Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
31 Januar 2024 - 12:21PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Cartica
Acquisition Corp
(Name of Issuer)
Class A Common Stock, par value $0.0001 per share
(Title of Class of Securities)
G1995D109
(CUSIP Number)
December 31, 2023
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to
designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☒ Rule 13d-1(c)
☐ Rule 13d-1(d)
| * |
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form
with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities
Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Continued on following pages
Page 1 of 11 Pages
Exhibit Index:
10 Page
|
|
|
| SCHEDULE 13G |
| CUSIP No. G1995D109 |
|
Page
2
of 11 Pages |
|
|
|
|
|
|
|
| 1 |
|
NAMES OF
REPORTING PERSONS Harraden Circle Investors, LP |
| 2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (a) ☐ (b) ☐
|
| 3 |
|
SEC USE ONLY
|
| 4 |
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
Delaware |
|
|
|
|
|
|
|
| NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
|
5 |
|
SOLE VOTING POWER
0 |
| |
6 |
|
SHARED VOTING POWER
0 |
| |
7 |
|
SOLE DISPOSITIVE POWER
0 |
| |
8 |
|
SHARED DISPOSITIVE POWER
0 |
|
|
|
|
|
|
|
| 9 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 |
| 10 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐ |
| 11 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9) 0% |
| 12 |
|
TYPE OF REPORTING PERSON (SEE
INSTRUCTIONS) PN |
| (1) |
See Item 4 below. This constitutes an exit filing for the Reporting Person. |
|
|
|
| SCHEDULE 13G |
| CUSIP No. G1995D109 |
|
Page
3
of 11 Pages |
|
|
|
|
|
|
|
| 1 |
|
NAMES OF
REPORTING PERSONS Harraden Circle Investors GP, LP |
| 2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (a) ☐ (b) ☐
|
| 3 |
|
SEC USE ONLY
|
| 4 |
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
Delaware |
|
|
|
|
|
|
|
| NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
|
5 |
|
SOLE VOTING POWER
0 |
| |
6 |
|
SHARED VOTING POWER
0 |
| |
7 |
|
SOLE DISPOSITIVE POWER
0 |
| |
8 |
|
SHARED DISPOSITIVE POWER
0 |
|
|
|
|
|
|
|
| 9 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 |
| 10 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐ |
| 11 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9) 0% |
| 12 |
|
TYPE OF REPORTING PERSON (SEE
INSTRUCTIONS) PN, HC |
| (1) |
See Item 4 below. This constitutes an exit filing for the Reporting Person. |
|
|
|
| SCHEDULE 13G |
| CUSIP No. G1995D109 |
|
Page
4
of 11 Pages |
|
|
|
|
|
|
|
| 1 |
|
NAMES OF
REPORTING PERSONS Harraden Circle Investors GP, LLC |
| 2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (a) ☐ (b) ☐
|
| 3 |
|
SEC USE ONLY
|
| 4 |
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
Delaware |
|
|
|
|
|
|
|
| NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
|
5 |
|
SOLE VOTING POWER
0 |
| |
6 |
|
SHARED VOTING POWER
0 |
| |
7 |
|
SOLE DISPOSITIVE POWER
0 |
| |
8 |
|
SHARED DISPOSITIVE POWER
0 |
|
|
|
|
|
|
|
| 9 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 |
| 10 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐ |
| 11 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9) 0% |
| 12 |
|
TYPE OF REPORTING PERSON (SEE
INSTRUCTIONS) OO, HC |
| (1) |
See Item 4 below. This constitutes an exit filing for the Reporting Person. |
|
|
|
| SCHEDULE 13G |
| CUSIP No. G1995D109 |
|
Page
5
of 11 Pages |
|
|
|
|
|
|
|
| 1 |
|
NAMES OF
REPORTING PERSONS Harraden Circle Investments, LLC |
| 2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (a) ☐ (b) ☐
