SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2
(Amendment No. 2)*
HAYES LEMMERZ INTERNATIONAL, INC.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
420781304
(CUSIP Number)
December 31, 2008
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
CUSIP NO. 420781304
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
ASPEN ADVISORS LLC
13-4118717
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) |X|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
--------------------------------------------------------------------------------
5 SOLE VOTING POWER
-0-
NUMBER OF --------------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICALLY 1,315,020
OWNED BY EACH --------------------------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON WITH -0-
--------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,315,020
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,315,020
--------------------------------------------------------------------------------
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.3%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
OO, IA
--------------------------------------------------------------------------------
2
|
CUSIP NO. 420781304
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
SORIS CAPITAL ADVISORS, LLC
20-3177754
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [x]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
--------------------------------------------------------------------------------
5 SOLE VOTING POWER
-0-
NUMBER OF --------------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICALLY 7,223,298
OWNED BY EACH --------------------------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON WITH -0-
--------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
7,223,298
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,223,298
--------------------------------------------------------------------------------
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
7.1%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
OO, IA
--------------------------------------------------------------------------------
3
|
CUSIP NO. 420781304
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
SOPRIS PARTNERS SERIES A, of SOPRIS CAPITAL PARTNERS, L.P.
37-1520276
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [x]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
--------------------------------------------------------------------------------
5 SOLE VOTING POWER
-0-
NUMBER OF --------------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICALLY 4,674,074
OWNED BY EACH --------------------------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON WITH -0-
--------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
4,674,074
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,674,074
--------------------------------------------------------------------------------
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.6%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
PN
--------------------------------------------------------------------------------
4
|
CUSIP NO. 420781304
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
SOPRIS CAPITAL, LLC
20-3978493
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [x]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
--------------------------------------------------------------------------------
5 SOLE VOTING POWER
-0-
NUMBER OF --------------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICALLY 5,213,074
OWNED BY EACH --------------------------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON WITH -0-
--------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
5,213,074
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,213,074
--------------------------------------------------------------------------------
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.1%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
OO
--------------------------------------------------------------------------------
5
|
CUSIP NO. 420781304
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
NIKOS HECHT
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [x]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
--------------------------------------------------------------------------------
5 SOLE VOTING POWER
-0-
NUMBER OF --------------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICALLY 8,538,318
OWNED BY EACH --------------------------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON WITH -0-
--------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
8,538,318
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,538,318
--------------------------------------------------------------------------------
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.4%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
IN
--------------------------------------------------------------------------------
6
|
Item 1.
(a) Name of Issuer:
Hayes Lemmerz International, Inc.
(b) Address of Issuer's Principal Executive Offices:
15300 Centennial Drive
Northville, Michigan 48168
Item 2.
(a) Name of Persons Filing:
Aspen Advisors LLC ("Aspen Advisors");
Sopris Capital Advisors, LLC ("Sopris Advisors");
Sopris Partners Series A, of Sopris Capital Partners, L.P.
("Sopris Partners");
Sopris Capital, LLC ("Sopris Capital"); and
Nikos Hecht (collectively, the "Reporting Persons")
(b) Address of Principal Business Office or, if none, Residence:
The principal business office of Aspen Advisors is 152 West 57th
Street, New York, NY, 10019. The principal business office of each of
Sopris Advisors, Sopris Partners, Sopris Capital and Mr. Hecht is 314 S.
Galena Street, Suite 300, Aspen, CO 81611.
(c) Citizenship:
Aspen Advisors, Sopris Advisors and Sopris Capital are Delaware
limited liability companies. Sopris Partners is a Delaware limited
partnership. Mr. Hecht is a citizen of the United States.
(d) Title of Class of Securities:
Common Stock
(e) CUSIP Number:
420781304
7
Item 3. If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or
(c), Check Whether the Person Filing is a:
(a) [ ] Broker or dealer registered under Section 15 of the
Exchange Act.
(b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act.
(c) [ ] Insurance company as defined in Section 3(a)(19) of the
Exchange Act.
(d) [ ] Investment company registered under Section 8 of the
Investment Company Act.
(e) [ ] An investment adviser in accordance with Rule 13d-1
(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in accordance
with Rule 13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in accordance
with Rule 13d-1(b)(1)(ii)(G);
(h) [ ] A savings associations as defined in Section 3(b) of the
Federal Deposit Insurance Act;
(i) [ ] A church plan that is excluded from the definition of an
investment company under section 3(c)(14) of the Investment
Company Act;
(j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
Item 4. Ownership.
Provide the following information regarding the aggregate number and percentage
of the class of securities of the issuer identified in Item 1.
