Bank of America Merrill Lynch Form 8.5 (EPT/RI) (8707O)
25 September 2013 - 1:13PM
UK Regulatory
TIDMISYS TIDMTTM
RNS Number : 8707O
Bank of America Merrill Lynch
25 September 2013
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Bank of America Merrill Lynch
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(b) Name of offeror/offeree in relation to whose Invensys PLC
relevant securities this form relates:
Use a separate form for each offeror/offeree
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(c) Name of the party to the offer with which exempt principal trader is connected: Schneider Electric SA
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(d) Date dealing undertaken: 24/09/2013
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(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in No
respect of
any other party to this offer?
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security Purchases/ Total number of securities Highest price Lowest price
sales per unit per unit
paid/received paid/received
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B979H674 Purchase 165,890 5.065 GBP 4.995 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
Common - ISIN GB00B979H674 Sale 140,486 5.07 GBP 4.995 GBP
--------------------------- ----------- --------------------------- --------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product description Nature of dealing Number of reference Price per unit
relevant security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 3 5.066 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 3 5.066 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 7 5.066 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 35 5.066 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 7,714 5.055 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 2,084 5.045 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 8,770 5.05 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 2,709 5.055 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 1,711 5.07 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 4,189 5.07 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 940 5.05 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Short 3,089 5.045 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 661 5.058 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 940 5.058 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
Common - ISIN Swaps Long 5,991 5.058 GBP
GB00B979H674
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry date Option money
of description purchasing, of price e.g. paid/
relevant e.g. call selling, securities to per unit American, received per
security option varying etc. which option European etc. unit
relates
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
N/A N/A N/A N/A N/A N/A N/A N/A
-------------- ------------- ------------- -------------- ---------- -------------- ------------ --------------
(ii) Exercising
Class of relevant security Product description Number of Exercise Price per
e.g. call option securities unit
--------------------------- -------------------- ------------ -------------------
N/A N/A N/A N/A
--------------------------- -------------------- ------------ -------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
N/A N/A N/A N/A
--------------------------- ------------------------------- -------- -------------------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class
of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure
and any party to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
-------------------------------------------------------------------------------------------
None
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(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
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