SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
|
|
BARCLAYS
PLC
|
|
|
(Registrant)
|
Date:
January 07, 2022
|
|
By: /s/
Garth Wright
--------------------------------
|
|
|
Garth
Wright
|
|
|
Assistant
Secretary
|
Exhibit
No. 1
1 December 2021
Barclays PLC
Total Voting Rights
In accordance with the Financial Conduct Authority's (FCA)
Disclosure Guidance and Transparency Rule 5.6.1R, Barclays PLC
notifies the market that as of 30 November 2021, Barclays PLC's
issued share capital consists of 16,750,652,336 Ordinary
shares with voting rights.
There are no Ordinary shares held in Treasury.
The above figure (16,750,652,336) may be used by shareholders (and
others with notification obligations) as the denominator for the
calculation by which they will determine if they are required to
notify their interest in, or a change to their interest in,
Barclays PLC under the FCA's Disclosure Guidance and Transparency
Rules.
- Ends -
For further information, please contact:
|
Investor Relations
|
Media Relations
|
|
Chris Manners
|
Tom Hoskin
|
|
+44 (0)20 7773 2136
|
+44 (0)20 7116 4755
|
Exhibit
No. 2
13 December 2021
Barclays PLC
Barclays above all reference rates in 2021 Bank of England stress
test
Barclays PLC ("Barclays") notes the publication today of stress
test outcomes for UK banks by the Bank of England ("BoE"). Under
the BoE's assessment, Barclays was sufficiently capitalised by
remaining above the respective reference rates for the duration of
the stress scenario under both measures of capital, and in terms of
both transitional and non-transitional bases for IFRS
9.
As a result, Barclays' CET1 ratio target range of 13-14% and
capital returns policy - of maintaining a progressive ordinary
dividend supplemented by additional cash returns, including share
buybacks, as appropriate - remain unchanged.
Barclays' results from the BoE stress test are set out in the table
below.
|
|
Actual (end-2020)(i)
|
Minimum stressed ratio (before strategic management
actions)(i)
|
Minimum stressed ratio (after the impact of strategic management
actions)(i)
|
Reference rate
|
Actual (2021 Q3)(i)
|
|
IFRS9 Transitional
|
|
|
|
|
|
|
Common equity Tier 1 ratio(a)(b)
|
15.1%
|
8.2% (g)
|
9.4%
|
8.1%
|
15.4%
|
|
Tier 1 Capital ratio(c)
|
19.0%
|
11.2% (g)
|
12.4% (g)
|
|
19.6%
|
|
Total capital ratio(d)
|
22.1%
|
13.5% (g)
|
14.7% (g)
|
|
22.9%
|
|
Memo: risk-weighted assets (£ billions)
|
306
|
370 (g)
|
369 (g)
|
|
307
|
|
Memo: CET1 (£ billions)
|
46
|
30 (g)
|
35 (g)
|
|
47
|
|
Tier 1 leverage ratio(a)(e)
|
5.3%
|
4.0% (h)
|
4.1%
|
3.7%
|
5.1%
|
|
Memo: leverage exposure (£ billions)
|
1,091
|
1,112 (h)
|
1,111 (h)
|
|
1,161
|
|
IFRS9 non-transitional
|
|
|
|
|
|
|
Common equity Tier 1 ratio(f)
|
14.3%
|
7.7%
|
8.2%
|
7.0%
|
15.0%
|
|
Tier 1 leverage ratio(f)
|
5.0%
|
3.4%
|
3.6%
|
3.3%
|
5.0%
|
(a) The low points for the common equity Tier 1 (CET1) ratio
and leverage ratio shown in the table do not necessarily occur in
the same year of the stress scenario and correspond to the year
where the minimum stressed ratio is calculated after strategic
management actions. There is no conversion of banks' AT1
instruments in the stress.
(b) The CET1 capital ratio is defined as CET1 capital expressed as
a percentage of risk-weighted assets, where these are in line with
CRR and the UK implementation of CRD V via the PRA
Rulebook.
(c) Tier 1 capital ratio is defined as Tier 1 capital expressed as
a percentage of RWAs where Tier 1 capital is defined as the sum of
CET1 capital and additional Tier 1 capital in line with the UK
implementation of CRD V.
