Statement of Changes in Beneficial Ownership (4)
24 Mai 2021 - 09:20PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
| 1. Name
and Address of Reporting Person * MUNOZ
GEORGE |
2. Issuer Name and Ticker or Trading
Symbol ALTRIA GROUP, INC. [ MO ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
|
|
(Last)
(First)
(Middle)
6601 W BROAD ST |
3. Date of Earliest Transaction (MM/DD/YYYY)
5/20/2021
|
|
(Street)
RICHMOND, VA 23230
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
Amount |
(A) or (D) |
Price |
|
Common Stock |
5/20/2021 |
|
A |
|
3517 (1) |
A |
$0 |
86151 (2) |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
|
Phantom Stock Units |
(3) |
5/20/2021 |
|
A |
|
804 (4) |
|
(5) |
(5) |
Common Stock |
804.0 |
$49.765 (6) |
18613 (7) |
D |
|
| Explanation of
Responses: |
| (1) |
Deferred stock awarded under
the 2015 Stock Compensation Plan for Non-Employee
Directors. |
| (2) |
Includes 19,756 deferred
shares in the Stock Compensation Plan for Non-Employee directors
and 1,469 shares acquired through the reinvestment of dividends on
deferred shares and other beneficially owned shares in investment
accounts since March 31, 2021, the date of the last reportable
transaction. |
| (3) |
Phantom stock units convert
to the cash value of the issuer's common stock on a 1-for-1
basis. |
| (4) |
These units were acquired on
May 20, 2021 pursuant to the Deferred Fee Plan for Non-Employee
Directors. |
| (5) |
The participant will receive
distributions of phantom stock units in cash either prior to or
following termination of service as a member of the issuer's board
of directors, as elected by the participant. |
| (6) |
The average of the high and
low price of Altria Group, Inc. common stock on May 20,
2021. |
| (7) |
Share equivalents held in
the Deferred Fee Plan for Non-Employee Directors. This total
includes the May 20, 2021 acquisition of 804 share equivalents
under the Deferred Fee Plan for Non-Employee Directors and 351
share equivalents acquired through the reinvestment of dividends in
the Deferred Fee Plan since March 31, 2021, the date of the last
reportable transaction. |
Reporting
Owners
|
|
Reporting Owner Name / Address |
Relationships
|
|
Director |
10% Owner |
Officer |
Other |
MUNOZ GEORGE
6601 W BROAD ST
RICHMOND, VA 23230 |
X |
|
|
|
Signatures
|
|
W. Hildebrandt Surgner, Jr. for George
Munoz |
|
5/24/2021 |
| **Signature of
Reporting Person |
Date |
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