Amended Statement of Ownership (sc 13g/a)
10 Februar 2023 - 5:56PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 21*)
TOMPKINS FINANCIAL CORPORATION
(Name of Issuer)
Common Stock
(Title of Class of Securities)
890110 10 9
(CUSIP Number)
____________December 31, 2022___________
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant
to which this Schedule is filed:
☒ Rule
13d-1(b)
☐ Rule
13d-1(c)
☐ Rule
13d-1(d)
* The remainder
of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover
page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject
to the liabilities of that Section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No.
890110 10 9 |
13G |
Page 2 of 5 Pages |
1. |
NAME OF REPORTING PERSON
I.R.S IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Tompkins Community Bank EIN: 15-0470650 |
2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) (b)
|
3. |
SEC USE ONLY |
4. |
CITIZENSHIP OR PLACE OF ORGANIZATION
United States |
NUMBER OF
SHARES
BENEFICIALLY |
5. |
SOLE VOTING POWER
0 |
OWNED
BY EACH |
6. |
SHARED VOTING POWER
1,184,570 |
REPORTING
PERSON |
7. |
SOLE DISPOSITIVE POWER
0 |
WITH |
8. |
SHARED DISPOSITIVE POWER
1,184,570 |
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,184,570 |
10. |
CHECK BOX IF THE
AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* |
11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.16% |
12. |
TYPE OF REPORTING PERSON*
BK |
* SEE INSTRUCTIONS
Page 3 of 5 Pages
Item 1(a). | Name of Issuer: |
Tompkins Financial Corporation
Item 1(b). | Address of Issuer's Principal Executive Offices: |
118 E. Seneca Street, P.O. Box
460
Ithaca, NY 14850
Item 2(a). | Name of Person Filing: |
Tompkins Community Bank
Item 2(b). | Address of Principal Business Office, or, if None, Residence: |
Tompkins Community Bank
P.O. Box 460
Ithaca, NY 14851
United States
Item 2(d). | Title of Class of Securities: |
Common Stock, par value $0.10 par
value
890110 10 9
Item 3. | If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b), check whether the person filing
is a: |
x
Bank as defined in Section 3(a)(6) of the Act.
Item 4(a). | Amount Beneficially Owned: |
1,184,570
Item 4(b). | Percent of Class: |
8.16%
Page 4 of 5 Pages
Item 4(c). | Number of shares as to which such person has: |
(i) Sole
power to vote or to direct the vote:
0
(ii) Shared
power to vote or to direct the vote:
1,184,570
(iii) Sole
power to dispose or to direct the disposition of:
0
(iv) Shared
power to dispose or to direct the disposition of:
1,184,570
Item 5. | Ownership of Five Percent or Less of a Class: |
Not applicable.
Item 6. | Ownership of More than Five Percent on Behalf of Another Person: |
Not applicable.
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by
the Parent Holding Company: |
Not applicable.
Item 8. | Identification and Classification of Members of the Group: |
Not applicable.
Item 9. | Notice of Dissolution of Group: |
Not applicable.
Page 5 of 5 Pages
By signing below I certify that, to the best
of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not
acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of such securities
and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect, other
than activities solely in connection with a nomination under Section 240.14a-11.
SIGNATURE
After reasonable inquiry and to
the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date February 10, 2023
/s/ Francis M. Fetsko
Signature
Francis M. Fetsko, EVP, CFO & COO
Name/Title
Tompkins Financial (AMEX:TMP)
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