Firsthand Technology Value Fund Announces Plan to Seek Stockholder Approval to Withdraw BDC Election and Pursue Liquidation
13 Oktober 2023 - 10:15PM
Business Wire
Firsthand Technology Value Fund, Inc. (NASDAQ: SVVC) (the “Fund”
or “Firsthand”), a publicly-traded venture capital fund that
invests in technology and cleantech companies, today announced that
its Board of Directors (the “Board”) has approved a plan to seek
stockholder approval to withdraw the Fund’s election to be
regulated as a business development company (“BDC”) under the
Investment Company Act of 1940, as amended. The Board will also be
seeking stockholder approval on a plan of liquidation of the
Fund.
The Fund also announced today that it has suffered material
setbacks on two of its largest holdings. The resulting valuation
write-downs could reduce the asset value of the Fund to a level
below the amount of the Fund’s accrued liabilities, most of which
are fees payable to the Fund’s investment adviser, Firsthand
Capital Management, Inc. (“FCM”). The Board and FCM have agreed to
take actions necessary to ensure that the Fund maintains a positive
net asset value (“NAV”) per share, which may include FCM waiving
certain accrued investment management fees.
Additional information will be available in the Fund’s
forthcoming quarterly report on Form 10-Q in November 2023.
About Firsthand Technology Value Fund
Firsthand Technology Value Fund, Inc. is a publicly-traded
venture capital fund that invests in technology and cleantech
companies. More information about the Fund and its holdings can be
found online at www.firsthandtvf.com.
The Fund is a non-diversified, closed-end investment company
that elected to be treated as a business development company under
the Investment Company Act of 1940. The Fund’s investment objective
is to seek long-term growth of capital. Under normal circumstances,
the Fund will invest at least 80% of its total assets for
investment purposes in technology and cleantech companies.
CAUTIONARY NOTE REGARDING FORWARD-LOOKING STATEMENTS: This press
release contains "forward-looking statements" as defined under the
U.S. federal securities laws. Generally, the words "believe,"
"expect," "intend," "estimate," "anticipate," "project," "will,"
and similar expressions identify forward-looking statements, which
generally are not historical in nature. Forward-looking statements
are subject to certain risks and uncertainties that could cause
actual results to materially differ from the Fund’s historical
experience and its present expectations or projections indicated in
any forward-looking statement. These risks include, but are not
limited to, changes in economic and political conditions,
regulatory and legal changes, technology and cleantech industry
risk, valuation risk, non-diversification risk, interest rate risk,
tax risk, and other risks discussed in the Fund’s filings with the
SEC. You should not place undue reliance on forward-looking
statements, which speak only as of the date they are made. The Fund
undertakes no obligation to publicly update or revise any
forward-looking statements made herein. There is no assurance that
the Fund’s investment objectives will be attained. We acknowledge
that, notwithstanding the foregoing, the safe harbor for
forward-looking statements under the Private Securities Litigation
Reform Act of 1995 does not apply to investment companies such as
us.
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version on businesswire.com: https://www.businesswire.com/news/home/20231013075724/en/
Phil Mosakowski Firsthand Capital Management, Inc. (408)
624-9526 vc@firsthandtvf.com
Firsthand Technology Value (NASDAQ:SVVC)
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