(a) Amount beneficially owned:
Aspen Advisors: 1,315,020
Sopris Advisors: 7,223,298
Sopris Partners: 4,674,074
Sopris Capital: 5,213,074
Mr. Hecht: 8,538,318
(b) Percent of class:
Aspen Advisors: 1.3%
Sopris Advisors: 7.1%
Sopris Partners: 4.6%
Sopris Capital: 5.1%
Mr. Hecht: 8.4%
|
8
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote:
Aspen Advisors: -0-
Sopris Advisors: -0-
Sopris Partners: -0-
Sopris Capital: -0-
Mr. Hecht: -0-
(ii) Shared power to vote or to direct the vote:
Aspen Advisors: 1,315,020
Sopris Advisors: 7,223,298
Sopris Partners: 4,674,074
Sopris Capital: 5,213,074
Mr. Hecht: 8,538,318
|
(iii) Sole power to dispose or to direct the disposition of:
Aspen Advisors: -0-
Sopris Advisors: -0-
Sopris Partners: -0-
Sopris Capital: -0-
Mr. Hecht: -0-
|
(iv) Shared power to dispose or to direct the disposition of:
Aspen Advisors: 1,315,020
Sopris Advisors: 7,223,298
Sopris Partners: 4,674,074
Sopris Capital: 5,213,074
Mr. Hecht: 8,538,318
|
Of the shares reported as beneficially owned in this Schedule 13G,
4,674,074 are owned directly by Sopris Partners, 1,315,020 shares are owned by
private clients of Aspen Advisors, 2,010,224 shares are owned by private clients
of Sopris Advisors, and 539,000 are owned by an investment partnership with
Sopris Capital as its general partner and Sopris Advisors as its manager.
9
Sopris Capital is the general partner of Sopris Partners and the
investment partnership and, as such, may be deemed to share beneficial ownership
of the common stock of the Issuer (the "Common Stock") owned directly by such
partnerships. Mr. Hecht is the managing member of each of Aspen Advisors and of
Sopris Advisors and the sole member of the managing member of Sopris Capital. As
the managing member of Aspen Advisors and Sopris Advisors, the sole member of
the managing member of Sopris Capital and the owner of a majority of the
membership interests in each of Sopris Capital, Aspen Advisors and Sopris
Advisors, Mr. Hecht may be deemed to be the controlling person of Sopris
Capital, Aspen Advisors and Sopris Advisors, and through Sopris Capital, Sopris
Partners and the investment partnership. Each of Aspen Advisors and Sopris
Advisors, as investment manager for their respective private clients, and with
respect to Sopris Advisors, also as investment manager for Sopris Partners and
the investment partnership, has discretionary investment authority over the
Common Stock held by their respective private clients and such partnerships, as
applicable. Accordingly, Mr. Hecht may be deemed to be the beneficial owner of
the Common Stock held by Sopris Partners, the investment partnership, and the
private clients of Aspen Advisors and Sopris Advisors. Each of Sopris Partners,
the investment partnership and Sopris Capital disclaims any beneficial interest
in the Common Stock owned by the accounts managed by Sopris Advisors and Aspen
Advisors.
Item 5. Ownership of Five Percent or Less of a Class.
NOT APPLICABLE
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Each of Aspen Advisors and Sopris Advisors serves as an investment manager
for private clients, none of which, individually, holds more than 5% of the
Common Stock. Sopris Capital is the general partner of several affiliates which
individually do not hold more than 5% of the Common Stock.
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on By the Parent Holding Company or Control
Person.
NOT APPLICABLE
Item 8. Identification and Classification of Members of the Group.
NOT APPLICABLE
Item 9. Notice of Dissolution of Group.
NOT APPLICABLE
Item 10. Certification.
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were not acquired and are not held for the
purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.
Materials to be filed as Exhibits.
Exhibit A: Joint Filing Agreement.
10
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: February 12, 2009
SOPRIS PARTNERS SERIES A, of SOPRIS CAPITAL
PARTNERS, L.P.
By: SOPRIS CAPITAL, LLC
Its general partner
By: /s/ NIKOS HECHT
-------------------------------
Name: Nikos Hecht
Title: Sole Member of the Managing Member
|
SOPRIS CAPITAL, LLC
By: /s/ NIKOS HECHT
-------------------------------
Name: Nikos Hecht
Title: Sole Member of the Managing Member
|
ASPEN ADVISORS LLC
By: /s/ NIKOS HECHT
-------------------------------
Name: Nikos Hecht
Title: Managing Member
|
SOPRIS CAPITAL ADVISORS, LLC
By: /s/ NIKOS HECHT
-------------------------------
Name: Nikos Hecht
Title: Managing Member
/s/ NIKOS HECHT
-----------------------------------
Nikos Hecht
|
11
EXHIBIT A
JOINT FILING AGREEMENT
The undersigned acknowledge and agree that the foregoing statement on
Schedule 13G is filed on behalf of each of the undersigned and that all
subsequent amendments to this statement on Schedule 13G shall be filed on behalf
of each of the undersigned without the necessity of filing additional joint
acquisition statements. The undersigned acknowledge that each shall be
responsible for the timely filing of such amendments, and for the completeness
and accuracy of the information concerning him or it contained therein, but
shall not be responsible for the completeness and accuracy of the information
concerning the other, except to the extent that he or it knows or has reason to
believe that such information is accurate.
Dated this 12th day of February, 2009.
SOPRIS PARTNERS SERIES A, of SOPRIS CAPITAL
PARTNERS, L.P.
By: SOPRIS CAPITAL, LLC
Its general partner
By: /s/ NIKOS HECHT
-------------------------------
Name: Nikos Hecht
Title: Sole Member of the Managing Member
|
SOPRIS CAPITAL, LLC
By: /s/ NIKOS HECHT
-------------------------------
Name: Nikos Hecht
Title: Sole Member of the Managing Member
|
ASPEN ADVISORS LLC
By: /s/ NIKOS HECHT
-------------------------------
Name: Nikos Hecht
Title: Managing Member
|
SOPRIS CAPITAL ADVISORS, LLC
By: /s/ NIKOS HECHT
-------------------------------
Name: Nikos Hecht
Title: Managing Member
/s/ NIKOS HECHT
-----------------------------------
Nikos Hecht
|
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