Unilever N V - Report of Foreign Issuer (6-K)
11 Juli 2008 - 12:02PM
Edgar (US Regulatory)
FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
REPORT OF FOREIGN ISSUER
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
For the month of July, 2008
UNILEVER N.V.
(Translation of registrant's name into English)
WEENA 455, 3013 AL, P.O. BOX 760, 3000 DK, ROTTERDAM, THE
NETHERLANDS
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
Form 20-F..X.. Form 40-F.....
Indicate by check mark if the registrant is submitting the Form 6-K in
paper
as permitted by Regulation S-T Rule 101(b)(1):_____
Indicate by check mark if the registrant is submitting the Form 6-K in
paper
as permitted by Regulation S-T Rule 101(b)(7):_____
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ..... No ..X..
If "Yes" is marked, indicate below the file number assigned to the
registrant
in connection with Rule 12g3-2(b): 82- ________
Exhibit 99 attached hereto is incorporated herein by reference.
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
UNILEVER N.V.
/S/ P J
CESCAU
By P J CESCAU
DIRECTOR
/S/ J A LAWRENCE
By J A LAWRENCE
DIRECTOR
Date: 09 July 2008
EXHIBIT INDEX
-------------
EXHIBIT
NUMBER
EXHIBIT DESCRIPTION
99
Notice to Euronext, Amsterdam dated 09 July 2008
Director/PDMR Shareholding
Exhibit 99
Annex DTR3
Notification of Transactions of Directors/Persons Discharging
Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block
capital letters.
1.
|
Name of the issuer
UNILEVER PLC
|
2.
|
State whether the notification relates to (i)
a transaction notified in accordance with DTR 3.1.2
R,
(ii) a disclosure made in accordance LR
9.8.6R(1) or
(iii) a disclosure made in accordance with
section 793 of the Companies Act (2006).
(i) a transaction notified in accordance
with DTR 3.1.2 R
|
3.
|
Name of person discharging
managerial
responsibilities/director
MR A J OGG
|
4.
|
State whether notification relates to a
person connected with a person discharging
managerial responsibilities/director named in 3 and identify
the connected person
N/A
|
5.
|
Indicate whether the notification is in
respect of a holding of the person referred to in 3 or 4 above
or in respect of a non-beneficial interest
IN RESPECT OF THE PERSON REFERRED TO IN 3
ABOVE
|
6.
|
Description of shares (including class),
debentures or derivatives or financial instruments relating to
shares
AMERICAN DEPOSITARY RECEIPTS REPRESENTING 1
ORDINARY 3 1/9 PENCE SHARE
|
7.
|
Name of registered shareholders(s) and, if
more than one, the number of shares held by each
of them
N/A
|
8.
|
State the nature of the transaction
RELEASE OF PURCHASED SHARES, PURCHASED IN
2005, UNDER THE UNILEVER UNITED STATES DEFERRED COMPENSATION
PROGRAM
|
9.
|
Number of shares, debentures or
financial instruments relating to shares acquired
257
|
10.
|
Percentage of issued class acquired (treasury
shares of that class should not be taken into account
when calculating percentage)
NEGLIGIBLE
|
11.
|
Number of shares, debentures or
financial instruments relating to shares disposed
N/A
|
12.
|
Percentage of issued class disposed (treasury
shares of that class should not be taken into account
when calculating percentage)
NEGLIGIBLE
|
13.
|
Price per share or value of
transaction
US$ 27.85
|
14.
|
Date and place of transaction
30 JUNE 2008, USA
|
15.
|
Total holding following notification and
total percentage holding following notification (any treasury
shares should not be taken into account when calculating
percentage)
21,576
0.002%
|
16.
|
Date issuer informed of transaction
9 JULY 2008
|
If a person discharging managerial
responsibilities has been granted options by the issuer complete the following
boxes
17.
|
Date of grant
N/A
|
18.
|
Period during which or date on which
exercisable
N/A
|
19.
|
Total amount paid (if any) for grant of the
option
N/A
|
20.
|
Description of shares or debentures involved
(class and number)
N/A
|
21.
|
Exercise price (if fixed at time of grant)
or indication that price is to be fixed at the time
of exercise
N/A
|
22.
|
Total number of shares or debentures over
which options held following notification
N/A
|
23.
|
Any additional information
|
24.
|
Name of contact and telephone number for
queries
HOLLY RICHARDS
+44(0)207 8225927
|
Name of authorised official of issuer
responsible for making notification
CHRISTOPHER FLETCHER SMITH - DEPUTY
SECRETARY
Date of notification 9
JULY 2008
|
Notes: This form is intended for
use by an issuer to make a RIS notification required by DR 3.3.
