Current Report Filing (8-k)
10 März 2023 - 12:24PM
Edgar (US Regulatory)
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2023-03-09 2023-03-09 0000922224
ppl:LouisvilleGasAndElectricCompanyMember 2023-03-09 2023-03-09
0000922224 ppl:KentuckyUtilitiesCoMember 2023-03-09 2023-03-09
0000922224 us-gaap:CommonStockMember 2023-03-09 2023-03-09
0000922224 ppl:A2007SeriesADue2067Member 2023-03-09
2023-03-09
SECURITIES AND
EXCHANGE COMMISSION
Pursuant to Section
13 or 15(d)
of the Securities
Exchange Act of 1934
Date of Report (Date
of earliest event reported):
March
9, 2023
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Registrant; State of
Incorporation;
Address and Telephone
Number
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(Exact name of
Registrant as specified in its charter)
Allentown
, PA
18101-1179
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Louisville Gas and Electric Company
(Exact name of
Registrant as specified in its charter)
Louisville
, KY
40202-1377
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Kentucky Utilities Company
(Exact name of
Registrant as specified in its charter)
Lexington
, KY
40507-1462
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Check the appropriate box below if the Form
8-K
filing is intended to simultaneously satisfy the filing obligation
of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
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Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17 CFR
240.14a-12)
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Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
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Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the
Act:
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Common
Stock of PPL Corporation
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PPL
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New
York Stock Exchange
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Subordinated Notes of PPL Capital Funding, Inc. 2007 Series A due
2067 |
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PPL/67
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New
York Stock Exchange
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Indicate
by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the
Securities Act of 1933 (§230.405 of this chapter) or Rule
12b-2
of the Securities Exchange Act of 1934
(§240.12b-2
of this chapter).
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Louisville Gas and Electric Company
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Kentucky Utilities Company
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If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Act.
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Louisville Gas and Electric Company
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Kentucky Utilities Company
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Item 8.01 Other Events
Louisville Gas and Electric Company
On March 9, 2023, Louisville Gas and Electric Company
(“LG&E”) entered into an underwriting agreement (the “LG&E
Underwriting Agreement”) with Goldman Sachs & Co. LLC,
MUFG Securities Americas Inc., Truist Securities, Inc. and Wells
Fargo Securities, LLC, as representatives of the several
underwriters named therein, relating to the offering and sale by
LG&E of $400 million of 5.450% First Mortgage Bonds due
2033 (the “LG&E Bonds”). LG&E expects to issue the LG&E
Bonds on or about March 20, 2023. The LG&E Bonds are due
April 15, 2033, subject to early redemption. LG&E intends
to use the net proceeds from the sale of the LG&E Bonds to
repay debt and for general corporate purposes.
The LG&E Bonds were offered under LG&E’s Registration
Statement on Form
S-3
on file with the Securities and Exchange Commission (Registration
A copy of the LG&E Underwriting Agreement is attached as
Exhibit 1(a) to this report and incorporated herein by
reference.
Kentucky Utilities Company
On March 9, 2023, Kentucky Utilities Company (“KU”) entered
into an underwriting agreement (the “KU Underwriting Agreement”)
with Goldman Sachs & Co. LLC, MUFG Securities Americas
Inc., Truist Securities, Inc. and Wells Fargo Securities, LLC, as
representatives of the several underwriters named therein, relating
to the offering and sale by KU of $400 million of 5.450% First
Mortgage Bonds due 2033 (the “KU Bonds”). KU expects to issue
the KU Bonds on or about March 20, 2023. The KU Bonds are due
April 15, 2033, subject to early redemption. KU intends to use
the net proceeds from the sale of the KU Bonds to repay debt and
for general corporate purposes.
The KU Bonds were offered under KU’s Registration Statement on Form
S-3
on file with the Securities and Exchange Commission (Registration
Statement
A copy of the KU Underwriting Agreement is attached as Exhibit 1(b)
to this report and incorporated herein by reference.
Section 9 – Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits
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Exhibits |
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1(a) |
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Underwriting Agreement, dated March 9,
2023, among Louisville Gas and Electric Company and Goldman
Sachs & Co. LLC, MUFG Securities Americas Inc., Truist
Securities, Inc. and Wells Fargo Securities, LLC, as
representatives of the several underwriters named therein. |
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1(b) |
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Underwriting Agreement, dated March 9,
2023, among Kentucky Utilities Company and Goldman Sachs &
Co. LLC, MUFG Securities Americas Inc., Truist Securities, Inc. and
Wells Fargo Securities, LLC, as representatives of the several
underwriters named therein. |
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104 |
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Cover Page Interactive Data File
(the Cover Page Interactive Data File is embedded within the Inline
XBRL document). |
Pursuant to the requirements of the Securities Exchange Act of
1934, the Registrants have duly caused this report to be signed on
their behalf by the undersigned hereunto duly authorized.
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PPL CORPORATION
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/s/ Marlene C. Beers
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Marlene C.
Beers |
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Vice President
and Controller |
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LOUISVILLE GAS AND
ELECTRIC COMPANY
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/s/ Christopher M. Garrett
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Christopher M. Garrett
Vice President - Finance and Accounting
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KENTUCKY UTILITIES
COMPANY
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/s/ Christopher M. Garrett
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Christopher M.
Garrett |
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Vice President
- Finance and Accounting |
Dated: March 9, 2023
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