UNITED STATES SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C.

FORM D

OMB APPROVAL
OMB Number: 3235-0076
Estimated Average burden hours per response: 4.0
Notice of Exempt Offering of Securities


1. Issuer's Identity
CIK (Filer ID Number) Previous Name(s)   o None Entity Type
0000813810
AB ELECTROLUX
 
x Corporation
o Limited Partnership
o Limited Liability Company
o General Partnership
o Business Trust
o Other
Name of Issuer
  AKTIEBOLAGET ELECTROLUX
Jurisdiction of Incorporation/Organization
SWEDEN
 
Year of Incorporation/Organization
  x Over Five Years Ago
  o Within Last Five Years (Specify Year)  
  o Yet to Be Formed  



2. Principal Place of Business and Contact Information
Name of Issuer  
  AKTIEBOLAGET ELECTROLUX  
Street Address 1 Street Address 2
  ST GORANSGATAN 143  
City State/Province/Country ZIP/Postal Code Phone No. of Issuer
  STOCKHOLM   SWEDEN   SE-10545   4687386000  



3. Related Persons
Last Name First Name Middle Name
SAMUELSON JONAS R.
Street Address 1 Street Address 2
ST GORANSGATAN 143
City State/Province/Country ZIP/Postal Code
STOCKHOLM SWEDEN SE-10545
Relationship: x Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
   
Last Name First Name Middle Name
BOHMAN STAFFAN
Street Address 1 Street Address 2
ST GORANSGATAN 143
City State/Province/Country ZIP/Postal Code
STOCKHOLM SWEDEN SE-10545
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
  Chairman
Last Name First Name Middle Name
HEDENGRAN PETRA
Street Address 1 Street Address 2
ST GORANSGATAN 143
City State/Province/Country ZIP/Postal Code
STOCKHOLM SWEDEN SE-10545
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
   
Last Name First Name Middle Name
JOHANSSON HASSE
Street Address 1 Street Address 2
ST GORANSGATAN 143
City State/Province/Country ZIP/Postal Code
STOCKHOLM SWEDEN SE-10545
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
   
 
Last Name First Name Middle Name
LITZEN ULLA
Street Address 1 Street Address 2
ST GORANSGATAN 143
City State/Province/Country ZIP/Postal Code
STOCKHOLM SWEDEN SE-10545
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
   
Last Name First Name Middle Name
NORDBERG BERT
Street Address 1 Street Address 2
ST GORANSGATAN 143
City State/Province/Country ZIP/Postal Code
STOCKHOLM SWEDEN SE-10545
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
   
Last Name First Name Middle Name
PERSSON FREDRIK
Street Address 1 Street Address 2
ST GORANSGATAN 143
City State/Province/Country ZIP/Postal Code
STOCKHOLM SWEDEN SE-105 45
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
   
Last Name First Name Middle Name
PORTER DAVID
Street Address 1 Street Address 2
ST GORANSGATAN 143
City State/Province/Country ZIP/Postal Code
STOCKHOLM SWEDEN SE-10545
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
   
 
Last Name First Name Middle Name
SAXON ULRIKA
Street Address 1 Street Address 2
ST GORANSGATAN 143
City State/Province/Country ZIP/Postal Code
STOCKHOLM SWEDEN SE-10545
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
   
Last Name First Name Middle Name
WARN KAI
Street Address 1 Street Address 2
ST GORANSGATAN 143
City State/Province/Country ZIP/Postal Code
STOCKHOLM SWEDEN SE-10545
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
   
Last Name First Name Middle Name
FERM PETER
Street Address 1 Street Address 2
ST GORANSGATAN 143
City State/Province/Country ZIP/Postal Code
STOCKHOLM SWEDEN SE-10545
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
   
Last Name First Name Middle Name
ANNALA MONICA
Street Address 1 Street Address 2
ST GORANSGATAN 143
City State/Province/Country ZIP/Postal Code
STOCKHOLM SWEDEN SE-10545
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
   
 
Last Name First Name Middle Name
CARLSSON ULF
Street Address 1 Street Address 2
ST GORANSGATAN 143
City State/Province/Country ZIP/Postal Code
STOCKHOLM SWEDEN SE-10545
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
   
Last Name First Name Middle Name
BRINKENFELDT-LEVER VIVECA
Street Address 1 Street Address 2
ST GORANSGATAN 143
City State/Province/Country ZIP/Postal Code
STOCKHOLM SWEDEN SE-10545
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
  Deputy Director
Last Name First Name Middle Name
DELLNER RICHARD
Street Address 1 Street Address 2
ST GORANSGATAN 143
City State/Province/Country ZIP/Postal Code
STOCKHOLM SWEDEN SE-10545
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
  Deputy Director
Last Name First Name Middle Name
NORD JOACHIM
Street Address 1 Street Address 2
ST GORANSGATAN 143
City State/Province/Country ZIP/Postal Code
STOCKHOLM SWEDEN SE-10545
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
  Deputy Director
 