|
| 3 |
|
SEC USE ONLY
|
| 4 |
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
Delaware |
|
|
|
|
|
|
|
| NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
|
5 |
|
SOLE VOTING POWER
0 |
| |
6 |
|
SHARED VOTING POWER
0 |
| |
7 |
|
SOLE DISPOSITIVE POWER
0 |
| |
8 |
|
SHARED DISPOSITIVE POWER
0 |
|
|
|
|
|
|
|
| 9 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 |
| 10 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐ |
| 11 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9) 0% |
| 12 |
|
TYPE OF REPORTING PERSON (SEE
INSTRUCTIONS) OO, HC, IA |
| (1) |
See Item 4 below. This constitutes an exit filing for the Reporting Person. |
|
|
|
| SCHEDULE 13G |
| CUSIP No. G1995D109 |
|
Page
6
of 11 Pages |
|
|
|
|
|
|
|
| 1 |
|
NAMES OF
REPORTING PERSONS Frederick V. Fortmiller, Jr. |
| 2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP (a) ☐ (b) ☐
|
| 3 |
|
SEC USE ONLY
|
| 4 |
|
CITIZENSHIP OR PLACE OF
ORGANIZATION United States of
America |
|
|
|
|
|
|
|
| NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH |
|
5 |
|
SOLE VOTING POWER
0 |
| |
6 |
|
SHARED VOTING POWER
0 |
| |
7 |
|
SOLE DISPOSITIVE POWER
0 |
| |
8 |
|
SHARED DISPOSITIVE POWER
0 |
|
|
|
|
|
|
|
| 9 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 |
| 10 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) ☐ |
| 11 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9) 0% |
| 12 |
|
TYPE OF REPORTING PERSON (SEE
INSTRUCTIONS) IN, HC |
| (1) |
See Item 4 below. This constitutes an exit filing for the Reporting Person. |
|
|
|
| SCHEDULE 13G |
| CUSIP No. G1995D109 |
|
Page
7
of 11 Pages |
Explanatory Note: This Amendment is being filed to report that the Reporting Persons have ceased to be
the beneficial owner of more than five percent of the outstanding shares of Class A common stock of the “Issuer”. This Amendment constitutes an exit filing for the Reporting Persons.
| Item 1(a). |
Name of Issuer |
Cartica Acquisition Corp (the “Issuer”)
| Item 1(b). |
Address of Issuer’s Principal Executive Offices |
1775 I Street NW, Suite 910, Washington, DC 20006
| Item 2(a). |
Names of Persons Filing |
This Statement is filed on behalf of the following persons (collectively, the “Reporting Persons”):
| |
i) |
Harraden Circle Investors, LP (“Harraden Fund”); |
| |
ii) |
Harraden Circle Investors GP, LP (“Harraden GP”); |
| |
iii) |
Harraden Circle Investors GP, LLC (“Harraden LLC”); |
| |
iv) |
Harraden Circle Investments, LLC (“Harraden Adviser”); and |
| |
v) |
Frederick V. Fortmiller, Jr. (“Mr. Fortmiller”); |
This Statement relates to Shares (as defined herein) directly beneficially owned by Harraden Fund. Harraden GP is the general partner to Harraden Fund, and
Harraden LLC is the general partner of Harraden GP. Harraden Adviser serves as investment manager to Harraden Fund and other high net worth individuals. Mr. Fortmiller is the managing member of each of Harraden LLC and Harraden Adviser. In such
capacities, each of Harraden GP, Harraden LLC, Harraden Adviser and Mr. Fortmiller may be deemed to indirectly beneficially own the Shares reported herein directly beneficially owned by Harraden Fund.
| Item 2(b). |
Address of Principal Business Office or, if None, Residence |
The address of the principal business office of each Reporting Person is 299 Park Avenue, 21st Floor, New York, NY 10171.
Each of Harraden Fund and Harraden GP is a Delaware limited partnership. Each of Harraden LLC and Harraden Adviser is a Delaware limited liability company.
