Authorized Participants Record:
1 |
a. Full Name |
Goldman Sachs & Co. LLC |
b. SEC file number |
008-00129 |
c. CRD number |
000000361 |
d. LEI, if any |
FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
1,103,288,269.18 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,803,369,491.18 |
Authorized Participants Record:
2 |
a. Full Name |
National Financial Services LLC |
b. SEC file number |
008-26740 |
c. CRD number |
000013041 |
d. LEI, if any |
549300JRHF1MHHWUAW04 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
3 |
a. Full Name |
ABN AMRO Clearing Chicago LLC |
b. SEC file number |
008-34354 |
c. CRD number |
000014020 |
d. LEI, if any |
549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
1,627,285,260.18 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
693,840,185.36 |
Authorized Participants Record:
4 |
a. Full Name |
Citigroup Global Markets, Inc. |
b. SEC file number |
008-08177 |
c. CRD number |
000007059 |
d. LEI, if any |
MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
359,277,363.66 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
79,771,769.29 |
Authorized Participants Record:
5 |
a. Full Name |
National Bank of Canada Financial Inc. |
b. SEC file number |
008-39947 |
c. CRD number |
000022698 |
d. LEI, if any |
549300K66TF1ST7A3V76 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
6 |
a. Full Name |
Virtu Financial BD LLC |
b. SEC file number |
008-68015 |
c. CRD number |
000148390 |
d. LEI, if any |
54930088MP91YZQJT494 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
46,523,937.72 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
42,261,844.95 |
Authorized Participants Record:
7 |
a. Full Name |
SG Americas Securities, LLC |
b. SEC file number |
008-66125 |
c. CRD number |
000128351 |
d. LEI, if any |
549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
6,216,349,353.51 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
5,560,492,479.48 |
Authorized Participants Record:
8 |
a. Full Name |
Wells Fargo Securities, LLC |
b. SEC file number |
008-65876 |
c. CRD number |
000126292 |
d. LEI, if any |
VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
9 |
a. Full Name |
J.P. Morgan Securities LLC |
b. SEC file number |
008-35008 |
c. CRD number |
000000079 |
d. LEI, if any |
ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
71,738,431.95 |
Authorized Participants Record:
10 |
a. Full Name |
Virtu Americas LLC |
b. SEC file number |
008-68193 |
c. CRD number |
000149823 |
d. LEI, if any |
549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
17,128,439.63 |
Authorized Participants Record:
11 |
a. Full Name |
Timber Hill LLC |
b. SEC file number |
008-28569 |
c. CRD number |
000033319 |
d. LEI, if any |
549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
12 |
a. Full Name |
TD Prime Services LLC |
b. SEC file number |
008-03337 |
c. CRD number |
000001914 |
d. LEI, if any |
549300ZBQI1JB1844X09 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
13 |
a. Full Name |
Cowen Execution Services LLC |
b. SEC file number |
008-46838 |
c. CRD number |
000035693 |
d. LEI, if any |
5493005RJDJD18OPUP27 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
14 |
a. Full Name |
BMO Capital Markets Corp. |
b. SEC file number |
008-34344 |
c. CRD number |
000016686 |
d. LEI, if any |
RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
17,514,051.32 |
Authorized Participants Record:
15 |
a. Full Name |
BNP Paribas Securities Corp (FKA BNP Paribas Prime Brokerage) |
b. SEC file number |
008-32682 |
c. CRD number |
000015794 |
d. LEI, if any |
RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
44,033,527.34 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
533,397,397.76 |
Authorized Participants Record:
16 |
a. Full Name |
Wedbush Securities Inc. |
b. SEC file number |
008-12987 |
c. CRD number |
000000877 |
d. LEI, if any |
549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
17 |
a. Full Name |
Natixis Securities Americas LLC |
b. SEC file number |
008-00719 |
c. CRD number |
000001101 |
d. LEI, if any |
549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
51,640,839.86 |
Authorized Participants Record:
18 |
a. Full Name |
Mizuho Securities USA Inc |
b. SEC file number |
008-37710 |
c. CRD number |
000019647 |
d. LEI, if any |
7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
19 |
a. Full Name |
Barclays Capital Inc. |
b. SEC file number |
008-41342 |
c. CRD number |
000019714 |
d. LEI, if any |
AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
71,255,608.91 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
175,575,093.37 |
Authorized Participants Record:
20 |
a. Full Name |
Jefferies LLC |
b. SEC file number |
008-15074 |
c. CRD number |
000002347 |
d. LEI, if any |
58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
21 |
a. Full Name |
UBS Securities LLC |
b. SEC file number |
008-22651 |
c. CRD number |
000007654 |
d. LEI, if any |
T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
22 |
a. Full Name |
Nomura Securities International, Inc. |
b. SEC file number |
008-15255 |
c. CRD number |
000004297 |
d. LEI, if any |
OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
23 |
a. Full Name |
Credit Suisse Securities (USA) LLC |
b. SEC file number |
008-00422 |
c. CRD number |
000000816 |
d. LEI, if any |
1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
46,107,793.4 |
Authorized Participants Record:
24 |
a. Full Name |
Citadel Securities LLC |
b. SEC file number |
008-53574 |
c. CRD number |
000116797 |
d. LEI, if any |
12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
434,725,937.75 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
757,781,271.65 |
Authorized Participants Record:
25 |
a. Full Name |
Interactive Brokers LLC |
b. SEC file number |
008-47257 |
c. CRD number |
000036418 |
d. LEI, if any |
50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
26 |
a. Full Name |
RBC Capital Markets, LLC (f/k/a RBC Capital Markets Corp) |
b. SEC file number |
008-45411 |
c. CRD number |
000031194 |
d. LEI, if any |
549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
592,019,520.24 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
526,103,266.23 |
Authorized Participants Record:
27 |
a. Full Name |
Deutsche Bank Securities Inc. |
b. SEC file number |
008-17822 |
c. CRD number |
000002525 |
d. LEI, if any |
9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
286,674,332.43 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
28 |
a. Full Name |
Merrill Lynch Professional Clearing Corp. |
b. SEC file number |
008-33359 |
c. CRD number |
000016139 |
d. LEI, if any |
549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
335,221,839.05 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,375,915,362.76 |
Authorized Participants Record:
29 |
a. Full Name |
Morgan Stanley & Co. LLC |
b. SEC file number |
008-15869 |
c. CRD number |
000008209 |
d. LEI, if any |
9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
1,171,937,138.58 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
2,110,204,028.2 |
Authorized Participants Record:
30 |
a. Full Name |
ING Financial Markets LLC |
b. SEC file number |
008-43978 |
c. CRD number |
000028872 |
d. LEI, if any |
KBVRJ5K57JZ3E2AVWX40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |