Current Report Filing (8-k)
02 Dezember 2021 - 5:19PM
Edgar (US Regulatory)
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0000814926
2021-12-02
2021-12-02
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UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date
of Report: December 2, 2021
(Earliest Event Date requiring this Report: December 2, 2021)
CAPSTONE
COMPANIES, INC.
(EXACT
NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)
|
Florida
|
0-28331
|
84-1047159
|
|
(State
of Incorporation or Organization)
|
(Commission
File Number)
|
I.R.S.
Employer Identification No.)
|
431
Fairway Drive, Suite
200
Deerfield
Beach, Florida
33441
(Address
of principal executive offices)
(954)
570-8889,
ext. 313
(Registrant’s
telephone number, including area code)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instructions A.2. below):
|
☐
|
Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
☐
|
Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
☐
|
Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
☐
|
Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 of this chapter). Emerging growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities
registered pursuant to Section 12(b) of the Act:
|
Title
of Class of Securities.
|
Trading
Symbol(s).
|
Name
of exchange on which registered
|
|
N/A
|
N/A
|
N/A
|
The
Registrant’s Common Stock is quoted on the OTCQB Venture Market of the OTC Markets Group, Inc. under the trading symbol “CAPC.”
Item
8.01 Other Matters. On December 2, 2021, Capstone Companies, Inc. (“Company”) received notice that the Federal Communications
Commission (“FCC”) has published the Electro Magnetic Compliance (“EMC”) certification for Company’s Smart
Mirror. The publication of the FCC certification completes the last national testing requirement for the Smart Mirror product and enables
the Company to commence sales of the Smart Mirror product line. The FCC ID number for the Thin Cast Smart Mirror is 2A3GYCAP-1807 and
can be found on the https://fccid.io/
In
the U.S., FCC EMC testing and certification are required for most electronic devices that transmit radio frequencies in order to ensure
that the tested device does not interfere with other electronic products emitting radio frequencies and can operate in a society full
of electronic devices emitting radio frequencies. Local jurisdictions may have additional requirements for EMC devices.
Item 7.01 Regulation FD Disclosures. The Company
issued a press release today announcing the publication of the FCC EMC certification for the Smart Mirrors, which press release is attached
hereto as Exhibit 99.1. The Company undertakes no obligation to update, supplement or amend the materials attached hereto as Exhibit 99.1.
In accordance with General Instruction B.2 of Form
8-K, the information in this Item 7.01 of this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed “filed”
for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject
to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Exchange Act or the Securities
Act of 1933, as amended, except as shall be expressly set forth by reference in such a filing. Furthermore, the furnishing of information
under Item 7.01 of this Current Report on Form 8-K is not intended to constitute a determination by the Company that the information contained
herein, including the exhibits hereto, is material or that the dissemination of the information is required by Regulation FD.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its
behalf by the undersigned hereunto duly authorized.
CAPSTONE
COMPANIES, INC., A FLORIDA CORPORATION
By:
/s/ Stewart Wallach
Stewart
Wallach, Chief Executive Officer
Dated:
December 2, 2021
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