Amended Statement of Ownership (sc 13g/a)
11 Februar 2019 - 6:54PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
|
Washington, D.C. 20549
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|
|
SCHEDULE 13G/A
|
|
Under the Securities Exchange Act of 1934
|
(Amendment No. 1)*
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|
New York
REIT Liquidating LLC
|
(Name of Issuer)
|
|
Units of
Membership Interests
|
(Title of Class of Securities)
|
|
64976L208
|
(CUSIP Number)
|
|
December
31, 2018
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(Date of Event Which Requires Filing of this Statement)
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|
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Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
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|
¨
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Rule 13d-1(b)
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ý
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Rule 13d-1(c)
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¨
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Rule 13d-1(d)
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(Page 1 of 15 Pages)
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______________________________
*The remainder of this cover page shall
be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any
subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder
of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).
CUSIP No. 64976L208
|
13G/A
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Page
2
of 15 Pages
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1
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NAME OF REPORTING PERSON
M. H. Davidson & Co.
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2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
¨
(b)
ý
|
3
|
SEC USE ONLY
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
New York
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
5
|
SOLE VOTING POWER
0
|
6
|
SHARED VOTING POWER
40,767
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7
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SOLE DISPOSITIVE POWER
0
|
8
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SHARED DISPOSITIVE POWER
40,767
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9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
40,767
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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¨
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.24%
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12
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TYPE OF REPORTING PERSON
PN
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CUSIP No. 64976L208
|
13G/A
|
Page
3
of 15 Pages
|
1
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NAME OF REPORTING PERSON
Davidson Kempner Partners
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2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
¨
(b)
ý
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3
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SEC USE ONLY
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4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
New York
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
5
|
SOLE VOTING POWER
0
|
6
|
SHARED VOTING POWER
261,547
|
7
|
SOLE DISPOSITIVE POWER
0
|
8
|
SHARED DISPOSITIVE POWER
261,547
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
261,547
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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¨
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.56%
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12
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TYPE OF REPORTING PERSON
PN
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CUSIP No. 64976L208
|
13G/A
|
Page
4
of 15 Pages
|
1
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NAME OF REPORTING PERSON
Davidson Kempner Institutional Partners, L.P.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
¨
(b)
ý
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
5
|
SOLE VOTING POWER
0
|
6
|
SHARED VOTING POWER
537,633
|
7
|
SOLE DISPOSITIVE POWER
0
|
8
|
SHARED DISPOSITIVE POWER
537,633
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
537,633
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
¨
|
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.20%
|
12
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TYPE OF REPORTING PERSON
PN
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CUSIP No. 64976L208
|
13G/A
|
Page
5
of 15 Pages
|
1
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NAME OF REPORTING PERSON
Davidson Kempner International, Ltd.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
¨
(b)
ý
|
3
|
SEC USE ONLY
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
5
|
SOLE VOTING POWER
0
|
6
|
SHARED VOTING POWER
575,276
|
7
|
SOLE DISPOSITIVE POWER
0
|
8
|
SHARED DISPOSITIVE POWER
575,276
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
575,276
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
¨
|
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.43%
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12
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TYPE OF REPORTING PERSON
CO
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CUSIP No. 64976L208
|
13G/A
|
Page
6
of 15 Pages
|
1
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NAME OF REPORTING PERSON
Davidson Kempner Capital Management LP
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
¨
(b)
ý
|
3
|
SEC USE ONLY
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
5
|
SOLE VOTING POWER
0
|
6
|
SHARED VOTING POWER
1,415,223
|
7
|
SOLE DISPOSITIVE POWER
0
|
8
|
SHARED DISPOSITIVE POWER
1,415,223
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,415,223
|
10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
¨
|
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.43%
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12
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TYPE OF REPORTING PERSON
PN
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CUSIP No. 64976L208
|
13G/A
|
Page
7
of 15 Pages
|
1
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NAME OF REPORTING PERSON
