UNITED STATES OMB APPROVAL
  SECURITIES AND EXCHANGE COMMISSION OMB Number:    3235-0101
  Washington, D.C. 20549 Expires:    April 30, 2014
    Estimated average burden
  FORM 144 hours per response....1.00
  NOTICE OF PROPOSED SALE OF SECURITIES SEC USE ONLY
  PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 DOCUMENT SEQUENCE NO.
     
    CUSIP NUMBER
ATTENTION:  Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker.  

 

1 (a) NAME OF ISSUER (Please type or print) (b) IRS IDENT  NO. (c) S.E.C. FILE NO WORK LOCATION
CES Synergies Inc      
1 (d) ADDRESS OF ISSUER STREET  CITY STATE ZIP CODE (e) TELEPHONE NO.
39646 Fig St   Crystal Springs FL 33524 AREA CODE NUMBER
          813 783-1688
2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD Jeff Chartier   (b) RELATIONSHIP TO ISSUER (c) ADDRESS STREET  CITY STATE ZIP CODE

Strategic Capital Markets

   Director 1301 47th Ave NE St Petersburg FL 33703

 

INSTRUCTION:  The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.

 

3 (a) (b) SEC USE ONLY (c) (d) (e) (f) (g)
Title of the   Name and Address of Each Broker   Number of Shares Aggregate Number of Shares Approximate Name of Each

Class of

Securities To Be Sold

 Through Whom the Securities are to be Offered or Each Market Maker who is Acquiring the Securities

Broker-Dealer

File Number

or Other Units

To Be Sold

(See instr. 3(c))

Market

Value

(See instr. 3(d))

or Other Units

Outstanding

(See instr. 3(e))

Date of Sale

(See instr. 3(f))

(MO.  DAY  YR.)

Securities

Exchange

(See instr. 3(g))

Common

Wilson Davis

   144.816  $150,000 46,686m Jan 20, 2015 -
March 31, 2015		 OTCGB

 

INSTRUCTIONS:        
1. (a) Name of issuer   3. (a) Title of the class of securities to be sold
  (b) Issuer’s I.R.S. Identification Number     (b) Name and address of each broker through whom the securities are intended to be sold
  (c) Issuer’s S.E.C. file number, if any     (c) Number of shares or other units to be sold (if debt securities, give the aggregate face amount)
  (d) Issuer’s address, including zip code     (d) Aggregate market value of the securities to be sold as of a specified date within 10 days prior to filing of this notice
  (e) Issuer’s telephone number, including area code     (e) Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer
2. (a) Name of person for whose account the securities are to be sold     (f) Approximate date on which the securities are to be sold
(b) Such person’s relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing)     (g) Name of each securities exchange, if any, on which the securities are intended to be sold
  (c) Such person’s address, including zip code        

 

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

SEC 1147 (08-07)

 

 
 

 

TABLE I — SECURITIES TO BE SOLD

Furnish the following information with respect to the acquisition of the securities to be sold

and with respect to the payment of all or any part of the purchase price or other consideration therefor:

 

Title of

the Class

Date you

Acquired

 Nature of Acquisition Transaction

Name of Person from Whom Acquired

(If gift, also give date donor acquired)

Amount of

Securities Acquired

Date of

Payment

 Nature of Payment
Common   private transaction E. Katerina Zolothuhina   150,000 3/19/13

 

Check / Money order

 

INSTRUCTIONS:   If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

 

TABLE II — SECURITIES SOLD DURING THE PAST 3 MONTHS

 

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

 

Name and Address of Seller Title of Securities Sold Date of Sale

Amount of

Securities Sold

 Gross Proceeds

Strategic Capital Markets / Jeff Chartier

 Common

10/1/14

10/2/14

12/18/14

12/19/14

12/22/14

   4,500

10,500

   9,500

35,904

  6,000

$  4,626

$10,965

$  9,315

$35,542

$  6,124

 

EXPLANATION OF RESPONSES:

 

REMARKS:

 

INSTRUCTIONS:   ATTENTION:
See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.   The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

  

  01/09/2014     /s/ Jeff Chartier
  DATE OF NOTICE     (SIGNATURE)
         
       
  DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION, IF RELYING ON RULE 10B5-1   The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures.

  

  ATTENTION:  Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)
CES Synergies (CE) (USOTC:CESX)
Historical Stock Chart
Von Nov 2024 bis Dez 2024 Click Here for more CES Synergies (CE) Charts.
CES Synergies (CE) (USOTC:CESX)
Historical Stock Chart
Von Dez 2023 bis Dez 2024 Click Here for more CES Synergies (CE) Charts.