false000100004500010000452024-02-142024-02-14

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported) February 14, 2024

 

NICHOLAS FINANCIAL, INC.

(Exact name of registrant as specified in its Charter)

 

 

 

 

 

 

 

British Columbia, Canada

 

0-26680

59-2506879

(State or Other Jurisdiction of

Incorporation or Organization)

(Commission

File Number)

(I.R.S. Employer

Identification No.)

 

26133 US HWY 19 North, Suite 300

Clearwater, Florida

 

33763

(Address of Principal Executive Offices)

 

(Zip Code)

(727) 726-0763

(Registrant’s telephone number, Including area code)

Not applicable

(Former name, former address and former fiscal year, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange on which registered

Common Stock

 

NICK

 

NASDAQ

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 


Item 9.01 Financial Statements and Exhibits

 

Exhibit #

 

Description

99.1

 

Notice of Meeting and Record Date April 15, 2024

104

 

Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

 

 

 

 

 

 

NICHOLAS FINANCIAL, INC.

 

 

 

(Registrant)

 

 

 

 

 

 

 

 

Date: February 14, 2024

 

 

/s/ Irina Nashtatik

 

 

 

Irina Nashtatik

 

 

 

Chief Financial Officer

(Principal Financial Officer)

 


Exhibit 99.1

 

 

 

 

Date: February 14, 2024

 

 

To: All Canadian Securities Regulatory Authorities

Subject: NICHOLAS FINANCIAL,INC.

 

Dear Sir/Madam:

 

We advise of the following with respect to the upcoming Meeting of Security Holders for the subject Issuer:

 

Meeting Type :

Special Meeting of Shareholders

Record Date for Notice of Meeting :

March 11, 2024

Record Date for Voting (if applicable) :

March 11, 2024

Beneficial Ownership Determination Date :

March 11, 2024

Meeting Date :

April 15, 2024

Meeting Location (if available) :

Omaha, NE

Issuer sending proxy related materials directly to NOBO:

Yes

Issuer paying for delivery to OBO:

No

Notice and Access (NAA) Requirements:

 

NAA for Beneficial Holders

No

NAA for Registered Holders

No

 

Voting Security Details:

 

Description

CUSIP Number

ISIN

COMMON

65373J209

CA65373J2092

 

 

 

Sincerely,

 

Mediant Communications Inc.

Agent for NICHOLAS FINANCIAL, INC.


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Document and Entity Information
Feb. 14, 2024
Cover [Abstract]  
Document Type 8-K
Amendment Flag false
Document Period End Date Feb. 14, 2024
Entity Registrant Name NICHOLAS FINANCIAL, INC.
Entity Central Index Key 0001000045
Securities Act File Number 0-26680
Entity Tax Identification Number 59-2506879
Entity Incorporation, State or Country Code Z4
Entity Address, Address Line One 26133 US HWY 19
Entity Address, Address Line Two North, Suite 300
Entity Address, City or Town Clearwater
Entity Address, State or Province FL
Entity Address, Postal Zip Code 33763
City Area Code 727
Local Phone Number 726-0763
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Title of 12(b) Security Common Stock
Trading Symbol NICK
Security Exchange Name NASDAQ
Entity Emerging Growth Company false

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