(d) Total capital ratio is defined as total capital expressed as a
percentage of RWAs where total capital is defined as the sum of
Tier 1 capital and Tier 2 capital in line with the UK
implementation of CRD V.
(e) The Tier 1 leverage ratio is Tier 1 capital expressed as a
percentage of the leverage exposure measure excluding central bank
reserves, as defined in Rule 1.2 of the Leverage Ratio part of the
PRA Rulebook.
(f) The low point year for the non-transitional IFRS 9 may differ
to the low point year on a transitional IFRS 9 basis.
(g) Corresponds to the same year as the minimum CET1 ratio over the
stress scenario after strategic management actions.
(h) Corresponds to the same year as the minimum leverage ratio over
the stress scenario after strategic management
actions.
(i) Treatment of software assets non-deduction: End-2020 capital
numbers include the benefit from software assets non-deduction, and
minimum stress numbers that occur in 2021 also include the benefit
from software assets non-deduction. Minimum stress numbers that
occur after 2021 exclude the benefit from software assets
non-deduction. This is in line with the PRA's Policy Statement
PS17/21.
- ENDS -
For further information, please contact:
Investor Relations Media
Relations
Chris
Manners
Tom Hoskin / Jon Tracey
+44 (0) 20 7773 2136
+44
(0) 20 7116 4755
About Barclays
Barclays is a British universal bank. We are diversified by
business, by different types of customer and client, and geography.
Our businesses include consumer banking and payments operations
around the world, as well as a top-tier, full service, global
corporate and investment bank, all of which are supported by our
service company which provides technology, operations and
functional services across the Group. For further information about
Barclays, please visit our website home.barclays.
Forward-looking statements
This announcement contains forward-looking statements within the
meaning of Section 21E of the US Securities Exchange Act of 1934,
as amended, and Section 27A of the US Securities Act of 1933, as
amended, with respect to the Group. Barclays cautions readers that
no forward-looking statement is a guarantee of future performance
and that actual results or other financial condition or performance
measures could differ materially from those contained in the
forward-looking statements. These forward-looking statements can be
identified by the fact that they do not relate only to historical
or current facts. Forward-looking statements sometimes use words
such as 'may', 'will', 'seek', 'continue', 'aim', 'anticipate',
'target', 'projected', 'expect', 'estimate', 'intend', 'plan',
'goal', 'believe', 'achieve' or other words of similar meaning.
These statements are based on the current beliefs and expectations
of Barclays' management and are subject to significant risks and
uncertainties. Actual outcomes may differ materially from those
expressed in the forward-looking statements. Factors that could
impact Barclays' future financial condition and performance are
identified in Barclays PLC's filings with the US Securities
Exchange Commission ("SEC") (including, without limitation,
Barclays PLC's Annual Report on Form 20-F for the fiscal year ended
31 December 2020 and Interim Results Announcement for the six
months ended 30 June 2021 filed on Form 6-K), which are available
on the SEC's website at www.sec.gov.
Subject to Barclays' obligations under the applicable laws and
regulations of any relevant jurisdiction, (including, without
limitation, the UK and the US), in relation to disclosure and
ongoing information, we undertake no obligation to update publicly
or revise any forward-looking statements, whether as a result of
new information, future events or otherwise.
No statement in this announcement is intended as a profit forecast
and no statement in this announcement should be interpreted to mean
that the earnings per share for the current or future years would
necessarily match or exceed the historical published earnings per
share.
Exhibit No.
