UNITED STATES
SECURITIES AND
EXCHANGE COMMISSION
WASHINGTON, D.C.
20549
FORM N-PX
ANNUAL REPORT OF
PROXY VOTING RECORD
OF
REGISTERED
MANAGEMENT INVESTMENT COMPANIES
INVESTMENT
COMPANY ACT FILE NUMBER:
811-1027
NAME OF
REGISTRANT:
VANGUARD WORLD
FUND
ADDRESS OF
REGISTRANT:
PO BOX 2600,
VALLEY FORGE, PA 19482
NAME AND ADDRESS
OF AGENT FOR SERVICE:
HEIDI STAM
PO BOX 876
VALLEY FORGE, PA
19482
REGISTRANT'S
TELEPHONE NUMBER, INCLUDING AREA CODE:
(610) 669-1000
DATE OF FISCAL
YEAR END:
AUGUST 31
DATE OF
REPORTING PERIOD:
JULY 1, 2012 -
JUNE 30, 2013
FUND:
VANGUARD
UTILITIES INDEX FUND
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
AGL Resources
Inc.
TICKER:
GAS
CUSIP:
001204106
MEETING DATE:
4/30/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR SANDRA N. BANE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR THOMAS D. BELL, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR NORMAN R. BOBINS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR CHARLES R. CRISP
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR BRENDA J. GAINES
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR ARTHUR E. JOHNSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR WYCK A. KNOX, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR DENNIS M. LOVE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR CHARLES H. "PETE" MCTIER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR DEAN R. O'HARE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR ARMANDO J. OLIVERA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR JOHN E. RAU
ISSUER
YES
FOR
FOR
PROPOSAL
#1.13: ELECT DIRECTOR JAMES A. RUBRIGHT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.14: ELECT DIRECTOR JOHN W. SOMERHALDER II
ISSUER
YES
FOR
FOR
PROPOSAL #1.15: ELECT DIRECTOR
BETTINA M. WHYTE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.16: ELECT DIRECTOR HENRY C. WOLF
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
AMEND EEO POLICY TO PROHIBIT
SHAREHOLDER
YES
ABSTAIN
AGAINST
DISCRIMINATION BASED ON GENDER IDENTITY
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
ALLETE, Inc.
TICKER:
ALE
CUSIP:
018522300
MEETING DATE:
5/14/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR KATHRYN W. DINDO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR HEIDI J. EDDINS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR SIDNEY W. EMERY, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR GEORGE G. GOLDFARB
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR JAMES S. HAINES, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR ALAN R. HODNIK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR JAMES J. HOOLIHAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR MADELEINE W. LUDLOW
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR DOUGLAS C. NEVE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR LEONARD C. RODMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR BRUCE W. STENDER
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
AMEND NON-EMPLOYEE DIRECTOR RESTRICTED
ISSUER
YES
FOR
FOR
STOCK PLAN
PROPOSAL #4:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Alliant Energy
Corporation
TICKER:
LNT
CUSIP:
018802108
MEETING DATE:
5/9/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR MICHAEL L. BENNETT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR DARRYL B. HAZEL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR DAVID A. PERDUE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Ameren
Corporation
TICKER:
AEE
CUSIP:
023608102
MEETING DATE:
4/23/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR STEPHEN F. BRAUER
ISSUER
YES
WITHHOLD
AGAINST
PROPOSAL
#1.2: ELECT DIRECTOR CATHERINE S. BRUNE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR ELLEN M. FITZSIMMONS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR WALTER J. GALVIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR GAYLE P. W. JACKSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR JAMES C. JOHNSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR STEVEN H. LIPSTEIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR PATRICK T. STOKES
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR THOMAS R. VOSS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR STEPHEN R. WILSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR JACK D. WOODARD
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: REPORT ON ENERGY EFFICIENCY AND
SHAREHOLDER
YES
ABSTAIN
AGAINST
RENEWABLE ENERGY PROGRAMS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
American
Electric Power Company, Inc.
TICKER:
AEP
CUSIP:
025537101
MEETING DATE:
4/23/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR NICHOLAS K. AKINS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR DAVID J. ANDERSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR RALPH D. CROSBY, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR LINDA A. GOODSPEED
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR THOMAS E. HOAGLIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR SANDRA BEACH LIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR MICHAEL G. MORRIS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR RICHARD C. NOTEBAERT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR LIONEL L. NOWELL, III
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR STEPHEN S. RASMUSSEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR OLIVER G. RICHARD, III
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR RICHARD L. SANDOR
ISSUER
YES
FOR
FOR
PROPOSAL #1.13: ELECT DIRECTOR
SARA MARTINEZ TUCKER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.14: ELECT DIRECTOR JOHN F. TURNER
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
REPORT ON LOBBYING PAYMENTS AND POLICY
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
American States
Water Company
TICKER:
AWR
CUSIP:
029899101
MEETING DATE:
5/21/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR DIANA M. BONTÁ
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR ROBERT J. SPROWLS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR LLOYD E. ROSS
ISSUER
YES
FOR
FOR
PROPOSAL
#2: APPROVE NON-EMPLOYEE DIRECTOR RESTRICTED
ISSUER
YES
FOR
FOR
STOCK PLAN
PROPOSAL #3:
ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
American Water
Works Company, Inc.
TICKER:
AWK
CUSIP:
030420103
MEETING DATE:
5/13/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR STEPHEN P. ADIK
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR MARTHA CLARK GOSS
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR JULIE A. DOBSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR PAUL J. EVANSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR RICHARD R. GRIGG
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR JULIA L. JOHNSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR GEORGE MACKENZIE
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR WILLIAM J. MARRAZZO
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR JEFFRY E. STERBA
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
AQUA AMERICA,
INC.
