FORM 8.5 (EPT/NON-RI) - Amendment to section 3a and
3b
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Replaces form released on 11:31 16/02/2024
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RNS
Number : 4696D
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FORM 8.5
(EPT/NON-RI)
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PUBLIC OPENING POSITION
DISCLOSURE/DEALING DISCLOSURE BY AN
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EXEMPT PRINCIPAL TRADER
WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
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(OR WHERE RI STATUS IS NOT
APPLICABLE)
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Rule 8.5 of the Takeover Code
(the "Code")
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1
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KEY
INFORMATION
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(a)
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Name of exempt principal trader:
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BARCLAYS CAPITAL SECURITIES LTD
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(b)
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Name of offeror/offeree in relation to whose
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REDROW PLC
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relevant securities this form relates:
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(c)
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Name of the party to the offer with which
exempt
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REDROW PLC
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principal trader is connected
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(d)
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Date position held/dealing undertaken:
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15-Feb-24
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(e)
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In
addition to the company in 1(b) above, is the exempt
principal
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YES:
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trader making disclosures in respect of any other party
to the offer?
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BARRATT DEVELOPMENTS PLC
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2
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POSITIONS OF THE EXEMPT PRINCIPAL TRADER
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(a)
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Interests and short positions in the relevant securities of
the offeror or offeree
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to
which the disclosure relates following the dealing (if
any)
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Class of relevant security:
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10.5p ordinary
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Interests
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Short
Positions
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Number
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(%)
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Number
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(%)
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(1)
Relevant securities owned and/or controlled:
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6,486,481
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1.96%
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2,688,761
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0.81%
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(2)
Cash-settled derivatives:
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1,359,934
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0.41%
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6,266,816
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1.89%
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(3)
Stock-settled derivatives (including options) and agreements to
purchase/sell:
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0
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0.00%
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0
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0.00%
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7,846,415
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2.37%
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8,955,577
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2.70%
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TOTAL:
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(b)
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Rights to subscribe for new securities (including directors
and other executive options)
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Class of relevant security in relation to
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which subscription right exists
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Details, including nature of the rights
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concerned and relevant percentages:
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3
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DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL
TRADER
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(a)
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Purchase and sales
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Class of
relevant
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Purchase/sale
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Total number
of
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Highest price per
unit
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Lowest price per
unit
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security
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securities
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paid/received
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paid/received
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10.5p
ordinary
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Purchase
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306687
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6.6800
GBP
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6.6150
GBP
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10.5p
ordinary
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Sale
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99124
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6.6800
GBP
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6.6150
GBP
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(b)
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Cash-settled derivative transactions
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Class of
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Product
description
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Nature of
dealing
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Number of
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Price per
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relevant
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reference
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unit
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security
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securities
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10.5p
ordinary
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SWAP
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Decreasing
Short
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41
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6.6612
GBP
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10.5p
ordinary
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SWAP
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Decreasing
Short
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74
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6.6623
GBP
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10.5p
ordinary
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SWAP
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Decreasing
Short
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425
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6.6400
GBP
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10.5p
ordinary
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SWAP
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Decreasing
Short
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698
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6.6610
GBP
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10.5p
ordinary
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CFD
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Decreasing
Short
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724
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6.6550
GBP
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10.5p
ordinary
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SWAP
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Decreasing
Short
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1,223
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6.6622
GBP
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10.5p
ordinary
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SWAP
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Decreasing
Short
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1,461
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6.6629
GBP
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10.5p
ordinary
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SWAP
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Decreasing
Short
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1,540
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6.6645
GBP
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10.5p
ordinary
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SWAP
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Decreasing
Short
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2,264
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6.6683
GBP
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10.5p
ordinary
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CFD
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Decreasing
Short
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9,134
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6.6600
GBP
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10.5p
ordinary
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SWAP
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Decreasing
Short
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9,566
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6.6600
GBP
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10.5p
ordinary
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CFD
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Decreasing
Short
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9,674
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6.6526
GBP
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10.5p
ordinary
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SWAP
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Decreasing
Short
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17,260
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6.6699
GBP
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10.5p
ordinary
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SWAP
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Decreasing