3
15 December 2021
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
C.S. Venkatakrishnan
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Group Chief Executive Officer
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 6 March 2019. The Shares delivered are
in respect of the quarterly payment of the Shares element of the
individual's fixed remuneration for the three month period to 31
December 2021. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s): Gross Number of Shares received
|
|
£1.8312 per Share
|
181,828
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s): Number of Shares sold
|
|
£1.8312 per Share
|
90,277
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Tushar Morzaria
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Group Finance Director
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 6 March 2019. The Shares delivered are
in respect of the quarterly payment of the Shares element of the
individual's fixed remuneration for the three month period to 31
December 2021. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.8312
per Share
|
117,750
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.8312
per Share
|
61,230
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Mark Ashton-Rigby
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Group Chief Operating Officer
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 14 August 2019. The Shares delivered
are in respect of the quarterly payment of the Shares element of
the individual's fixed remuneration for the three month period to
31 December 2021. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.8312
per Share
|
95,565
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s): Number of Shares sold
|
|
£1.8312 per Share
|
44,915
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Paul Compton
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Global Head of the Corporate and Investment Bank and President of
BBPLC
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 20 March 2019. The Shares delivered
are in respect of the quarterly payment of the Shares element of
the individual's fixed remuneration for the three month period to
31 December 2021. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.8312
per Share
|
185,411
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.8312
per Share
|
100,770
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Alistair Currie
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Global Head of Consumer Banking & Payments
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 28 August 2019. The Shares delivered
are in respect of the quarterly payment of the Shares element of
the individual's fixed remuneration for the three month period to
31 December 2021. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.8312
per Share
|
49,489
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.8312
per Share
|
23,259
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Matthew Hammerstein
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
CEO, Barclays Bank UK PLC
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 28 August 2019. The Shares delivered
are in respect of the quarterly payment of the Shares element of
the individual's fixed remuneration for the three month period to
31 December 2021. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.8312
per Share
|
27,304
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.8312
per Share
|
12,832
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Laura Padovani
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Group Chief Compliance Officer
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 21 March 2019. The Shares delivered
are in respect of the quarterly payment of the Shares element of
the individual's fixed remuneration for the three month period to
31 December 2021. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.8312
per Share
|
61,435
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.8312
per Share
|
28,874
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Tristram Roberts
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Group HR Director
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 6 March 2019. The Shares delivered are
in respect of the quarterly payment of the Shares element of the
individual's fixed remuneration for the three month period to 31
December 2021. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.8312
per Share
|
98,978
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.8312
per Share
|
46,519
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Taalib Shaah
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Group Chief Risk Officer
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 17 November 2020. The Shares
delivered are in respect of the quarterly payment of the Shares
element of the individual's fixed remuneration for the three month
period to 31 December 2021. The Shares are subject to a holding
period with restrictions lifting in equal tranches over five years
(20% each year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.8312
per Share
|
78,500
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.8312
per Share
|
36,894
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Stephen Shapiro
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Group General Counsel and Company Secretary
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 27 August 2020. The Shares
delivered are in respect of the quarterly payment of the Shares
element of the individual's fixed remuneration for the three month
period to 31 December 2021. The Shares are subject to a holding
period with restrictions lifting in equal tranches over five years
(20% each year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.8312
per Share
|
44,369
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.8312
per Share
|
20,853
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Sasha Wiggins
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Group Head of Public Policy and Corporate
Responsibility
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 6 June 2020. The Shares delivered are
in respect of the quarterly payment of the Shares element of the
individual's fixed remuneration for the three month period to 31
December 2021. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.8312
per Share
|
27,304
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.8312
per Share
|
12,832
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-13
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
For further information please contact:
|
Investor Relations
|
Media Relations
|
|
Chris
Manners
|
Tom Hoskin
|
|
+44 (0) 20 7773 2136
|
+44 (0)20 7116 4755
|
Exhibit
No. 4
16 December 2021
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Taalib Shaah
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Group Chief Risk Officer
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
Disposal of Shares by Solium Capital UK Limited in its capacity as
administrator of the Barclays' nominee service.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s): Number of Shares sold
|
|
£1.8005 per Share
|
10,396
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-15
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|
a)
|
Name
|
Mark Ashton-Rigby
|
|
2
|
Reason for the notification
|
|
a)
|
Position/status
|
Group Chief Operating Officer
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|
a)
|
Name
|
Barclays PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
Disposal of Shares by Solium Capital UK Limited in its capacity as
administrator of the Barclays' nominee service.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s): Number of Shares sold
|
|
£1.7912 per Share
|
23,058
|
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2021-12-16
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
For further information please contact:
|
Investor
Relations
|
Media
Relations
|
|
Chris
Manners
|
Tom Hoskin
|
|
+44 (0) 20 7773 2136
|
+44 (0)20 7116 4755
|