TICKER:
WTR
CUSIP:
03836W103
MEETING DATE:
5/8/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR NICK DEBENEDICTIS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR RICHARD GLANTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR LON GREENBERG
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR WILLIAM HANKOWSKY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR WENDELL HOLLAND
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR ANDREW SORDONI, III
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
ADOPT POLICY ON HUMAN RIGHT TO WATER
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Atmos Energy
Corporation
TICKER:
ATO
CUSIP:
049560105
MEETING DATE:
2/13/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR ROBERT W. BEST
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR KIM R. COCKLIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR RICHARD W. DOUGLAS
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR RUBEN E. ESQUIVEL
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR RICHARD K. GORDON
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR ROBERT C. GRABLE
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR THOMAS C. MEREDITH
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR NANCY K. QUINN
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR RICHARD A. SAMPSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR STEPHEN R. SPRINGER
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR RICHARD WARE, II
ISSUER
YES
FOR
FOR
PROPOSAL
#2: AMEND EXECUTIVE INCENTIVE BONUS PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#3: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Avista
Corporation
TICKER:
AVA
CUSIP:
05379B107
MEETING DATE:
5/9/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR ERIK J. ANDERSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR KRISTIANNE BLAKE
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR DONALD C. BURKE
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR RICK R. HOLLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR JOHN F. KELLY
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR REBECCA A. KLEIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR SCOTT L. MORRIS
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR MARC F. RACICOT
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR HEIDI B. STANLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR R. JOHN TAYLOR
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: REDUCE SUPERMAJORITY VOTE REQUIREMENT
ISSUER
YES
FOR
FOR
FOR CERTAIN PROVISIONS
PROPOSAL #4:
ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Black Hills
Corporation
TICKER:
BKH
CUSIP:
092113109
MEETING DATE:
4/23/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JACK W. EUGSTER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR GARY L. PECHOTA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR THOMAS J. ZELLER
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
California Water
Service Group
TICKER:
CWT
CUSIP:
130788102
MEETING DATE:
5/21/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR EDWIN A. GUILES
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR BONNIE G. HILL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR THOMAS M. KRUMMEL
ISSUER
YES
FOR
FOR
PROPOSAL #1.4: ELECT DIRECTOR
RICHARD P. MAGNUSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR LINDA R. MEIER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR PETER C. NELSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR LESTER A. SNOW
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR GEORGE A. VERA
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Calpine
Corporation
TICKER:
CPN
CUSIP:
131347304
MEETING DATE:
5/10/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR FRANK CASSIDY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JACK A. FUSCO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR ROBERT C. HINCKLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR MICHAEL W. HOFMANN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR DAVID C. MERRITT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR W. BENJAMIN MORELAND
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR ROBERT A. MOSBACHER, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR DENISE M. O'LEARY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR J. STUART RYAN
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
CenterPoint
Energy, Inc.
TICKER:
CNP
CUSIP:
15189T107
MEETING DATE:
4/25/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR MILTON CARROLL
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR MICHAEL P. JOHNSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR JANIECE M. LONGORIA
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR DAVID M. MCCLANAHAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR SUSAN O. RHENEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR R. A. WALKER
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR PETER S. WAREING
ISSUER
YES
FOR
FOR
PROPOSAL #2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Chesapeake
Utilities Corporation
TICKER:
CPK
CUSIP:
165303108
MEETING DATE:
5/2/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR RALPH J. ADKINS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR RICHARD BERNSTEIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR PAUL L. MADDOCK, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR MICHAEL P. MCMASTERS
ISSUER
YES
FOR
FOR
PROPOSAL
#2: APPROVE OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#3: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Cleco
Corporation
TICKER:
CNL
CUSIP:
12561W105
MEETING DATE:
4/26/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR LOGAN W. KRUGER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECTDIRECTOR BRUCE A. WILLIAMSON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
AMEND BYLAWS TO ELIMINATE CUMULATIVE
ISSUER
YES
FOR
FOR
VOTING AND DECLASSIFY THE BOARD
PROPOSAL #5:
ELIMINATE CUMULATIVE VOTING
ISSUER
YES
FOR
FOR
PROPOSAL
#6: REPORT ON SUSTAINABILITY
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
CMS Energy
Corporation
TICKER:
CMS
CUSIP:
125896100
MEETING DATE:
5/17/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JON E. BARFIELD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR STEPHEN E. EWING
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR RICHARD M. GABRYS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR WILLIAM D. HARVEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR DAVID W. JOOS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR PHILIP R. LOCHNER, JR.
ISSUER
YES
FOR
FOR
PROPOSAL #1.7: ELECT DIRECTOR
MICHAEL T. MONAHAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR JOHN G. RUSSELL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR KENNETH L. WAY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR LAURA H. WRIGHT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR JOHN B. YASINSKY
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Connecticut
Water Service, Inc.
TICKER:
CTWS
CUSIP:
207797101
MEETING DATE:
5/9/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR HEATHER HUNT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR ARTHUR C. REEDS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR ERIC W. THORNBURG
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR JUDITH E. WALLINGFORD
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
REDUCE SUPERMAJORITY VOTE REQUIREMENT
ISSUER
YES
FOR
FOR
PROPOSAL
#4: APPROVE DECREASE IN SIZE OF BOARD
ISSUER
YES
FOR
FOR
PROPOSAL
#5: ALTER MANDATORY RETIREMENT POLICY FOR
ISSUER
YES
FOR
FOR
DIRECTORS
PROPOSAL #6:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Consolidated
Edison, Inc.
TICKER:
ED
CUSIP:
209115104
MEETING DATE:
5/20/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR KEVIN BURKE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR VINCENT A. CALARCO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR GEORGE CAMPBELL, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR GORDON J. DAVIS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR MICHAEL J. DEL GIUDICE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR ELLEN V. FUTTER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR JOHN F. HENNESSY, III
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR JOHN F. KILLIAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR EUGENE R. MCGRATH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR SALLY H. PINERO
ISSUER
YES
FOR
FOR
PROPOSAL #1.11: ELECT DIRECTOR
MICHAEL W. RANGER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR L. FREDERICK SUTHERLAND
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: APPROVE OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #5:
CEASE CEO COMPENSATION BENCHMARKING
SHAREHOLDER
YES
AGAINST
FOR
POLICY
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Dominion
Resources, Inc.