Mr. Fortmiller is a citizen of the United States of America.
| Item 2(d). |
Title of Class of Securities |
Class A Common Stock, par value $0.0001 per share (“Shares”)
G1995D109
| Item 3. |
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
This Item 3 is not applicable.
|
|
|
| SCHEDULE 13G |
| CUSIP No. G1995D109 |
|
Page
8
of 11 Pages |
| Item 4(a) |
Amount Beneficially Owned |
As of December 31, 2023, the Reporting Persons did not beneficially own any of the Issuer’s Class A Common Stock. Accordingly, this Schedule 13G/A
constitutes an exit filing for the Reporting Persons.
| Item 5. |
Ownership of Five Percent or Less of a Class |
This Item 5 is not applicable.
| Item 6. |
Ownership of More than Five Percent on Behalf of Another Person |
This Item 6 is not applicable.
| Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent
Holding Company or Control Person |
See disclosure in Item 2 hereof.
| Item 8. |
Identification and Classification of Members of the Group |
This Item 8 is not applicable.
| Item 9. |
Notice of Dissolution of Group |
This Item 9 is not applicable.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of
or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in
connection with a nomination under § 240.14a-11.
|
|
|
| SCHEDULE 13G |
| CUSIP No. G1995D109 |
|
Page
9
of 11 Pages |
SIGNATURE
After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this
statement is true, complete and correct.
Date: January 31, 2024
|
|
|
| HARRADEN CIRCLE INVESTORS, LP |
|
|
| By: |
|
HARRADEN CIRCLE INVESTORS GP, LP, its general partner |
| By: |
|
HARRADEN CIRCLE INVESTORS GP, LLC, its general partner |
|
|
| By: |
|
/s/ Frederick V. Fortmiller, Jr. |
| Title: |
|
Managing Member |
|
| HARRADEN CIRCLE INVESTORS GP, LP |
|
|
| By: |
|
HARRADEN CIRCLE INVESTORS GP, LLC, its general partner |
|
|
| By: |
|
/s/ Frederick V. Fortmiller, Jr. |
| Title: |
|
Managing Member |
|
| HARRADEN CIRCLE INVESTORS GP, LLC |
|
|
| By: |
|
/s/ Frederick V. Fortmiller, Jr. |
|
|
Managing Member |
|
| HARRADEN CIRCLE INVESTMENTS, LLC |
|
|
| By: |
|
/s/ Frederick V. Fortmiller, Jr. |
|
|
Managing Member |
|
| FREDERICK V. FORTMILLER, JR. |
|
| /s/ Frederick V. Fortmiller, Jr. |
|
|
|
| SCHEDULE 13G |
| CUSIP No. G1995D109 |
|
Page
10
of 11 Pages |
EXHIBIT INDEX
|
|
|
|
|
|
|
| Ex. |
|
|
|
Page No. |
|
|
|
|
| 1 |
|
Joint Filing Agreement |
|
|
11 |
|
|
|
|
| SCHEDULE 13G |
| CUSIP No. G1995D109 |
|
Page 11 of 11 Pages |
EXHIBIT 1
JOINT FILING AGREEMENT
The
undersigned hereby agree that the statement on Schedule 13G with respect to the Units of Cartica Acquisition Corp dated as of January 31, 2024, is, and any amendments thereto (including amendments on Schedule 13D) signed by each of the undersigned
shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.
Date: January 31, 2024
|
|
|
| HARRADEN CIRCLE INVESTORS, LP |
| By: |
|
HARRADEN CIRCLE INVESTORS GP, LP, its general partner |
| By: |
|
HARRADEN CIRCLE INVESTORS GP, LLC, its general partner |
|
|
| By: |
|
/s/ Frederick V. Fortmiller, Jr. |
| Title: |
|
Managing Member |
|
| HARRADEN CIRCLE INVESTORS GP, LP |
| By: |
|
HARRADEN CIRCLE INVESTORS GP, LLC, its general partner |
|
|
| By: |
|
/s/ Frederick V. Fortmiller, Jr. |
| Title: |
|
Managing Member |
|
| HARRADEN CIRCLE INVESTORS GP, LLC |
|
|
| By: |
|
/s/ Frederick V. Fortmiller, Jr. |
|
|
Managing Member |
|
| HARRADEN CIRCLE INVESTMENTS, LLC |
|
|
| By: |
|
/s/ Frederick V. Fortmiller, Jr. |
|
|
Managing Member |
|
| FREDERICK V. FORTMILLER, JR. |
|
| /s/ Frederick V. Fortmiller, Jr. |
Cartica Acquisition (NASDAQ:CITEU)
Historical Stock Chart
Von Okt 2024 bis Nov 2024
Cartica Acquisition (NASDAQ:CITEU)
Historical Stock Chart
Von Nov 2023 bis Nov 2024