Thomas L. Kempner, Jr.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
¨
(b)
ý
|
3
|
SEC USE ONLY
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
5
|
SOLE VOTING POWER
0
|
6
|
SHARED VOTING POWER
1,415,223
|
7
|
SOLE DISPOSITIVE POWER
0
|
8
|
SHARED DISPOSITIVE POWER
1,415,223
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,415,223
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
¨
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.43%
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12
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TYPE OF REPORTING PERSON
IN
|
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CUSIP No. 64976L208
|
13G/A
|
Page
8
of 15 Pages
|
1
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NAME OF REPORTING PERSON
Anthony A. Yoseloff
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2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
¨
(b)
ý
|
3
|
SEC USE ONLY
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
5
|
SOLE VOTING POWER
0
|
6
|
SHARED VOTING POWER
1,415,223
|
7
|
SOLE DISPOSITIVE POWER
0
|
8
|
SHARED DISPOSITIVE POWER
1,415,223
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,415,223
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
¨
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.43%
|
12
|
TYPE OF REPORTING PERSON
IN
|
|
|
|
|
|
CUSIP No. 64976L208
|
13G/A
|
Page
9
of 15 Pages
|
1
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NAME OF REPORTING PERSON
Conor Bastable
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2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
¨
(b)
ý
|
3
|
SEC USE ONLY
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
5
|
SOLE VOTING POWER
0
|
6
|
SHARED VOTING POWER
1,415,223
|
7
|
SOLE DISPOSITIVE POWER
0
|
8
|
SHARED DISPOSITIVE POWER
1,415,223
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,415,223
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
¨
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.43%
|
12
|
TYPE OF REPORTING PERSON
IN
|
|
|
|
|
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CUSIP No. 64976L208
|
13G/A
|
Page
10
of 15 Pages
|
1
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NAME OF REPORTING PERSON
Avram Z. Friedman
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
¨
(b)
ý
|
3
|
SEC USE ONLY
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
5
|
SOLE VOTING POWER
0
|
6
|
SHARED VOTING POWER
1,415,223
|
7
|
SOLE DISPOSITIVE POWER
0
|
8
|
SHARED DISPOSITIVE POWER
1,415,223
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,415,223
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
¨
|
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.43%
|
12
|
TYPE OF REPORTING PERSON
IN
|
|
|
|
|
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CUSIP No. 64976L208
|
13G/A
|
Page
11
of 15 Pages
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Item 1(a).
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NAME OF ISSUER
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New York REIT Liquidating LLC (the "
Issuer
").
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Item 1(b).
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ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES
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7 Bulfinch Place, Suite 500, Boston, Massachusetts 02114.
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Item 2(a).
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NAME OF PERSON FILING
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This Statement is filed by each of the entities and persons listed below, all of whom together are referred to herein as the "
Reporting Persons
":
|
|
(i)
|
M. H. Davidson & Co., a New York limited partnership ("
CO
"). M.H. Davidson & Co. GP, L.L.C., a Delaware limited liability company, is the general partner of CO. DKCM (as defined below) is responsible for the voting and investment decisions of CO;
|
|
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(ii)
|
Davidson Kempner Partners, a New York limited partnership ("
DKP
"). MHD Management Co., a New York limited partnership ("
MHD
"), is the general partner of DKP and MHD Management Co. GP, L.L.C., a Delaware limited liability company, is the general partner of MHD. DKCM is responsible for the voting and investment decisions of DKP;
|
|
|
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(iii)
|
Davidson Kempner Institutional Partners, L.P., a Delaware limited partnership ("
DKIP
"). Davidson Kempner Advisers Inc., a New York corporation, is the general partner of DKIP. DKCM is responsible for the voting and investment decisions of DKIP;
|
|
|
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(iv)
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Davidson Kempner International, Ltd., a British Virgin Islands business company ("
DKIL
"). DKCM is the investment manager of DKIL and is responsible for the voting and investment decisions of DKIL;
|
|
|
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(v)
|
Davidson Kempner Capital Management LP, a
Delaware limited partnership and a registered investment adviser with the U.S. Securities and Exchange Commission, acts as
investment manager to each of CO, DKP, DKIP and DKIL ("
DKCM
"). DKCM GP LLC, a Delaware limited liability
company, is the general partner of DKCM. The managing members of DKCM are Thomas L. Kempner, Jr., Robert J. Brivio, Jr.,
Anthony A. Yoseloff, Eric P. Epstein, Avram Z. Friedman, Conor Bastable, Shulamit Leviant, Morgan P. Blackwell, Patrick W.
Dennis and Gabriel T. Schwartz; and
|
|
|
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(vi)
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Messrs. Thomas L. Kempner, Jr., Anthony A. Yoseloff, Conor Bastable and Avram Z. Friedman through DKCM, are responsible for the voting and investment decisions relating to the securities held by CO, DKP, DKIP and DKIL reported herein.
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CUSIP No. 64976L208
|
13G/A
|
Page
12
of 15 Pages
|
Item 2(b).
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ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE
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The address of the principal business office of each of the Reporting Persons is c/o Davidson Kempner Capital Management LP, 520 Madison Avenue, 30th Floor, New York, New York 10022.