TICKER:
D
CUSIP:
25746U109
MEETING DATE:
5/3/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR WILLIAM P. BARR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR PETER W. BROWN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR HELEN E. DRAGAS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR JAMES O. ELLIS, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR THOMAS F. FARRELL, II
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR JOHN W. HARRIS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR ROBERT S. JEPSON, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR MARK J. KINGTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR PAMELA J. ROYAL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR ROBERT H. SPILMAN, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR MICHAEL E. SZYMANCZYK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR DAVID A. WOLLARD
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
PROVIDE RIGHT TO CALL SPECIAL MEETING
ISSUER
YES
FOR
FOR
PROPOSAL
#5: REPORT ON COAL USE FROM MOUNTAINTOP
SHAREHOLDER
YES
AGAINST
FOR
REMOVAL MINING
PROPOSAL #6:
INCLUDE SUSTAINABILITY AS A PERFORMANCE
SHAREHOLDER
YES
AGAINST
FOR
MEASURE FOR SENIOR EXECUTIVE COMPENSATION
PROPOSAL #7:
MINIMIZE POOL STORAGE OF SPENT NUCLEAR
SHAREHOLDER
YES
AGAINST
FOR
FUEL
PROPOSAL #8:
REPORT ON FINANCIAL RISKS OF CLIMATE
SHAREHOLDER
YES
AGAINST
FOR
CHANGE
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
DTE Energy
Company
TICKER:
DTE
CUSIP:
233331107
MEETING DATE:
5/2/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1: ELECT DIRECTOR
GERARD M. ANDERSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR DAVID A. BRANDON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR CHARLES G. MCCLURE, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR GAIL J. MCGOVERN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR JAMES B. NICHOLSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR CHARLES W. PRYOR, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR RUTH G. SHAW
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
REPORT ON POLITICAL CONTRIBUTIONS
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Duke Energy
Corporation
TICKER:
DUK
CUSIP:
26441C204
MEETING DATE:
5/2/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR WILLIAM BARNET, III
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR G. ALEX BERNHARDT, SR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR MICHAEL G. BROWNING
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR HARRIS E. DELOACH, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR DANIEL R. DIMICCO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR JOHN H. FORSGREN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR ANN MAYNARD GRAY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR JAMES H. HANCE, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR JOHN T. HERRON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR JAMES B. HYLER, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR E. MARIE MCKEE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR E. JAMES REINSCH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.13: ELECT DIRECTOR JAMES T. RHODES
ISSUER
YES
FOR
FOR
PROPOSAL
#1.14: ELECT DIRECTOR JAMES E. ROGERS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.15: ELECT DIRECTOR CARLOS A. SALADRIGAS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.16: ELECT DIRECTOR PHILIP R. SHARP
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
AMEND EXECUTIVE INCENTIVE BONUS PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#5: PROVIDE RIGHT TO ACT BY WRITTEN CONSENT
SHAREHOLDER
YES
FOR
AGAINST
PROPOSAL #6: REQUIRE A MAJORITY
VOTE FOR THE ELECTION
SHAREHOLDER
YES
AGAINST
FOR
OF DIRECTORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Edison
International
TICKER:
EIX
CUSIP:
281020107
MEETING DATE:
4/25/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JAGJEET S. BINDRA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR VANESSA C.L. CHANG
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR FRANCE A. CORDOVA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR THEODORE F. CRAVER, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR BRADFORD M. FREEMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR LUIS G. NOGALES
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR RONALD L. OLSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR RICHARD T. SCHLOSBERG,
ISSUER
YES
FOR
FOR
III
PROPOSAL #1.9:
ELECT DIRECTOR THOMAS C. SUTTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR PETER J. TAYLOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR BRETT WHITE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
REQUIRE INDEPENDENT BOARD CHAIRMAN
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
El Paso Electric
Company
TICKER:
EE
CUSIP:
283677854
MEETING DATE:
5/9/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JOHN ROBERT BROWN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JAMES W. CICCONI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR PATRICIA Z. HOLLAND-
ISSUER
YES
FOR
FOR
BRANCH
PROPOSAL #1.4:
ELECT DIRECTOR THOMAS V. SHOCKLEY, III
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Entergy
Corporation
TICKER:
ETR
CUSIP:
29364G103
MEETING DATE:
5/3/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR MAUREEN SCANNELL BATEMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR L.P. DENAULT
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR GARY W. EDWARDS
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR ALEXIS M. HERMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR DONALD C. HINTZ
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR STUART L. LEVENICK
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR BLANCHE L. LINCOLN
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR STEWART C. MYERS
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR W.J. TAUZIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR STEVEN V. WILKINSON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
REPORT ON LOBBYING PAYMENTS AND POLICY
SHAREHOLDER
YES
ABSTAIN
AGAINST
PROPOSAL
#5: MINIMIZE POOL STORAGE OF SPENT NUCLEAR
SHAREHOLDER
YES
ABSTAIN
AGAINST
FUEL
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Exelon
Corporation
TICKER:
EXC
CUSIP:
30161N101
MEETING DATE:
4/23/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR ANTHONY K. ANDERSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR ANN C. BERZIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR JOHN A. CANNING, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR CHRISTOPHER M. CRANE
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR YVES C. DE BALMANN
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR NICHOLAS DEBENEDICTIS
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR NELSON A. DIAZ
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR SUE L. GIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR PAUL L. JOSKOW
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR ROBERT J. LAWLESS
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR RICHARD W. MIES
ISSUER
YES
FOR
FOR
PROPOSAL
#1l: ELECT DIRECTOR WILLIAM C. RICHARDSON
ISSUER
YES
FOR
FOR
PROPOSAL #1m: ELECT DIRECTOR
THOMAS J. RIDGE
ISSUER
YES
FOR
FOR
PROPOSAL
#1n: ELECT DIRECTOR JOHN W. ROGERS, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1o: ELECT DIRECTOR MAYO A. SHATTUCK, III
ISSUER
YES
FOR
FOR
PROPOSAL
#1p: ELECT DIRECTOR STEPHEN D. STEINOUR
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
AMEND QUALIFIED EMPLOYEE STOCK PURCHASE
ISSUER
YES
FOR
FOR
PLAN
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
FirstEnergy
Corp.
TICKER:
FE
CUSIP:
337932107
MEETING DATE:
5/21/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR PAUL T. ADDISON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR ANTHONY J. ALEXANDER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR MICHAEL J. ANDERSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR CAROL A. CARTWRIGHT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR WILLIAM T. COTTLE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR ROBERT B. HEISLER, JR.