(1)
|
An issuer making a notification in respect of
a transaction relating to the shares or debentures of the issuer should
complete boxes 1 to 16, 23 and 24.
|
(2)
|
An issuer making a notification in respect of
a derivative relating the shares of the issuer should complete boxes 1 to
4, 6, 8, 13, 14, 16, 23 and 24.
|
(3)
|
An issuer making a notification in respect of
options granted to a director/person discharging managerial
responsibilities should complete boxes 1 to 3 and 17 to 24.
|
(4)
|
An issuer making a notification in respect of
a financial instrument relating to the shares of the issuer (other than a
debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and
24.
|
Annex DTR3
Notification of Transactions of Directors/Persons Discharging
Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block
capital letters.
1.
|
Name of the issuer
UNILEVER PLC
|
2.
|
State whether the notification relates to (i)
a transaction notified in accordance with DTR 3.1.2
R,
(ii) a disclosure made in accordance LR
9.8.6R(1) or
(iii) a disclosure made in accordance with
section 793 of the Companies Act (2006).
(i) a transaction notified in accordance
with DTR 3.1.2 R
|
3.
|
Name of person discharging
managerial
responsibilities/director
MR M B POLK
|
4.
|
State whether notification relates to a
person connected with a person discharging
managerial Responsibilities/director named in 3 and identify the
connected person
N/A
|
5.
|
Indicate whether the notification is in
respect of a holding of the person referred to in 3 or 4 above or in
respect of a non-beneficial interest
IN RESPECT OF THE PERSON REFERRED TO IN 3
ABOVE
|
6.
|
Description of shares (including class),
debentures or derivatives or financial instruments relating to
shares
AMERICAN DEPOSITARY RECEIPTS REPRESENTING 1
ORDINARY 3 1/9 PENCE SHARE
|
7.
|
Name of registered shareholders(s) and, if
more than one, the number of shares held by each of them
N/A
|
8.
|
State the nature of the transaction
RELEASE OF PURCHASED SHARES, PURCHASED IN
2005, UNDER THE UNILEVER UNITED STATES DEFERRED COMPENSATION
PROGRAM
|
9.
|
Number of shares, debentures or
financial instruments relating to shares acquired
1,889
|
10.
|
Percentage of issued class acquired (treasury
shares of that class should not be taken into account when calculating
percentage)
NEGLIGIBLE
|
11.
|
Number of shares, debentures or
financial instruments relating to shares disposed
N/A
|
12.
|
Percentage of issued class disposed (treasury
shares of that class should not be taken into account when calculating
percentage)
NEGLIGIBLE
|
13.
|
Price per share or value of
transaction
US$ 27.85
|
14.
|
Date and place of transaction
30 JUNE 2008, USA
|
15.
|
Total holding following notification and total
percentage holding following notification (any treasury shares should not
be taken into account when calculating percentage)
29,495
0.002%
|
16.
|
Date issuer informed of transaction
9 JULY 2008
|
If a person discharging managerial
responsibilities has been granted options by the issuer complete the following
boxes
17.
|
Date of grant
N/A
|
18.
|
Period during which or date on which
exercisable
N/A
|
19.
|
Total amount paid (if any) for grant of the
option
N/A
|
20.
|
Description of shares or debentures involved
(class and number)
N/A
|
21.
|
Exercise price (if fixed at time of grant)
or indication that price is to be fixed at the time of
exercise
N/A
|
22.
|
Total number of shares or debentures over
which options held following notification
N/A
|
23.
|
Any additional information
|
24.
|
Name of contact and telephone number for
queries
HOLLY RICHARDS
+44(0)207 8225927
|
Name of authorised official of issuer
responsible for making notification
CHRISTOPHER FLETCHER SMITH - DEPUTY
SECRETARY
Date of notification 9
JULY 2008
|
Notes: This form is intended for
use by an issuer to make a RIS notification required by DR 3.3.
(1)
|
An issuer making a notification in respect of
a transaction relating to the shares or debentures of the issuer should
complete boxes 1 to 16, 23 and 24.
|
(2)
|
An issuer making a notification in respect of
a derivative relating the shares of the issuer should complete boxes 1 to
4, 6, 8, 13, 14, 16, 23 and 24.
|
(3)
|
An issuer making a notification in respect of
options granted to a director/person discharging managerial
responsibilities should complete boxes 1 to 3 and 17 to 24.
|
(4)
|
An issuer making a notification in respect of
a financial instrument relating to the shares of the issuer (other than a
debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and
24.
|
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