 American 20190118
Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
common Listed Put Purchased -599,200 USD 10.0 American 20190118
Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
common Listed Put Purchased -288,700 USD 10.0 American 20190418
Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
common Listed Put Purchased -340,000 USD 9.0 American 20190418
Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
common Listed Put Purchased -115,000 USD 11.0 American 20190418
Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
common Listed Put Purchased -120,000 USD 8.0 American 20200117
Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
common Listed Put Written 150,000 USD 15.0 American 20200117
Option
--------------- ---------------- --------------- ---------------- ---------------- ------------
* in equivalent shares interests
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
None
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
RETUAOORWNAUOAA
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