ISSUER
YES
WITHHOLD
AGAINST
PROPOSAL
#1.7: ELECT DIRECTOR JULIA L. JOHNSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR TED J. KLEISNER
ISSUER
YES
WITHHOLD
AGAINST
PROPOSAL
#1.9: ELECT DIRECTOR DONALD T. MISHEFF
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR ERNEST J. NOVAK, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR CHRISTOPHER D. PAPPAS
ISSUER
YES
WITHHOLD
AGAINST
PROPOSAL
#1.12: ELECT DIRECTOR CATHERINE A. REIN
ISSUER
YES
WITHHOLD
AGAINST
PROPOSAL
#1.13: ELECT DIRECTOR GEORGE M. SMART
ISSUER
YES
FOR
FOR
PROPOSAL
#1.14: ELECT DIRECTOR WES M. TAYLOR
ISSUER
YES
WITHHOLD
AGAINST
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
AGAINST
AGAINST
OFFICERS' COMPENSATION
PROPOSAL #4:
REDUCE SUPERMAJORITY VOTE REQUIREMENT
ISSUER
YES
FOR
FOR
PROPOSAL
#5: CEASE CEO COMPENSATION BENCHMARKING
SHAREHOLDER
YES
AGAINST
FOR
POLICY
PROPOSAL #6: SUBMIT SERP TO SHAREHOLDER VOTE
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#7: STOCK RETENTION/HOLDING PERIOD
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#8: REQUIRE A MAJORITY VOTE FOR THE ELECTION
SHAREHOLDER
YES
AGAINST
FOR
OF DIRECTORS
PROPOSAL #9:
PROVIDE RIGHT TO ACT BY WRITTEN CONSENT
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Genie Energy
Ltd.
TICKER:
GNE
CUSIP:
372284208
MEETING DATE:
5/7/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JAMES A. COURTER
ISSUER
YES
AGAINST
AGAINST
PROPOSAL
#1.2: ELECT DIRECTOR HOWARD S. JONAS
ISSUER
YES
AGAINST
AGAINST
PROPOSAL
#1.3: ELECT DIRECTOR IRWIN KATSOF
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR W. WESLEY PERRY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR ALAN ROSENTHAL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR ALLAN SASS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
GenOn Energy,
Inc.
TICKER:
GEN
CUSIP:
37244E107
MEETING DATE:
11/9/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
APPROVE MERGER AGREEMENT
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE ON GOLDEN PARACHUTES
ISSUER
YES
AGAINST
AGAINST
PROPOSAL
#3: ADJOURN MEETING
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Great Plains
Energy Incorporated
TICKER:
GXP
CUSIP:
391164100
MEETING DATE:
5/7/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR TERRY BASSHAM
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR DAVID L. BODDE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR RANDALL C. FERGUSON, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR GARY D. FORSEE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR THOMAS D. HYDE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR JAMES A. MITCHELL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR ANN D. MURTLOW
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR JOHN J. SHERMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR LINDA H. TALBOTT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR ROBERT H. WEST
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Hawaiian
Electric Industries, Inc.
TICKER:
HE
CUSIP:
419870100
MEETING DATE:
5/8/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR THOMAS B. FARGO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR KELVIN H. TAKETA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR JEFFREY N. WATANABE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
IDACORP, Inc.
TICKER:
IDA
CUSIP:
451107106
MEETING DATE:
5/16/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JUDITH A. JOHANSEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR J. LAMONT KEEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR ROBERT A. TINSTMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR DENNIS L. JOHNSON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Integrys Energy
Group, Inc.
TICKER:
TEG
CUSIP:
45822P105
MEETING DATE:
5/16/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR WILLIAM J. BRODSKY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR ALBERT J. BUDNEY, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR ELLEN CARNAHAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR MICHELLE L. COLLINS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR KATHRYN M. HASSELBLAD-
ISSUER
YES
FOR
FOR
PASCALE
PROPOSAL #1.6:
ELECT DIRECTOR JOHN W. HIGGINS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR PAUL W. JONES
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR HOLLY KELLER KOEPPEL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR MICHAEL E. LAVIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR WILLIAM F. PROTZ, JR.
ISSUER
YES
FOR
FOR
PROPOSAL #1.11: ELECT DIRECTOR
CHARLES A. SCHROCK
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
ITC Holdings
Corp.
TICKER:
ITC
CUSIP:
465685105
MEETING DATE:
4/16/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
APPROVE MERGER AGREEMENT
ISSUER
YES
FOR
FOR
PROPOSAL
#2: INCREASE AUTHORIZED COMMON STOCK
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ISSUE SHARES IN CONNECTION WITH
ISSUER
YES
FOR
FOR
ACQUISITION
PROPOSAL #4:
ADVISORY VOTE ON GOLDEN PARACHUTES
ISSUER
YES
AGAINST
AGAINST
PROPOSAL
#5: ADJOURN MEETING
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
ITC Holdings
Corp.
TICKER:
ITC
CUSIP:
465685105
MEETING DATE:
5/15/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR CHRISTOPHER H. FRANKLIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR EDWARD G. JEPSEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR WILLIAM J. MUSELER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR HAZEL R. O'LEARY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR THOMAS G. STEPHENS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR G. BENNETT STEWART, III
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR LEE C. STEWART
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR J.C. WATTS, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR JOSEPH L. WELCH
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
AGAINST
AGAINST
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: REQUIRE A MAJORITY VOTE FOR THE ELECTION
SHAREHOLDER
YES
AGAINST
FOR
OF DIRECTORS
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
MDU Resources
Group, Inc.
TICKER:
MDU
CUSIP:
552690109
MEETING DATE:
4/23/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR THOMAS EVERIST
ISSUER
YES
FOR
FOR
PROPOSAL #1.2: ELECT DIRECTOR
KAREN B. FAGG
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR DAVID L. GOODIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR A. BART HOLADAY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR DENNIS W. JOHNSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR THOMAS C. KNUDSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR PATRICIA L. MOSS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR HARRY J. PEARCE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR J. KENT WELLS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR JOHN K. WILSON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
MGE Energy, Inc.
TICKER:
MGEE
CUSIP:
55277P104
MEETING DATE:
5/21/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR F. CURTIS HASTINGS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JAMES L. POSSIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR MARK D. BUGHER
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Middlesex Water
Company
TICKER:
MSEX
CUSIP:
596680108
MEETING DATE:
5/21/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR STEVEN M. KLEIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR AMY B. MANSUE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR WALTER G. REINHARD
ISSUER
YES
WITHHOLD
AGAINST
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
National Fuel
Gas Company
TICKER:
NFG
CUSIP:
636180101
MEETING DATE:
3/7/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR DAVID C. CARROLL
ISSUER
YES
FOR
FOR
PROPOSAL #1.2: ELECT DIRECTOR
CRAIG G. MATTHEWS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR DAVID F. SMITH
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
New Jersey
Resources Corporation
TICKER:
NJR
CUSIP:
646025106
MEETING DATE:
1/23/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR LAWRENCE R. CODEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR LAURENCE M. DOWNES
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR ROBERT B. EVANS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR ALFRED C. KOEPPE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR SHARON C. TAYLOR
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
NextEra Energy,
Inc.