Last Name First Name Middle Name
OSTMAN MIKAEL
Street Address 1 Street Address 2
ST GORANSGATAN 143
City State/Province/Country ZIP/Postal Code
STOCKHOLM SWEDEN SE-10545
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
  Secretary of the Board, General Counsel, and Senior Vice President
Last Name First Name Middle Name
BROCKMANN JAN
Street Address 1 Street Address 2
ST GORANSGATAN 143
City State/Province/Country ZIP/Postal Code
STOCKHOLM SWEDEN SE-10545
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
  Chief Technology Officer
Last Name First Name Middle Name
FRIBERG THERESE
Street Address 1 Street Address 2
ST GORANSGATAN 143
City State/Province/Country ZIP/Postal Code
STOCKHOLM SWEDEN SE-10545
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
  Chief Financial Officer
Last Name First Name Middle Name
SIMMONS SEAN A
Street Address 1 Street Address 2
C/O ELECTROLUX NORTH AMERICA, INC. 10200 DAVID TAYLOR DRIVE
City State/Province/Country ZIP/Postal Code
CHARLOTTE NORTH CAROLINA 28262
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
  Authorized Person in the United States
 
Last Name First Name Middle Name
HYGRELL LARS
Street Address 1 Street Address 2
ST GORANSGATAN 143
City State/Province/Country ZIP/Postal Code
STOCKHOLM SWEDEN SE-10545
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
  Chief Marketing Officer, Senior Vice President
Last Name First Name Middle Name
PETERSON LARS WORSOE
Street Address 1 Street Address 2
ST GORANSGATAN 143
City State/Province/Country ZIP/Postal Code
STOCKHOLM SWEDEN SE-10545
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
  Head of Human Resources and Organizational Development, Senior Vice President
 


4. Industry Group
o Agriculture   Health Care o Retailing
  Banking & Financial Services   o Biotechnology o Restaurants
  o Commercial Banking   o Health Insurance   Technology
  o Insurance   o Hospitals & Physicians   o Computers
  o Investing   o Pharmaceuticals   o Telecommunications
  o Investment Banking   o Other Health Care   o Other Technology
  o Pooled Investment Fund

        Travel
  o Other Banking & Financial Services x Manufacturing   o Airlines & Airports
  Real Estate   o Lodging & Conventions
  o Commercial   o Tourism & Travel Services
  o Construction   o Other Travel
  o REITS & Finance o Other
  o Residential  
  o Other Real Estate  
o Business Services  
  Energy  
  o Coal Mining  
  o Electric Utilities  
  o Energy Conservation  
  o Environmental Services  
  o Oil & Gas  
  o Other Energy  


5. Issuer Size
Revenue Range Aggregate Net Asset Value Range
o No Revenues o No Aggregate Net Asset Value
o $1 - $1,000,000 o $1 - $5,000,000
o $1,000,001 - $5,000,000 o $5,000,001 - $25,000,000
o $5,000,001 - $25,000,000 o $25,000,001 - $50,000,000
o $25,000,001 - $100,000,000 o $50,000,001 - $100,000,000
x Over $100,000,000 o Over $100,000,000
o Decline to Disclose o Decline to Disclose
o Not Applicable o Not Applicable


6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
o Rule 504(b)(1) (not (i), (ii) or (iii)) o Rule 505
o Rule 504 (b)(1)(i) x Rule 506(b)
o Rule 504 (b)(1)(ii) o Rule 506(c)
o Rule 504 (b)(1)(iii) o Securities Act Section 4(a)(5)
  o Investment Company Act Section 3(c)

7. Type of Filing
x New Notice Date of First Sale   2017-02-01 o First Sale Yet to Occur
o Amendment

8. Duration of Offering
Does the Issuer intend this offering to last more than one year? o Yes x No

9. Type(s) of Securities Offered (select all that apply)
o Pooled Investment Fund Interests x Equity
o Tenant-in-Common Securities o Debt
o Mineral Property Securities x Option, Warrant or Other Right to Acquire Another Security
o Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security o Other (describe)
   


10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? o Yes x No
 
Clarification of Response (if Necessary)  
   

11. Minimum Investment
Minimum investment accepted from any outside investor $   0   USD

12. Sales Compensation
Recipient Recipient CRD Number o None
   
(Associated) Broker or Dealer o None (Associated) Broker or Dealer CRD Number o None
   
Street Address 1 Street Address 2
   
City State/Province/Country ZIP/Postal Code
     
State(s) of Solicitation o All States
 
 



13. Offering and Sales Amounts
Total Offering Amount $       USD x Indefinite
Total Amount Sold $   1063796   USD  
Total Remaining to be Sold $       USD x Indefinite
 
Clarification of Response (if Necessary)
  Estimated value of performance shares to be issued pursuant to Issuer's LTIP based upon the market price and conversion rate on 11/30/18, the earliest of which shares will not be issued until 2020, provided certain conditions are met under the LTIP.


14. Investors
o Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of such non-accredited investors who already have invested in the offering
 
  Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: 8


15. Sales Commissions & Finders' Fees Expenses
Provide separately the amounts of sales commissions and finders' fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions $   0   USD o Estimate
Finders' Fees $   0   USD o Estimate
 
Clarification of Response (if Necessary)
   


16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
  $   0   USD o Estimate
 
Clarification of Response (if Necessary)
   

Signature and Submission
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission  
  In submitting this notice, each Issuer named above is:  
 
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, the information furnished to offerees.
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the Issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against it in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of: (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).
 
 
  Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
  For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
AKTIEBOLAGET ELECTROLUX /s/ Sean A. Simmons Sean A. Simmons Attorney-in-Fact Under Power of Attorney dated 11/16/2018 2018-12-17

AB Electrolux (PK) (USOTC:ELUXY)
Historical Stock Chart
Von Okt 2024 bis Nov 2024 Click Here for more AB Electrolux (PK) Charts.
AB Electrolux (PK) (USOTC:ELUXY)
Historical Stock Chart
Von Nov 2023 bis Nov 2024 Click Here for more AB Electrolux (PK) Charts.