Post-effective Amendment (investment Company, Rule 485(b)) (485bpos)
05 Juni 2020 - 9:57PM
Edgar (US Regulatory)
As filed with the U.S. Securities and Exchange Commission
on June 5, 2020
Securities Act File No. 333-151713
Investment Company Act File No. 811-22209
U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C. 20549
FORM N-1A
Registration Statement Under The Securities Act Of 1933 ☑
Pre-Effective Amendment No. ___ ☐
Post-Effective Amendment No. 604 ☑
and/or
Registration Statement Under The Investment Company Act Of 1940 ☑
Amendment No. 607 ☑
(Check appropriate box or boxes)
Global X Funds
(Exact Name of Registrant as Specified in Charter)
605 Third Avenue, 43rd Floor
New York, NY 10158
(Address of Principal Executive Office)
Registrant’s Telephone Number, including Area Code: (212) 644-6440
Send Copies of Communications to:
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Luis Berruga
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Eric S. Purple, Esquire
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605 Third Avenue, 43rd Floor
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Stradley Ronon Stevens & Young, LLP
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New York, New York 10158
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2000 K Street, N.W., Suite 700
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(NAME AND ADDRESS OF AGENT FOR SERVICE)
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Washington, D.C. 20006
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It is proposed that this filing will become effective (check appropriate box)
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☑ immediately upon filing pursuant to paragraph (b)
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☐ on _____ pursuant to paragraph (b)
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☐ 60 days after filing pursuant to paragraph (a)(1)
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☐ on (date) pursuant to paragraph (a)(1)
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☐ 75 days after filing pursuant to paragraph (a)(2)
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☐ on (date) pursuant to paragraph (a)(2) of rule 485.
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If appropriate, check the following box:
☐ this post-effective amendment designates a new effective date for a previously filed post-effective amendment.
EXPLANATORY NOTE
This Post-Effective Amendment No. 604 to the Trust’s Registration Statement on Form N-1A is filed for the sole purpose of submitting the XBRL exhibits for the risk/return summary information provided in Post-Effective Amendment No. 599 filed May 20, 2020 which became effective May 20, 2020, and incorporates Parts A, B and C from said amendment.
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all the requirements for the effectiveness of this Registration Statement pursuant to Rule 485(b) under the Securities Act of 1933, as amended, and has duly caused this Post-Effective Amendment No. 604 to the Registration Statement to be signed on its behalf by the undersigned, duly authorized, in the City of New York, and State of New York, on this 5th day of June, 2020.
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Global X Funds
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By:
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/s/ Luis Berruga
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Luis Berruga
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Pursuant to the requirements of the Securities Act of 1933, as amended, the Registration Statement has been signed below by the following persons in the capacities and on the date indicated.
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Name
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Title
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Date
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/s/Luis Berruga
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Trustee, President
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June 5, 2020
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Luis Berruga
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/s/ Chang Kim
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Treasurer
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June 5, 2020
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Chang Kim
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*
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Trustee
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June 5, 2020
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Charles A. Baker
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*
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Trustee
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June 5, 2020
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Susan M. Ciccarone
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*
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Trustee
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June 5, 2020
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Clifford J. Weber
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*/s/ Luis Berruga
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Attorney-In-Fact, pursuant to power of attorney
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EXHIBIT INDEX
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Index No.
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Description of Exhibit
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EX-101.INS
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XBRL Instance Document
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EX-101.SCH
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XBRL Taxonomy Extension Schema Document
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EX-101.CAL
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XBRL Taxonomy Extension Calculation Linkbase
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EX-101.DEF
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XBRL Taxonomy Extension Definition Linkbase
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EX-101.LAB
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XBRL Taxonomy Extension Labels Linkbase
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EX-101.PRE
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XBRL Taxonomy Extension Presentation Linkbase
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