TICKER:
NEE
CUSIP:
65339F101
MEETING DATE:
5/23/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR SHERRY S. BARRAT
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR ROBERT M. BEALL, II
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR JAMES L. CAMAREN
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR KENNETH B. DUNN
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR LEWIS HAY, III
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR TONI JENNINGS
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR JAMES L. ROBO
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR RUDY E. SCHUPP
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR JOHN L. SKOLDS
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR WILLIAM H. SWANSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR MICHAEL H. THAMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1l: ELECT DIRECTOR HANSEL E. TOOKES, II
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: APPROVE EXECUTIVE INCENTIVE BONUS PLAN
ISSUER
YES
FOR
FOR
PROPOSAL #4: ADVISORY VOTE TO
RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #5:
MINIMIZE POOL STORAGE OF SPENT NUCLEAR
SHAREHOLDER
YES
AGAINST
FOR
FUEL
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
NiSource Inc.
TICKER:
NI
CUSIP:
65473P105
MEETING DATE:
5/14/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR RICHARD A. ABDOO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR ARISTIDES S. CANDRIS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR SIGMUND L. CORNELIUS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR MICHAEL E. JESANIS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR MARTY R. KITTRELL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR W. LEE NUTTER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR DEBORAH S. PARKER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR ROBERT C. SKAGGS, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR TERESA A. TAYLOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR RICHARD L. THOMPSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR CAROLYN Y. WOO
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
PROVIDE RIGHT TO ACT BY WRITTEN CONSENT
SHAREHOLDER
YES
AGAINST
FOR
PROPOSAL
#5: ADOPT COMPENSATION BENCHMARKING POLICY
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Northeast
Utilities
TICKER:
NU
CUSIP:
664397106
MEETING DATE:
10/31/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR RICHARD H. BOOTH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JOHN S. CLARKESON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR COTTON M. CLEVELAND
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR SANFORD CLOUD, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR JAMES S. DISTASIO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR FRANCIS A. DOYLE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR CHARLES K. GIFFORD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR PAUL A. LA CAMERA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR KENNETH R. LEIBLER
ISSUER
YES
FOR
FOR
PROPOSAL #1.10: ELECT DIRECTOR
THOMAS J. MAY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR CHARLES W. SHIVERY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR WILLIAM C. VAN FAASEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.13: ELECT DIRECTOR FREDERICA M. WILLIAMS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.14: ELECT DIRECTOR DENNIS R. WRAASE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Northeast
Utilities
TICKER:
NU
CUSIP:
664397106
MEETING DATE:
5/1/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR RICHARD H. BOOTH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JOHN S. CLARKESON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR COTTON M. CLEVELAND
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR SANFORD CLOUD, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR JAMES S. DISTASIO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR FRANCIS A. DOYLE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR CHARLES K. GIFFORD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR PAUL A. LA CAMERA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR KENNETH R. LEIBLER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR THOMAS J. MAY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR CHARLES W. SHIVERY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR WILLIAM C. VAN FAASEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.13: ELECT DIRECTOR FREDERICA M. WILLIAMS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.14: ELECT DIRECTOR DENNIS R. WRAASE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Northwest
Natural Gas Company
TICKER:
NWN
CUSIP:
667655104
MEETING DATE:
5/23/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR TOD R. HAMACHEK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JANE L. PEVERETT
ISSUER
YES
FOR
FOR
PROPOSAL #1.3: ELECT DIRECTOR
KENNETH THRASHER
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
NorthWestern
Corporation
TICKER:
NWE
CUSIP:
668074305
MEETING DATE:
4/25/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR STEPHEN P. ADIK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR DOROTHY M. BRADLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR E. LINN DRAPER, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR DANA J. DYKHOUSE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR JULIA L. JOHNSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR PHILIP L. MASLOWE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR DENTON LOUIS PEOPLES
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR ROBERT C. ROWE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
NRG Energy, Inc.
TICKER:
NRG
CUSIP:
629377508
MEETING DATE:
11/9/2012
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1:
ISSUE SHARES IN CONNECTION WITH
ISSUER
YES
FOR
FOR
ACQUISITION
PROPOSAL #2: FIX
NUMBER OF DIRECTORS AT SIXTEEN
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADJOURN MEETING
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
NRG Energy, Inc.
TICKER:
NRG
CUSIP:
629377508
MEETING DATE:
4/25/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR KIRBYJON H. CALDWELL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR DAVID CRANE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR KATHLEEN A. MCGINTY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR EVAN J. SILVERSTEIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR THOMAS H. WEIDEMEYER
ISSUER
YES
FOR
FOR
PROPOSAL #2: ADVISORY VOTE TO
RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
NV Energy, Inc.
TICKER:
NVE
CUSIP:
67073Y106
MEETING DATE:
5/8/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR JOSEPH B. ANDERSON, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR GLENN C. CHRISTENSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR SUSAN F. CLARK
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR STEPHEN E. FRANK
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR BRIAN J. KENNEDY
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR MAUREEN T. MULLARKEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR JOHN F. O'REILLY
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR PHILIP G. SATRE
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR DONALD D. SNYDER
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR MICHAEL W. YACKIRA
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
APPROVE OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
OGE Energy Corp.
TICKER:
OGE
CUSIP:
670837103
MEETING DATE:
5/16/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JAMES H. BRANDI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR WAYNE H. BRUNETTI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR LUKE R. CORBETT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR PETER B. DELANEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR JOHN D. GROENDYKE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR KIRK HUMPHREYS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR ROBERT KELLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR ROBERT O. LORENZ
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR JUDY R. MCREYNOLDS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR LEROY C. RICHIE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL #3: ADVISORY VOTE TO
RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
REDUCE SUPERMAJORITY VOTE REQUIREMENT
ISSUER
YES
FOR
FOR
PROPOSAL
#5: APPROVE OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#6: APPROVE EXECUTIVE INCENTIVE BONUS PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#7: INCREASE AUTHORIZED COMMON STOCK
ISSUER
YES
FOR
FOR
PROPOSAL
#8: REINCORPORATE IN ANOTHER STATE [DELAWARE]
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
ONEOK, Inc.
TICKER:
OKE
CUSIP:
682680103
MEETING DATE:
5/22/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JAMES C. DAY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JULIE H. EDWARDS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR WILLIAM L. FORD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR JOHN W. GIBSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR BERT H. MACKIE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR STEVEN J. MALCOLM
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR JIM W. MOGG
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR PATTYE L. MOORE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR GARY D. PARKER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR EDUARDO A. RODRIGUEZ
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #5:
REPORT ON METHANE EMISSIONS
SHAREHOLDER
YES
ABSTAIN
AGAINST
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Ormat
Technologies, Inc.
