Citigroup GM Deutschland AG & Co Form 8.5 (EPT/NON-RI) (1981X)
17 November 2014 - 12:34PM
UK Regulatory
TIDMTT. TIDM0NLA
RNS Number : 1981X
Citigroup GM Deutschland AG & Co
17 November 2014
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Citigroup Global Markets Deutschland AG ("CGMD")
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(b) Name of offeror/offeree in relation to whose relevant TUI AG
securities this form relates:
Use a separate form for each offeror/offeree
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(c) Name of the party to the offer with which exempt principal TUI AG
trader is connected:
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(d) Date position held/dealing undertaken: 14 November 2014
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(e) Has the EPT previously disclosed, or is it today disclosing, YES
under the Code in respect
of any other party to this offer?
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2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: Ordinary Shares
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Interests Short positions
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Number % Number %
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(1) Relevant securities owned and/or controlled: 54,464 0.04% 0 0.00%
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(2) Derivatives (other than options): 4,706 0.00% 237,093 0.11%
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(3) Options and agreements to purchase/sell: 165 0.00% 35 0.00%
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TOTAL: 59,335 0.04% 237,128 0.11%
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All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security in relation to which subscription right exists:
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Details, including nature of the rights concerned and relevant percentages:
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If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchase/sale Number of securities Price per
relevant unit (EUR)
security
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(b) Derivatives transactions (other than options)
Class of Purchase/sale Number Price per
relevant of securities unit (EUR)
security
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Ordinary Purchase 250 7.9423
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Ordinary Purchase 150 7.4771
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(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of relevant description purchasing, of securities price date money
security e.g. call selling, to which per unit paid/
option varying etc. option received
relates per unit
------------- ------------- -------------- --------------- ---------- --------------- ------- ----------
e.g. American,
European
etc.
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(ii) Exercising
Class of relevant security Product description Number of securities Exercise price per unit
e.g. call option
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(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
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The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
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None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
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None
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(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
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Date of disclosure: 17 November 2014
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Contact name: Ryan McCabe
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Telephone number: (028)90 409539
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Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
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