UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 19, 2010

QAD Inc.
(Exact name of registrant as specified in its charter)

         
Delaware   0-22823   77-0105228
(State or other Jurisdiction of Incorporation)   (Commission File Number)   (IRS Employer Identification No.)
     
100 Innovation Place,
Santa Barbara, California
  93108
(Address of Principal Executive Offices)   (Zip Code)

Registrant’s telephone number, including area code: (805) 566-6000

 
 
(Former name or former address if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

þ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 

1

 

Item 8.01  Other Events.
 

On November 19, 2010, the registrant’s Chief Financial Officer, Daniel Lender, sent an email to all of the registrant’s employees regarding notification of a black-out period related to equity awards, subject to shareholder approval of the recapitalization plan. A copy of the email is attached as Exhibit 99.1.

The information in this Form 8-K and the exhibits attached hereto shall not be deemed “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, nor shall it be deemed incorporated by reference in any filling under the Securities Act of 1933 or the Securities Exchange Act of 1934, except as shall be expressly set forth by specific reference in such filing.

  Item 9.01  Financial Statements and Exhibits.  

(d)                   Exhibits.  

     
Exhibit No.   Description
99.1
  Email to Employees dated November 19, 2010

2

 

 

SIGNATURES
 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.    

         
    QAD Inc.
 
       
 
       
November 19, 2010
  By:   /s/ Daniel Lender
 
       
 
      Daniel Lender
 
      Executive Vice President and Chief
Financial Officer 
 
       
 
       

3

 


INDEX TO EXHIBITS  

     
Exhibit No.   Description
99.1
  Email to Employees Dated November 19, 2010

4

Qad Inc. (MM) (NASDAQ:QADI)
Historical Stock Chart
Von Okt 2024 bis Nov 2024 Click Here for more Qad Inc. (MM) Charts.
Qad Inc. (MM) (NASDAQ:QADI)
Historical Stock Chart
Von Nov 2023 bis Nov 2024 Click Here for more Qad Inc. (MM) Charts.