Initial Statement of Beneficial Ownership (3)
09 Mai 2023 - 3:22PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Braun Kevin D. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
5/1/2023
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3. Issuer Name and Ticker or Trading Symbol
PPG INDUSTRIES INC [PPG]
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(Last)
(First)
(Middle)
ONE PPG PLACE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
Sr. VP, Industrial Coatings / |
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(Street)
PITTSBURGH, PA 15272
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock | 4933 | D | |
| Common Stock | 4157.78 (1) | I | Employer 401(k) Plan |
| Common Stock | 247.2 (2) | I | Spouse 401(k) Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Employee Stock Options (3) | 2/15/2026 | 2/14/2033 | Common Stock | 5150 | $131.04 | D | |
| Employee Stock Options (3) | 2/16/2025 | 2/15/2032 | Common Stock | 3650 | $151.87 | D | |
| Employee Stock Options (3) | 2/17/2024 | 2/16/2031 | Common Stock | 3600 | $136.60 | D | |
| Employee Stock Options (3) | 2/19/2023 | 2/18/2030 | Common Stock | 3650 | $119.52 | D | |
| Employee Stock Options (3) | 2/20/2022 | 2/19/2029 | Common Stock | 4000 | $109.74 | D | |
| Phantom Stock Units | (4) | (4) | Common Stock | 197.8015 (5) | (6) | D | |
| Explanation of Responses: |
| (1) | Total amount of shares held for the reporting person in the reporting person's account in the PPG Industries Employee Savings Plan as of May 1, 2023. |
| (2) | Total amount of shares held for the reporting person's spouse in said spouse's account in the PPG Industries Employee Savings Plan as of May 1, 2023. |
| (3) | Right to buy granted under the PPG Industries, Inc. Amended and Restated Omnibus Incentive Plan. |
| (4) | After termination of employment with PPG. |
| (5) | Total of all phantom stock units held by the reporting person in the PPG Industries, Inc. Deferred Compensation Plan. |
| (6) | The security converts to common stock on a one-for-one basis. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Braun Kevin D.
ONE PPG PLACE
PITTSBURGH, PA 15272 |
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| Sr. VP, Industrial Coatings |
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Signatures
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| Greg E. Gordon, Attorney-in-Fact for Kevin D. Braun | | 5/9/2023 |
| **Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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