Current Report Filing (8-k)
19 September 2022 - 2:33PM
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported) September 19, 2022
PacWest Bancorp
(Exact name of registrant as specified in
its charter)
Delaware |
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001-36408 |
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33-0885320 |
(State of |
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(Commission File Number) |
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(IRS Employer |
Incorporation) |
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Identification No.) |
9701
Wilshire Blvd., Suite
700, Beverly Hills, California 90212
(Address of principal executive offices
and zip code)
(310) 887-8500
(Registrant’s telephone number, including
area code)
N/A
(Former name or former address, if changed
since last report)
Securities registered pursuant to
Section 12(b) of the Act:
Common Stock, par value $0.01 per share |
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PACW |
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The Nasdaq Stock Market LLC |
Depositary Shares, Each Representing a 1/40th Interest in a Share of 7.75% Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock,
Series A |
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PACWP |
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The Nasdaq Stock Market LLC |
(Title of Each Class) |
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(Trading Symbol) |
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(Name of Exchange on Which
Registered) |
Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see
General Instruction A.2. below):
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of
the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth
company ¨
If an
emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ¨
Item 7.01 Regulation FD Disclosure.*
Executive
officers of PacWest Bancorp will make presentations to institutional investors at various meetings during the third quarter of 2022.
A copy of the presentation materials is attached as Exhibit 99.1 of this Form 8-K. The presentation will also be available on PacWest’s
website at www.pacwestbancorp.com under the section entitled “Presentations”.
| Item 9.01 | Financial Statements and Exhibits. |
(d) Exhibits.
*The information furnished under Item
7.01 and Item 9.01 of this Current Report on Form 8-K, including the exhibit, shall not be deemed “filed” for purposes of
Section 18 of the Securities and Exchange Act of 1934, as amended, or otherwise subject to the liabilities under that Section, nor shall
it be deemed incorporated by reference in any registration statement or other filings of PacWest Bancorp under the Securities Act of 1933,
as amended, except as shall be set forth by specific reference in such filing.
SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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PACWEST BANCORP |
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Date: September 19, 2022 |
By: |
/s/
Bart R. Olson |
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Name: |
Bart R. Olson |
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Title: |
Executive Vice President, Chief Financial Officer |
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