FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Singletary R. Bruce
2. Issuer Name and Ticker or Trading Symbol

Capital Bank Financial Corp. [ CBF ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
Chief Credit Officer
(Last)          (First)          (Middle)

C/O CAPITAL BANK FINANCIAL CORP., 4725 PIEDMONT ROW DRIVE, SUITE 110
3. Date of Earliest Transaction (MM/DD/YYYY)

11/28/2017
(Street)

CHARLOTTE, NC 28210
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock, par value $0.01 per share   11/28/2017     M    312778   A $20.00   468282   D    
Class A Common Stock, par value $0.01 per share   11/28/2017     M    139522   A $20.00   607804   D    
Class A Common Stock, par value $0.01 per share   11/28/2017     F    319729   D $40.10   288075   (1) D    
Restricted Common Stock                  18823   (2) D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock Option (Right to Buy)   (3) $20.00   11/28/2017     M         312778      (3) 12/22/2019   Class A Common Stock, par value $0.01 per share   312778   $0.00   0   D    
Common Stock Option (Right to Buy)   (4) $20.00   11/28/2017     M         139552      (4) 1/12/2022   Class A Common Stock, par value $0.01 per share   139552   $0.00   0   D    

Explanation of Responses:
(1)  An aggregate of 319,729 shares of Class A Common Stock, par value $0.01 per share, otherwise due to the Reporting Person as a result of the stock options exercises described herein were withheld to cover the exercise cost as well as applicable taxes.
(2)  Shares of Restricted Common Stock vest ratably over a three year period in annual installments.
(3)  Consists of stock options granted in March 2011. One half of the stock options granted in March 2011 vested on December 22, 2011 and the other half of the stock options granted in March 2011 vested on December 22, 2012.
(4)  Consists of stock options granted in January 2012. One half of the stock options granted in January 2012 vested on January 12, 2012 and the other half of the stock options granted in January 2012 vested on January 12, 2013.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Singletary R. Bruce
C/O CAPITAL BANK FINANCIAL CORP.
4725 PIEDMONT ROW DRIVE, SUITE 110
CHARLOTTE, NC 28210


Chief Credit Officer

Signatures
/s/ Christopher G. Marshall as Attorney-in-Fact 11/28/2017
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Capital Bank Financial Corp. (MM) (NASDAQ:CBF)
Historical Stock Chart
Von Mai 2024 bis Jun 2024 Click Here for more Capital Bank Financial Corp. (MM) Charts.
Capital Bank Financial Corp. (MM) (NASDAQ:CBF)
Historical Stock Chart
Von Jun 2023 bis Jun 2024 Click Here for more Capital Bank Financial Corp. (MM) Charts.