Statement of Changes in Beneficial Ownership (4)
03 März 2020 - 10:18PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
EMENHISER KIP A. |
2. Issuer Name and Ticker or Trading Symbol
LCI INDUSTRIES
[
LCII
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Corporate Controller |
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(Last)
(First)
(Middle)
C/O LCI INDUSTRIES, 3501 COUNTY ROAD 6 EAST |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/1/2020 |
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(Street)
ELKHART, IN 46514-7663
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | 3/1/2020 | | M | | 166 (1) | A | $0 | 528 | D | |
| Common Stock | 3/1/2020 | | M | | 204 (2) | A | $0 | 732 | D | |
| Common Stock | 3/1/2020 | | M | | 465 (3) | A | $0 | 1197 | D | |
| Common Stock | 3/1/2020 | | F | | 60 | D | $96.55 | 1137 | D | |
| Common Stock | 3/1/2020 | | F | | 135 | D | $96.55 | 1002 | D | |
| Common Stock | 3/1/2020 | | F | | 48 | D | $96.55 | 954 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Restricted Stock Unit | (4) | 3/1/2020 | | M | | | 166 (1) | (5) | (6) | Common Stock | 166 | $0 | 0 | D | |
| Restricted Stock Unit | (4) | 3/1/2020 | | M | | | 204 (2) | (5) | (6) | Common Stock | 204 | $0 | 198 (2) | D | |
| Restricted Stock Unit | (4) | 3/1/2020 | | M | | | 465 (3) | (5) | (6) | Common Stock | 465 | $0 | 929 (7) | D | |
| Restricted Stock Unit | (4) | 3/1/2020 | | A | | 1075 (8) | | (5) | (6) | Common Stock | 1075 | $0 | 1075 | D | |
| Restricted Stock Unit | (4) | | | | | | | (5) | (6) | Common Stock | 303 | | 303 (9) | D | |
| Explanation of Responses: |
| (1) | Includes 3 stock units received as a result of regular cash dividends of $0.65 per share paid on June 21, 2019, September 20, 2019, and December 20, 2019 to holders of registrant's common stock on June 7, 2019, September 6, 2019, and December 6, 2019. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.65 per stock unit held on June 7, 2019, September 6, 2019, and December 6, 2019. |
| (2) | Includes 4 stock units received as a result of regular cash dividends of $0.65 per share paid on June 21, 2019, September 20, 2019, and December 20, 2019 to holders of registrant's common stock on June 7, 2019, September 6, 2019, and December 6, 2019. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.65 per stock unit held on June 7, 2019, September 6, 2019, and December 6, 2019. |
| (3) | Includes 9 stock units received as a result of regular cash dividends of $0.65 per share paid on June 21, 2019, September 20, 2019, and December 20, 2019 to holders of registrant's common stock on June 7, 2019, September 6, 2019, and December 6, 2019. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.65 per stock unit held on June 7, 2019, September 6, 2019, and December 6, 2019. |
| (4) | Each Stock Unit represents a contingent right to receive one share of LCII common stock. |
| (5) | No exercisable date for this type of award. |
| (6) | No expiration date for this type of award. |
| (7) | Includes 19 stock units received as a result of regular cash dividends of $0.65 per share paid on June 21, 2019, September 20, 2019, and December 20, 2019 to holders of registrant's common stock on June 7, 2019, September 6, 2019, and December 6, 2019. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.65 per stock unit held on June 7, 2019, September 6, 2019, and December 6, 2019. |
| (8) | These Stock Units vest on March 1 at the rate of one third per year for 3 years. |
| (9) | Includes 6 stock units received as a result of regular cash dividends of $0.65 per share paid on June 21, 2019, September 20, 2019, and December 20, 2019 to holders of registrant's common stock on June 7, 2019, September 6, 2019, and December 6, 2019. In accordance with the registrant's Equity Award and Incentive Plan, holders of stock units received additional stock units equivalent to $0.65 per stock unit held on June 7, 2019, September 6, 2019, and December 6, 2019. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
EMENHISER KIP A.
C/O LCI INDUSTRIES
3501 COUNTY ROAD 6 EAST
ELKHART, IN 46514-7663 |
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| Corporate Controller |
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Signatures
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| /s/ Kip A. Emenhiser | | 3/3/2020 |
| **Signature of Reporting Person | Date |
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