TICKER:
ORA
CUSIP:
686688102
MEETING DATE:
5/7/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR GILLON BECK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR DAN FALK
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Otter Tail
Corporation
TICKER:
OTTR
CUSIP:
689648103
MEETING DATE:
4/8/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR KATHRYN O. JOHNSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR MARK W. OLSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR GARY J. SPIES
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Pepco Holdings,
Inc.
TICKER:
POM
CUSIP:
713291102
MEETING DATE:
5/17/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JACK B. DUNN, IV
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR H. RUSSELL FRISBY, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR TERENCE C. GOLDEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR PATRICK T. HARKER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR FRANK O. HEINTZ
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR BARBARA J. KRUMSIEK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR GEORGE F. MACCORMACK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR LAWRENCE C. NUSSDORF
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR PATRICIA A. OELRICH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR JOSEPH M. RIGBY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR FRANK K. ROSS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR PAULINE A. SCHNEIDER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.13: ELECT DIRECTOR LESTER P. SILVERMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
PG&E
Corporation
TICKER:
PCG
CUSIP:
69331C108
MEETING DATE:
5/6/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR DAVID R. ANDREWS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR LEWIS CHEW
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR C. LEE COX
ISSUER
YES
FOR
FOR
PROPOSAL #1.4: ELECT DIRECTOR
ANTHONY F. EARLEY, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR FRED J. FOWLER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR MARYELLEN C. HERRINGER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR ROGER H. KIMMEL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR RICHARD A. MESERVE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR FORREST E. MILLER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR ROSENDO G. PARRA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR BARBARA L. RAMBO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR BARRY LAWSON WILLIAMS
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
REQUIRE INDEPENDENT BOARD CHAIRMAN
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Piedmont Natural
Gas Company, Inc.
TICKER:
PNY
CUSIP:
720186105
MEETING DATE:
3/6/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR FRANKIE T. JONES, SR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR VICKI MCELREATH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR THOMAS E. SKAINS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR PHILLIP D. WRIGHT
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Pinnacle West
Capital Corporation
TICKER:
PNW
CUSIP:
723484101
MEETING DATE:
5/15/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR EDWARD N. BASHA, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR DONALD E. BRANDT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR SUSAN CLARK-JOHNSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR DENIS A. CORTESE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR MICHAEL L. GALLAGHER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR ROY A. HERBERGER, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR DALE E. KLEIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR HUMBERTO S. LOPEZ
ISSUER
YES
FOR
FOR
PROPOSAL #1.9: ELECT DIRECTOR
KATHRYN L. MUNRO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR BRUCE J. NORDSTROM
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
PNM Resources,
Inc.
TICKER:
PNM
CUSIP:
69349H107
MEETING DATE:
5/9/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR ADELMO E. ARCHULETA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR PATRICIA K. COLLAWN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR JULIE A. DOBSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR ALAN J. FOHRER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR ROBERT R. NORDHAUS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR BONNIE S. REITZ
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR DONALD K. SCHWANZ
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR BRUCE W. WILKINSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR JOAN B. WOODARD
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
REQUIRE INDEPENDENT BOARD CHAIRMAN
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Portland General
Electric Company
TICKER:
POR
CUSIP:
736508847
MEETING DATE:
5/22/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JOHN W. BALLANTINE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR RODNEY L. BROWN, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR JACK E. DAVIS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR DAVID A. DIETZLER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR KIRBY A. DYESS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR MARK B. GANZ
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR CORBIN A. MCNEILL, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR NEIL J. NELSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR M. LEE PELTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR JAMES J. PIRO
ISSUER
YES
FOR
FOR
PROPOSAL #1.11: ELECT DIRECTOR
ROBERT T. F. REID
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: APPROVE EXECUTIVE INCENTIVE BONUS PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#5: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
PPL CORPORATION
TICKER:
PPL
CUSIP:
69351T106
MEETING DATE:
5/15/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR FREDERICK M. BERNTHAL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JOHN W. CONWAY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR PHILIP G. COX
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR STEVEN G. ELLIOTT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR LOUISE K. GOESER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR STUART E. GRAHAM
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR STUART HEYDT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR RAJA RAJAMANNAR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR CRAIG A. ROGERSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR WILLIAM H. SPENCE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR NATICA VON ALTHANN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR KEITH H. WILLIAMSON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADOPT MAJORITY VOTING FOR UNCONTESTED
ISSUER
YES
FOR
FOR
ELECTION OF DIRECTORS
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #5:
REPORT ON POLITICAL CONTRIBUTIONS
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Public Service
Enterprise Group Incorporated
TICKER:
PEG
CUSIP:
744573106
MEETING DATE:
4/16/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR ALBERT R. GAMPER, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR WILLIAM V. HICKEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR RALPH IZZO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR SHIRLEY ANN JACKSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR DAVID LILLEY
ISSUER
YES
FOR
FOR
PROPOSAL #1.6: ELECT DIRECTOR
THOMAS A. RENYI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR HAK CHEOL SHIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR RICHARD J. SWIFT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR SUSAN TOMASKY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR ALFRED W. ZOLLAR
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: AMEND NONQUALIFIED EMPLOYEE STOCK
ISSUER
YES
FOR
FOR
PURCHASE PLAN
PROPOSAL #5:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#6: REDUCE SUPERMAJORITY VOTE REQUIREMENT
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Questar
Corporation
TICKER:
STR
CUSIP:
748356102
MEETING DATE:
5/10/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR TERESA BECK
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR R. D. CASH
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR LAURENCE M. DOWNES
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR CHRISTOPHER A. HELMS
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR RONALD W. JIBSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR KEITH O. RATTIE
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR HARRIS H. SIMMONS
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR BRUCE A. WILLIAMSON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
SCANA
Corporation
TICKER:
SCG
CUSIP:
80589M102
MEETING DATE:
4/25/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR KEVIN B. MARSH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JOSHUA W. MARTIN, III
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR JAMES M. MICALI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR HAROLD C. STOWE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: DECLASSIFY THE BOARD OF DIRECTORS
SHAREHOLDER
YES
FOR
N/A
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Sempra Energy
TICKER:
SRE
CUSIP:
816851109
MEETING DATE:
5/9/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR ALAN L. BOECKMANN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JAMES G. BROCKSMITH, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR WILLIAM D. JONES
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR WILLIAM G. OUCHI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR DEBRA L. REED
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR WILLIAM C. RUSNACK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR WILLIAM P. RUTLEDGE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR LYNN SCHENK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR JACK T. TAYLOR
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR LUIS M. TELLEZ
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR JAMES C. YARDLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
APPROVE OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#5: REQUIRE INDEPENDENT BOARD CHAIRMAN
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
SJW Corp.
