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24 Oktober 2023 - 2:05PM
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported):
October 24, 2023
NKGen
Biotech, Inc.
(Exact name of registrant as specified in its
charter)
Delaware |
|
001-40427 |
|
86-2191918 |
(State of incorporation) |
|
(Commission
File No.) |
|
(IRS Employer
Identification No.) |
3001 Daimler St.
Santa Ana, California 92705
(Address of principal executive offices and zip code)
Registrant’s telephone number, including
area code: (949) 396-6830
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
| ¨ | Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b)
of the Act:
Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each
exchange
on which registered |
Common
Stock, $0.0001 par value per share |
|
NKGN |
|
Nasdaq Global Market |
Warrants,
each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 per share |
|
NKGNW |
|
Nasdaq Capital Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule
12b-2 of the Securities Exchange Act of 1934.
Emerging growth company x
If an emerging growth company,
indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised
financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
On October 24, 2023, NKGen
Biotech, Inc. announced that the U.S. Food and Drug Administration cleared its investigational new drug application for SNK01 natural
killer cell therapy for treatment of moderate Alzheimer’s Disease.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: October 24, 2023 |
NKGEN BIOTECH, INC. |
|
|
|
|
By: |
/s/ Paul Y. Song |
|
|
Paul Y. Song |
|
|
Chief Executive Officer |
v3.23.3
Cover
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Oct. 24, 2023 |
Document Information [Line Items] |
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Document Type |
8-K
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Amendment Flag |
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Document Period End Date |
Oct. 24, 2023
|
Entity File Number |
001-40427
|
Entity Registrant Name |
NKGen
Biotech, Inc.
|
Entity Central Index Key |
0001845459
|
Entity Tax Identification Number |
86-2191918
|
Entity Incorporation, State or Country Code |
DE
|
Entity Address, Address Line One |
3001 Daimler St.
|
Entity Address, City or Town |
Santa Ana
|
Entity Address, State or Province |
CA
|
Entity Address, Postal Zip Code |
92705
|
City Area Code |
949
|
Local Phone Number |
396-6830
|
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Common Stock [Member] |
|
Document Information [Line Items] |
|
Title of 12(b) Security |
Common
Stock, $0.0001 par value per share
|
Trading Symbol |
NKGN
|
Security Exchange Name |
NASDAQ
|
Warrant [Member] |
|
Document Information [Line Items] |
|
Title of 12(b) Security |
Warrants,
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|
Trading Symbol |
NKGNW
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Security Exchange Name |
NASDAQ
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