Current Report Filing (8-k)
21 Juli 2017 - 9:35PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K
CURRENT
REPORT
Pursuant to Section
13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
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July
21, 2017
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Tompkins Financial Corporation
(Exact
name of registrant as specified in its charter)
New
York
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1-12709
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16-1482357
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(State
or other jurisdiction
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(Commission
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(IRS
Employer
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of
incorporation)
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File
Number)
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Identification
No.)
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The
Commons, PO Box 460, Ithaca, New York
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14851
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(Address
of principal executive offices)
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(Zip
Code)
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Registrant’s
telephone number, including area code
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(607)
273-3210
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(Former
name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
☐ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02 Results of Operations and Financial Condition
On July 21, 2017, the
Company issued a press release announcing its earnings for the calendar quarter ended June 30, 2017. A copy of the press release
is attached to this Report on Form 8-K as Exhibit 99.1 and is incorporated herein by reference.
Item 8.01 Other Events
On July
21, 2017, the Company issued a press release announcing that its Board of Directors approved payment of a regular quarterly cash
dividend of $0.45 per share, payable on August 15, 2017, to common shareholders of record on August 1, 2017. A copy of the press
release is attached to this Report on Form 8-K as Exhibit 99.2 and is incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits
(a) Not applicable.
(b) Not applicable.
(c) Not applicable.
(d) Exhibits.
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Exhibit No.
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Description
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99.1
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Press Release of Tompkins Financial Corporation dated July 21, 2017
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99.2
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Press Release of Tompkins Financial Corporation dated July 21, 2017
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SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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TOMPKINS FINANCIAL CORPORATION
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Date: July 21, 2017
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By:
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/s/ Stephen S. Romaine
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Stephen S. Romaine
President and CEO
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INDEX TO EXHIBITS
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