TICKER:
SJW
CUSIP:
784305104
MEETING DATE:
4/24/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR KATHARINE ARMSTRONG
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR WALTER J. BISHOP
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR MARK L. CALI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR DOUGLAS R. KING
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR RONALD B. MOSKOVITZ
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR GEORGE E. MOSS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR W. RICHARD ROTH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR ROBERT A. VAN VALER
ISSUER
YES
FOR
FOR
PROPOSAL
#2: AMEND EXECUTIVE INCENTIVE BONUS PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#3: AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
South Jersey
Industries, Inc.
TICKER:
SJI
CUSIP:
838518108
MEETING DATE:
4/19/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR SARAH M. BARPOULIS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR THOMAS A. BRACKEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR KEITH S. CAMPBELL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR SHEILA HARTNETT-DEVLIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR VICTOR A. FORTKIEWICZ
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR EDWARD J. GRAHAM
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR WALTER M. HIGGINS, III
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR SUNITA HOLZER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR JOSEPH H. PETROWSKI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR FRANK L. SIMS
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Southwest Gas
Corporation
TICKER:
SWX
CUSIP:
844895102
MEETING DATE:
5/9/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR ROBERT L. BOUGHNER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JOSE A. CARDENAS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR THOMAS E. CHESTNUT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR STEPHEN C. COMER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR LEROY C. HANNEMAN, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR MICHAEL O. MAFFIE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR ANNE L. MARIUCCI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR MICHAEL J. MELARKEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR JEFFREY W. SHAW
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR A. RANDALL THOMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR THOMAS A. THOMAS
ISSUER
YES
FOR
FOR
PROPOSAL
#1.12: ELECT DIRECTOR TERRENCE L. WRIGHT
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
TECO Energy,
Inc.
TICKER:
TE
CUSIP:
872375100
MEETING DATE:
5/1/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JOHN B. RAMIL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR TOM L. RANKIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR WILLIAM D. ROCKFORD
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
AMEND EEO POLICY TO PROHIBIT
SHAREHOLDER
YES
AGAINST
FOR
DISCRIMINATION BASED ON SEXUAL ORIENTATION AND GENDER
IDENTITY
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
The AES
Corporation
TICKER:
AES
CUSIP:
00130H105
MEETING DATE:
4/18/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR ANDRES R. GLUSKI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR ZHANG GUO BAO
ISSUER
YES
AGAINST
AGAINST
PROPOSAL
#1.3: ELECT DIRECTOR KRISTINA M. JOHNSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR TARUN KHANNA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR JOHN A. KOSKINEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR PHILIP LADER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR SANDRA O. MOOSE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR JOHN B. MORSE, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR MOISES NAIM
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR CHARLES O. ROSSOTTI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR SVEN SANDSTROM
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
The Empire
District Electric Company
TICKER:
EDE
CUSIP:
291641108
MEETING DATE:
4/25/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR ROSS C. HARTLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR HERBERT J. SCHMIDT
ISSUER
YES
FOR
FOR
PROPOSAL #1.3: ELECT DIRECTOR C.
JAMES SULLIVAN
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
REPORT ON ENERGY EFFICIENCY
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
The Laclede
Group, Inc.
TICKER:
LG
CUSIP:
505597104
MEETING DATE:
1/31/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR BRENDA D. NEWBERRY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR SUZANNE SITHERWOOD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR MARY ANN VAN LOKEREN
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
The Southern
Company
TICKER:
SO
CUSIP:
842587107
MEETING DATE:
5/22/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR JUANITA POWELL BARANCO
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR JON A. BOSCIA
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR HENRY A. 'HAL' CLARK, III
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECTI DIRECTOR THOMAS A. FANNING
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR DAVID J. GRAIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR H. WILLIAM HABERMEYER,
ISSUER
YES
FOR
FOR
JR.
PROPOSAL #1g: ELECT DIRECTOR VERONICA M. HAGEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR WARREN A. HOOD, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR DONALD M. JAMES
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR DALE E. KLEIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR WILLIAM G. SMITH, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1l: ELECT DIRECTOR STEVEN R. SPECKER
ISSUER
YES
FOR
FOR
PROPOSAL
#1m: ELECT DIRECTOR E. JENNER WOOD, III
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
ALTER MANDATORY RETIREMENT POLICY FOR
ISSUER
YES
FOR
FOR
DIRECTORS
PROPOSAL #5:
REDUCE SUPERMAJORITY VOTE REQUIREMENT
ISSUER
YES
FOR
FOR
PROPOSAL
#6: REDUCE SUPERMAJORITY VOTE REQUIREMENT
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
UGI Corporation
TICKER:
UGI
CUSIP:
902681105
MEETING DATE:
1/24/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR LON R. GREENBERG
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR MARVIN O. SCHLANGER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR ANNE POL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR ERNEST E. JONES
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR JOHN L. WALSH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR ROGER B. VINCENT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR M. SHAWN PUCCIO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR RICHARD W. GOCHNAUER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR FRANK S. HERMANCE
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
APPROVE OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
PROPOSAL
#4: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
UIL Holdings
Corporation
TICKER:
UIL
CUSIP:
902748102
MEETING DATE:
5/14/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR THELMA R. ALBRIGHT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR ARNOLD L. CHASE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR BETSY HENLEY-COHN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR SUEDEEN G. KELLY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR JOHN L. LAHEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR DANIEL J. MIGLIO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR WILLIAM F. MURDY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR WILLIAM B. PLUMMER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR DONALD R. SHASSIAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR JAMES P. TORGERSON
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
AMEND OMNIBUS STOCK PLAN
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Unitil
Corporation
TICKER:
UTL
CUSIP:
913259107
MEETING DATE:
4/18/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR LISA CRUTCHFIELD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR EDWARD F. GODFREY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR EBEN S. MOULTON
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR DAVID A. WHITELEY
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
UNS Energy
Corporation
TICKER:
UNS
CUSIP:
903119105
MEETING DATE:
5/3/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR PAUL J. BONAVIA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR LAWRENCE J. ALDRICH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR BARBARA M. BAUMANN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR LARRY W. BICKLE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR ROBERT A. ELLIOTT
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR DANIEL W.L. FESSLER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR LOUISE L. FRANCESCONI
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR RAMIRO G. PERU
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR GREGORY A. PIVIROTTO
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR JOAQUIN RUIZ
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Vectren
Corporation
TICKER:
VVC
CUSIP:
92240G101
MEETING DATE:
5/23/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR CARL L. CHAPMAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR JAMES H.
