Form DFAN14A - Additional definitive proxy soliciting materials filed by non-management and Rule 14(a)(12) material
06 Mai 2024 - 10:30PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
14A
(Rule
14a-101)
INFORMATION REQUIRED IN PROXY STATEMENT
SCHEDULE 14A INFORMATION
Proxy Statement Pursuant to Section 14(a) of
the Securities Exchange Act of 1934
(Amendment No. )
Filed by the Registrant ☐
Filed by a Party other than the Registrant ☒
Check the appropriate box:
| ☐ | Preliminary Proxy Statement |
| ☐ | Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
| ☐ | Definitive Proxy Statement |
| ☒ | Definitive Additional Materials |
| ☐ | Soliciting Material Under § 240.14a-12 |
WisdomTree, Inc. |
(Name of Registrant as Specified In Its Charter)
|
|
ETFS Capital
Limited
Graham Tuckwell
|
(Name of Persons(s) Filing Proxy Statement, if other than the Registrant)
|
Payment of Filing Fee (Check all boxes that apply):
| ☐ | Fee paid previously with preliminary materials |
| ☐ | Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a-6(i)(1) and 0-11 |
ETFS Capital Limited,
a Jersey company (“ETFS Capital”), together with the other participant in its proxy solicitation (collectively, “ETFS”),
has filed a definitive proxy statement and accompanying GOLD proxy card with the Securities and Exchange Commission (the “SEC”)
to be used to solicit votes AGAINST the election of certain directors of WisdomTree, Inc., a Delaware corporation (the “Company”),
at the Company’s 2024 annual meeting of stockholders (the “2024 Annual Meeting”).
Item 1: On May 6, 2024,
ETFS issued the following press release as well as an open letter to stockholders of the Company. A copy of the letter is attached hereto
as Exhibit 1 and is incorporated herein by reference.
ETFS Capital Files Definitive Proxy Statement and
Releases Letter to Fellow WisdomTree Stockholders
ETFS Believes that Wisdomtree Trades at a Significant
Discount to the Intrinsic Value of its Core ETF Business
2024 Annual Meeting a Referendum on the Board and
Management’s Refusal to Take Steps to Unlock Value for ALL Stockholders
WisdomTree Stockholders Urged to Vote AGAINST
the Re-Election of Chairman Win Neuger, Director Anthony Bossone, And CEO And Director Jonathan Steinberg on GOLD ETFS Proxy Card
Visit www.UnlockWT.com for More Information
NEW YORK, May 6, 2024 -- ETFS Capital Limited (“ETFS Capital”),
the largest combined owner of common stock, $0.01 par value (the “Common Stock”), and Series A Non-Voting Convertible Preferred
Stock (the “Series A Preferred Stock”) of WisdomTree, Inc. (“WisdomTree” or the “Company”) (NYSE:
WT), with ownership of approximately 10% of the outstanding Common Stock, which together with its Series A Preferred Stock would represent
approximately 18% of the Company’s outstanding Common Stock on an as-converted basis, announced today that it has released a letter
to its fellow WisdomTree stockholders and filed a definitive proxy statement with the Securities and Exchange Commission in connection
with WisdomTree’s 2024 Annual Meeting of Stockholders, which is scheduled for June 12, 2024.
ETFS Capital’s letter to its fellow WisdomTree stockholders is attached
to this release.
A copy of ETFS Capital’s letter, definitive proxy statement, and
information on how to vote AGAINST on the GOLD proxy card or GOLD voting instruction form,
will also be available at www.UnlockWT.com.
We urge stockholders to vote AGAINST the re-election of Win
Neuger, Anthony Bossone, and Jonathan Steinberg on the GOLD ETFS proxy card, to send a clear and resounding message to the Board.
Stockholders who have question or require assistance in voting their GOLD
proxy card, or need additional copies of ETFS Capital’s proxy materials, are encouraged to contact Saratoga Proxy Consulting LLC
at (888) 368-0379 or (212) 257-1311 or info@saratogaproxy.com
About ETFS Capital Limited
In 2008, WisdomTree spent $611 million to acquire the European ETC business
of ETF Securities Limited (now called ETFS Capital Limited) for cash and shares, becoming the largest shareholder in WisdomTree.
ETFS Capital is a London-based strategic investment company focused on
growth opportunities across the ETF ecosystem. As part of its investment process, ETFS Capital receives and analyses many dozens of business
ideas and proposals within the ETF ecosphere each year and conducts in-depth technical and commercial due diligence on the companies where
it chooses to deploy capital. Thereafter it engages in a hands-on approach, as a partner to management teams and Boards bringing its unparalleled
industry-specific expertise for the benefit of those companies.
Investor Contact:
John Ferguson
Saratoga Proxy Consulting LLC
Toll free (888) 368-0379
+1-212-257-1311
info@saratogaproxy.com
www.UnlockWT.com
Media Contact:
Dan Gagnier / Riyaz Lalani
Gagnier Communications LLC
+1-646-569-5897
ETFS@gagnierfc.com
PDF available at: http://ml.globenewswire.com/Resource/Download/834f1fbd-f21a-4069-9bb2-765abb662e46
Item 2: On May 6, 2024,
ETFS posted the following materials, including the press release and letter to stockholders referenced in Item 1, to www.unlockwt.com:
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