Statement of Changes in Beneficial Ownership (4)
26 Februar 2022 - 12:23AM
Edgar (US Regulatory)
FORM 4
[ ] Check this box if no longer subject to Section
16. Form 4 or Form 5 obligations may continue. See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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|
1. Name
and Address of Reporting Person * STATON
DANIEL C |
2. Issuer Name and Ticker or Trading
Symbol Armour Residential REIT, Inc. [ ARR ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
__X__ Officer (give title
below) _____ Other
(specify below)
Chairman of the Board |
(Last)
(First)
(Middle)
16193 BRIDLEWOOD CIRCLE |
3. Date of Earliest Transaction (MM/DD/YYYY)
2/23/2022
|
(Street)
DELRAY BEACH, FL 33445
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock, par value $0.001 per
share |
2/23/2022 |
|
M(1) |
|
2100 |
A |
$0 |
320811 |
I |
See Footnote. (2) |
Common Stock, par value $0.001 per
share |
2/23/2022 |
|
M(3) |
|
2400 |
A |
$0 |
323211 |
I |
See Footnote. (2) |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Phantom Stock |
(4) |
2/23/2022 |
|
M (1) |
|
|
2100 |
(1) |
(1) |
Common Stock |
2100.0 |
$0 |
74850 |
D |
|
Phantom Stock |
(4) |
2/23/2022 |
|
M (3) |
|
|
2400 |
(3) |
(3) |
Common Stock |
2400.0 |
$0 |
72450 |
D |
|
Explanation of
Responses: |
(1) |
On February 23 2022, the
reporting person elected to convert 2,100 shares of vested phantom
stock into 2,100 shares of ARMOUR common stock. The 2,100 shares
are part of, and relate to, phantom stock vesting over five-year
periods, which was reported on Form 4 reports filed by the
reporting person on November 22, 2017, January 16, 2020, and
January 14, 2021. |
(2) |
Represents shares owned
indirectly through DM Staton Family Limited Partnership. The
reporting person is a general partner and a limited partner of DM
Staton Family Limited Partnership. The reporting person has a
pecuniary interest in the shares held by DM Staton Family Limited
Partnership. |
(3) |
On February 23, 2022 the
reporting person elected to convert 2,400 shares of vested phantom
stock into 2,400 shares of ARMOUR common stock. The 2,400 shares
are part of, and relate to, phantom stock vesting over five-year
periods, which was reported on the Form 4 report filed by the
reporting person on January 14, 2021. |
(4) |
Each unit of phantom stock
is the economic equivalent of one share of ARMOUR common
stock. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
STATON DANIEL C
16193 BRIDLEWOOD CIRCLE
DELRAY BEACH, FL 33445 |
X |
|
Chairman of the Board |
|
Signatures
|
/s/ Daniel C. Staton |
|
2/25/2022 |
**Signature of
Reporting Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
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