Short
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18,009
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6.6623
GBP
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10.5p
ordinary
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SWAP
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Increasing
Long
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155
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6.6399
GBP
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10.5p
ordinary
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SWAP
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Increasing
Short
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140
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6.6600
GBP
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10.5p
ordinary
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SWAP
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Increasing
Short
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204
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6.6594
GBP
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10.5p
ordinary
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CFD
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Increasing
Short
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301
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6.6600
GBP
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10.5p
ordinary
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SWAP
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Increasing
Short
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1,027
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6.6618
GBP
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10.5p
ordinary
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SWAP
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Increasing
Short
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1,192
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6.6569
GBP
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10.5p
ordinary
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SWAP
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Increasing
Short
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1,478
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6.6745
GBP
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10.5p
ordinary
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SWAP
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Increasing
Short
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1,939
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6.6753
GBP
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10.5p
ordinary
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SWAP
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Increasing
Short
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2,734
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6.6666
GBP
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10.5p
ordinary
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SWAP
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Increasing
Short
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2,917
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6.6568
GBP
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10.5p
ordinary
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SWAP
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Increasing
Short
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3,136
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6.6623
GBP
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10.5p
ordinary
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SWAP
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Increasing
Short
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4,810
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6.6640
GBP
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10.5p
ordinary
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SWAP
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Increasing
Short
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5,020
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6.6649
GBP
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10.5p
ordinary
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SWAP
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Increasing
Short
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8,633
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6.6703
GBP
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10.5p
ordinary
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SWAP
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Increasing
Short
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8,976
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6.6627
GBP
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10.5p
ordinary
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SWAP
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Increasing
Short
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90,316
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6.6601
GBP
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10.5p
ordinary
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SWAP
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Increasing
Short
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128,913
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6.6611
GBP
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10.5p
ordinary
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SWAP
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Opening
Long
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127
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6.6620
GBP
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10.5p
ordinary
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SWAP
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Increasing
Short
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20,000
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6.6610
GBP
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(c)
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Stock-settled derivative transactions (including
options)
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(i)
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Writing, selling, purchasing or varying
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Class
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Product
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Writing,
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Number
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Exercise
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Type
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Expiry
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Option
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of
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description
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purchasing,
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of
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price
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date
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money
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relevant
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selling,
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securities
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per
unit
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paid/
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security
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varying
etc
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to
which
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received
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option
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per
unit
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relates
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(ii)
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Exercising
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Class of
relevant
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Product
description
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Exercising/ exercised
against
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Number of
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Exercise price
per
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security
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securities
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unit
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(d)
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Other dealings (including subscribing for new
securities)
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Class of
relevant
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Nature of
Dealings
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Details
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Price per unit
(if
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security
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applicable)
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4
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OTHER INFORMATION
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(a)
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Indemnity and other dealings arrangements
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Details of any indemnity or option arrangement, or any
agreement or understanding,
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formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by
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the exempt principal trader making the disclosure and
any party
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to the offer or any person acting in concert with a
party to the offer:
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NONE
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(b)
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Agreements, arrangements or understandings relating to options
or derivatives
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Details of any agreement, arrangement or understanding, formal
or informal, between
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the exempt principal trader making the disclosure and
any other person relating to:
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(i) the voting rights of any relevant
securities under any option; or
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(ii) the voting rights of future acquisition
or disposal of any relevant securities to which
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any derivative is referenced:
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NONE
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(c)
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Attachments
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Is
a Supplemental Form 8 (Open Positions) attached?
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NO
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Date of disclosure:
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11-Apr-24
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Contact name:
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Large Holdings Regulatory
Operations
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Telephone number:
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020 3134
7213
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