Holding(s) in Company
02 Oktober 2007 - 7:42PM
UK Regulatory
TR-1 : Notification of major interests in shares
1.Identity of the issuer or the underlying issuer of existing Caliber Global
shares to which voting rights are attached : Investment
Limited
2. Reason for the notification (please tick the appropriate box or
boxes)
An acquisition or disposal of voting rights Yes
An acquisition or disposal of financial instruments which may result in No
the acquisition of shares already issued to which voting rights are
attached
An event changing the breakdown of voting rights No
Other (please specify): No
3. Full name of person(s) subject to the notification Allianz SE
obligation :
4. Full name of shareholder(s) (if different from 3.) : Veer Palthe Voute
NV
5. Date of the transaction (and date on which the threshold 28 September
is crossed or reached if different) : 2007
6. Date on which issuer notified: 02 October
2007
7. Threshold(s) that is/are crossed or reached: 15%
8. Notified details:
A: Voting rights attached to shares
Class/type of Situation previous Resulting situation after the triggering
transaction
shares to the Triggering
if possible transaction
using the
ISIN CODE Number of Number of Number of Number of voting % of voting
Shares Voting shares rights ix rights
Rights viii
Direct Direct x Indirect Direct Indirect
xi
GB00B09LSD21 3,611,252 3,611,252 3,729,131 3,729,131 15.21
B: Financial Instruments
Resulting situation after the triggering transaction xii
Type of Expiration Exercise/ Number of voting rights that may % of
financial date xiii Conversion be acquired if the instrument is voting
instrument Period/ Date exercised/ converted. rights
xiv
Total (A+B)
Number of voting rights % of voting rights
3,729,131 15.21
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable xv:
Allianz SE is the ultimate holding company of Veer Palthe Voute NV ("VPV"). VPV
is a direct subsidiary of Dresdner Bank Luxembourg S.A. ("DB Lux"), a direct
subsidiary of Dresdner Bank AG ("Dresdner"). Dresdner is a direct subsidiary of
Allianz Finanzbeteiligungs GmbH ("Allianz Finanz"), which is itself a direct
subsidiary of Allianz SE.
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
13. Additional information:
14. Contact name: Irina Daniel / Andrew Stevens
15. Contact telephone number: 020 7475 5617 / 020 7475 5472
Annex Notification Of Major Interests In Shares xvi
A: Identity of the person or legal entity subject to the notification
obligation
Full name (including legal form for legal entities) Allianz SE
Contact address (registered office for legal entities) Koniginastrasse
28
80802 Munich
Germany
Phone number +49 89 38 00 00
Other useful information (at least legal representative for
legal persons)
B: Identity of the notifier, if applicable xvii
Full name Dresdner
Kleinwort Group
Limited
Contact address 30 Gresham Street
London EC2V 7PG
Phone number 020 7623 8000
Other useful information (e.g. functional relationship with subsidiary
the person or legal entity subject to the notification
obligation)
C: Additional information
Notes
This form is to be sent to the issuer or underlying issuer and to
be filed with the competent authority.
Either the full name of the legal entity or another method for
identifying the issuer or underlying issuer, provided it is reliable and
accurate.
This should be the full name of (a) the shareholder; (b) the
person acquiring, disposing of or exercising voting rights in the cases
provided for in DTR5.2.1 (b) to (h); (c) all the parties to the agreement
referred to in DTR5.2.1 (a), or (d) the direct or indirect holder of financial
instruments entitled to acquire shares already issued to which voting rights
are attached, as appropriate.
In relation to the transactions referred to in points DTR5.2.1 (b) to (h), the
following list is provided as indication of the persons who should be
mentioned:
- in the circumstances foreseen in DTR5.2.1 (b), the person that
acquires the voting rights and is entitled to exercise them under the agreement
and the natural person or legal entity who is transferring temporarily for
consideration the voting rights;
- in the circumstances foreseen in DTR 5.2.1 (c), the person
holding the collateral, provided the person or entity controls the voting
rights and declares its intention of exercising them, and person lodging the
collateral under these conditions;
- in the circumstances foreseen in DTR5.2.1(d), the person who
has a life interest in shares if that person is entitled to exercise the voting
rights attached to the shares and the person who is disposing of the voting
rights when the life interest is created;
- in the circumstances foreseen in DTR5.2.1 (e), the parent
undertaking and, provided it has a notification duty at an individual level
under DTR 5.1, under DTR5.2.1 (a) to (d) or under a combination of any of those
situations, the controlled undertaking;
- in the circumstances foreseen in DTR5.2.1 (f), the deposit
taker of the shares, if he can exercise the voting rights attached to the
shares deposited with him at his discretion, and the depositor of the shares
allowing the deposit taker to exercise the voting rights at his discretion;
- in the circumstances foreseen in DTR5.2.1 (g), the person that
controls the voting rights;
- in the circumstances foreseen in DTR5.2.1 (h), the proxy
holder, if he can exercise the voting rights at his discretion, and the
shareholder who has given his proxy to the proxy holder allowing the latter to
exercise the voting rights at his discretion.
Applicable in the cases provided for in DTR 5.2.1 (b) to (h).
This should be the full name of the shareholder or holder of financial
instruments who is the counterparty to the natural person or legal entity
referred to in DTR5.2.
The date of the transaction should normally be, in the case of
an on exchange transaction, the date on which the matching of orders occurs; in
the case of an off exchange transaction, date of the entering into an
agreement.
The date on which threshold is crossed should normally be the date on which the
acquisition, disposal or possibility to exercise voting rights takes effect
(see DTR 5.1.1R (3)). For passive crossings, the date when the corporate event
took effect. [DEL::DEL]
These dates will usually be the same unless the transaction is subject to a
condition beyond the control of the parties.
Please refer to the situation disclosed in the previous
notification, In case the situation previous to the triggering transaction was
below 3%, please state 'below 3%'.
vii If the holding has fallen below the minimum threshold , the notifying party
should not be obliged to disclose the extent of the holding, only that the new
holding is less than 3%.
For the case provided for in DTR5.2.1(a), there should be no disclosure of
individual holdings per party to the agreement unless a party individually
crosses or reaches an Article 9 threshold. This applies upon entering into,
introducing changes to or terminating an agreement.
viii Direct and indirect
ix In case of combined holdings of shares with voting rights
attached 'direct holding' and voting rights 'indirect holdings', please split
the voting rights number and percentage into the direct and indirect columns-if
there is no combined holdings, please leave the relevant box blank.
X Voting rights attached to shares in respect of which the
notifying party is a direct shareholder (DTR 5.1)
xi Voting rights held by the notifying party as an indirect
shareholder (DTR 5.2.1)
xii If the holding has fallen below the minimum threshold, the
notifying party should not be obliged to disclose the extent of the holding,
only that the new holding is below 3%.
xiii date of maturity / expiration of the finical instrument i.e.
the date when the right to acquire shares ends.
xiv If the financial instrument has such a period-please
specify the period- for example once every three months starting from the
[date]
xv The notification should include the name(s) of the controlled
undertakings through which the voting rights are held. The notification should
also include the amount of voting rights and the percentage held by each
controlled undertaking, insofar as individually the controlled undertaking
holds 3% or more, and insofar as the notification by the parent undertaking is
intended to cover the notification obligations of the controlled undertaking.
xvi This annex is only to be filed with the competent authority.
xvii Whenever another person makes the notification on behalf of the
shareholder or the natural person/legal entity referred to in DTR5.2 and
DTR5.3.
END
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