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Item 2(c).
|
CITIZENSHIP
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(i)
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CO – a New York limited partnership
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(ii)
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DKP – a New York limited partnership
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(iii)
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DKIP – a Delaware limited partnership
|
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(iv)
|
DKIL – a British Virgin Islands business company
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(v)
|
DKCM – a Delaware limited partnership
|
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(vi)
|
Messrs. Thomas L. Kempner, Jr., Anthony A. Yoseloff, Conor Bastable and Avram Z. Friedman – United States
|
Item 2(d).
|
TITLE OF CLASS OF SECURITIES
|
|
|
|
Units of membership interests (the "
Units
")
|
Item 2
(a).
|
CUSIP NUMBER:
|
|
|
|
64976L208
|
Item 3.
|
IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:
|
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(a)
|
¨
|
Broker or dealer registered under Section 15 of the Act;
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(b)
|
¨
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Bank as defined in Section 3(a)(6) of the Act;
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(c)
|
¨
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Insurance company as defined in Section 3(a)(19) of the Act;
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(d)
|
¨
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Investment company registered under Section 8 of the Investment Company Act of 1940;
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(e)
|
¨
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An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
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(f)
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¨
|
An employee benefit plan or endowment fund in
accordance with Rule 13d-1(b)(1)(ii)(F);
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(g)
|
¨
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A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
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CUSIP No. 64976L208
|
13G/A
|
Page
13
of 15 Pages
|
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(h)
|
¨
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A savings association as defined in Section 3(b)
of the Federal Deposit Insurance Act;
|
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(i)
|
¨
|
A church plan that is excluded from the definition
of an investment company under Section 3(c)(14) of the Investment Company Act;
|
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(j)
|
¨
|
A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J);
|
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(k)
|
¨
|
Group, in accordance with Rule 13d-1(b)(1)(ii)(K).
|
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If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J),
please
specify the type of institution: __________________________________
|
The information required by Items 4(a) – (c) is set forth in Rows (5) – (11) of the cover page for each Reporting Person hereto and is incorporated herein by reference for each such Reporting Person.
|
|
New York REIT, Inc., the predecessor of the Issuer, reported in its Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2018 filed with the Securities and Exchange Commission on October 30, 2018 that there were 16,791,769 shares of common stock, $0.01 par value per share ("
Predecessor Common Stock
"), outstanding as of October 29, 2018. The Current Report on Form 8-K filed with the Securities and Exchange Commission on November 7, 2018 discloses that on November 7, 2018, each outstanding share of Predecessor Common Stock was converted into one Unit and holders of Predecessor Common Stock automatically received one Unit (in book entry form) for each share of Predecessor Common Stock held by such holder. Therefore, the percentages used in this Schedule 13G are calculated based upon 16,791,769 Units outstanding.
|
Item 5.
|
OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
|
|
|
|
Not applicable.
|
Item 6.
|
OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
|
|
|
|
Not applicable.
|
Item 7.
|
IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON.
|
|
|
|
Not applicable.
|
Item 8.
|
IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
|
|
|
|
Not applicable.
|
Item 9.
|
NOTICE OF DISSOLUTION OF GROUP.
|
|
|
|
Not applicable.
|
CUSIP No. 64976L208
|
13G/A
|
Page
14
of 15 Pages
|
|
Each of the Reporting Persons hereby makes the following certification:
|
|
|
|
By signing below each Reporting Person certifies that, to the best of his or its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
|
CUSIP No. 64976L208
|
13G/A
|
Page
15
of 15 Pages
|
SIGNATURES
After reasonable
inquiry and to the best of his or its knowledge and belief, each of the undersigned certifies that the information set forth in
this statement is true, complete and correct.
DATE: February 11, 2019
|
/s/ Thomas L. Kempner, Jr.
|
|
THOMAS L. KEMPNER, JR., (i) individually, (ii) as Executive Managing Member of: (a) Davidson Kempner Capital Management LP, (x) for itself and (y) as Investment Manager of Davidson Kempner International Ltd., (b) M.H. Davidson & Co. GP, L.L.C., as General Partner of M.H. Davidson & Co. and (c) MHD Management Co. GP, L.L.C., as General Partner of MHD Management Co. as General Partner of Davidson Kempner Partners, and (iii) as President of Davidson Kempner Advisers Inc. as General Partner of Davidson Kempner Institutional Partners, L.P.
|
|
|
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/s/ Anthony A. Yoseloff
|
|
ANTHONY A. YOSELOFF
|
|
|
|
/s/ Avram Z. Friedman
|
|
AVRAM Z. FRIEDMAN
|
|
|
|
/s/ Conor Bastable
|
|
CONOR BASTABLE
|
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