ISSUER
YES
FOR
FOR
DEGRAFFENREIDT, JR.
PROPOSAL #1.3:
ELECT DIRECTOR NIEL C. ELLERBROOK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR JOHN D. ENGELBRECHT
ISSUER
YES
FOR
FOR
PROPOSAL #1.5: ELECT DIRECTOR
ANTON H. GEORGE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR MARTIN C. JISCHKE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR ROBERT G. JONES
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR J. TIMOTHY MCGINLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR R. DANIEL SADLIER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.10: ELECT DIRECTOR MICHAEL L. SMITH
ISSUER
YES
FOR
FOR
PROPOSAL
#1.11: ELECT DIRECTOR JEAN L. WOJTOWICZ
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#4: REQUIRE INDEPENDENT BOARD CHAIRMAN
SHAREHOLDER
YES
AGAINST
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Westar Energy,
Inc.
TICKER:
WR
CUSIP:
95709T100
MEETING DATE:
5/16/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR RICHARD L. HAWLEY
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR B. ANTHONY ISAAC
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR S. CARL SODERSTROM, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
WGL Holdings,
Inc.
TICKER:
WGL
CUSIP:
92924F106
MEETING DATE:
3/7/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR MICHAEL D. BARNES
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR GEORGE P. CLANCY, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR JAMES W. DYKE, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR MELVYN J. ESTRIN
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR NANCY C. FLOYD
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR JAMES F. LAFOND
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR DEBRA L. LEE
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR TERRY D. MCCALLISTER
ISSUER
YES
FOR
FOR
PROPOSAL
#2: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #3:
RATIFY AUDITORS
ISSUER
YES
FOR
FOR
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Wisconsin Energy
Corporation
TICKER:
WEC
CUSIP:
976657106
MEETING DATE:
5/2/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1.1:
ELECT DIRECTOR JOHN F. BERGSTROM
ISSUER
YES
FOR
FOR
PROPOSAL
#1.2: ELECT DIRECTOR BARBARA L. BOWLES
ISSUER
YES
FOR
FOR
PROPOSAL
#1.3: ELECT DIRECTOR PATRICIA W. CHADWICK
ISSUER
YES
FOR
FOR
PROPOSAL
#1.4: ELECT DIRECTOR CURT S. CULVER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.5: ELECT DIRECTOR THOMAS J. FISCHER
ISSUER
YES
FOR
FOR
PROPOSAL
#1.6: ELECT DIRECTOR GALE E. KLAPPA
ISSUER
YES
FOR
FOR
PROPOSAL
#1.7: ELECT DIRECTOR HENRY W. KNUEPPEL
ISSUER
YES
FOR
FOR
PROPOSAL
#1.8: ELECT DIRECTOR ULICE PAYNE, JR.
ISSUER
YES
FOR
FOR
PROPOSAL
#1.9: ELECT DIRECTOR MARY ELLEN STANEK
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
----------------------------------------------------------------------------------------------------------------------------------------------------------------
ISSUER:
Xcel Energy Inc.
TICKER:
XEL
CUSIP:
98389B100
MEETING DATE:
5/22/2013
FOR/AGAINST
PROPOSAL:
PROPOSED BY
VOTED?
VOTE CAST
MGMT
PROPOSAL #1a:
ELECT DIRECTOR GAIL KOZIARA BOUDREAUX
ISSUER
YES
FOR
FOR
PROPOSAL
#1b: ELECT DIRECTOR FREDRIC W. CORRIGAN
ISSUER
YES
FOR
FOR
PROPOSAL
#1c: ELECT DIRECTOR RICHARD K. DAVIS
ISSUER
YES
FOR
FOR
PROPOSAL
#1d: ELECT DIRECTOR BENJAMIN G.S. FOWKE, III
ISSUER
YES
FOR
FOR
PROPOSAL
#1e: ELECT DIRECTOR ALBERT F. MORENO
ISSUER
YES
FOR
FOR
PROPOSAL
#1f: ELECT DIRECTOR RICHARD T. O'BRIEN
ISSUER
YES
FOR
FOR
PROPOSAL
#1g: ELECT DIRECTOR CHRISTOPHER J. POLICINSKI
ISSUER
YES
FOR
FOR
PROPOSAL
#1h: ELECT DIRECTOR A. PATRICIA SAMPSON
ISSUER
YES
FOR
FOR
PROPOSAL
#1i: ELECT DIRECTOR JAMES J. SHEPPARD
ISSUER
YES
FOR
FOR
PROPOSAL
#1j: ELECT DIRECTOR DAVID A. WESTERLUND
ISSUER
YES
FOR
FOR
PROPOSAL
#1k: ELECT DIRECTOR KIM WILLIAMS
ISSUER
YES
FOR
FOR
PROPOSAL
#1l: ELECT DIRECTOR TIMOTHY V. WOLF
ISSUER
YES
FOR
FOR
PROPOSAL
#2: RATIFY AUDITORS
ISSUER
YES
FOR
FOR
PROPOSAL
#3: ADVISORY VOTE TO RATIFY NAMED EXECUTIVE
ISSUER
YES
FOR
FOR
OFFICERS' COMPENSATION
PROPOSAL #4:
REQUIRE INDEPENDENT BOARD CHAIRMAN
SHAREHOLDER
YES
AGAINST
FOR
SIGNATURES
Pursuant to the
requirements of the Investment Company Act of 1940, the registrant has duly
caused this
report to be signed on its behalf by the undersigned, thereunto duly
authorized.
VANGUARD WORLD
FUND
By: /s/F.
William McNabb III
F.
William McNabb III*
Chairman and Chief Executive Officer
Date: August
29, 2013
*By: /s/Heidi
Stam
Heidi Stam,
pursuant to a Power of Attorney filed on March 27, 2012,
see
File Number 2-11444. Incorporated by Reference.
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