Statement of Changes in Beneficial Ownership (4)
24 Mai 2021 - 9:20PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
MUNOZ GEORGE |
2. Issuer Name and Ticker or Trading Symbol
ALTRIA GROUP, INC.
[
MO
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
6601 W BROAD ST |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/20/2021 |
(Street)
RICHMOND, VA 23230
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 5/20/2021 | | A | | 3517 (1) | A | $0 | 86151 (2) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Phantom Stock Units | (3) | 5/20/2021 | | A | | 804 (4) | | (5) | (5) | Common Stock | 804.0 | $49.765 (6) | 18613 (7) | D | |
Explanation of Responses: |
(1) | Deferred stock awarded under the 2015 Stock Compensation Plan for Non-Employee Directors. |
(2) | Includes 19,756 deferred shares in the Stock Compensation Plan for Non-Employee directors and 1,469 shares acquired through the reinvestment of dividends on deferred shares and other beneficially owned shares in investment accounts since March 31, 2021, the date of the last reportable transaction. |
(3) | Phantom stock units convert to the cash value of the issuer's common stock on a 1-for-1 basis. |
(4) | These units were acquired on May 20, 2021 pursuant to the Deferred Fee Plan for Non-Employee Directors. |
(5) | The participant will receive distributions of phantom stock units in cash either prior to or following termination of service as a member of the issuer's board of directors, as elected by the participant. |
(6) | The average of the high and low price of Altria Group, Inc. common stock on May 20, 2021. |
(7) | Share equivalents held in the Deferred Fee Plan for Non-Employee Directors. This total includes the May 20, 2021 acquisition of 804 share equivalents under the Deferred Fee Plan for Non-Employee Directors and 351 share equivalents acquired through the reinvestment of dividends in the Deferred Fee Plan since March 31, 2021, the date of the last reportable transaction. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
MUNOZ GEORGE 6601 W BROAD ST RICHMOND, VA 23230 | X |
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Signatures
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W. Hildebrandt Surgner, Jr. for George Munoz | | 5/24/2021 |
**Signature of Reporting Person | Date |
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