Statement of Changes in Beneficial Ownership (4)
04 Januar 2022 - 09:25PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
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APPROVAL
OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
| 1. Name
and Address of Reporting Person * Makihara Jun |
2. Issuer Name and Ticker or Trading
Symbol Philip Morris International Inc. [ PM ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
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|
(Last)
(First)
(Middle)
120 PARK AVENUE |
3. Date of Earliest Transaction (MM/DD/YYYY)
12/31/2021
|
|
(Street)
NEW YORK, NY 10017
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
Amount |
(A) or (D) |
Price |
|
Common Stock |
|
|
|
|
|
|
|
20759 (1) |
D |
|
|
Common Stock |
|
|
|
|
|
|
|
1360 |
I |
By Spouse |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
|
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
|
Phantom Stock Units |
(2) |
12/31/2021 |
|
A |
|
422 (3) |
|
(4) |
(4) |
Common Stock |
422 |
$94.620 (5) |
15831 (6) |
D |
|
| Explanation of
Responses: |
| (1) |
Includes 18,759 deferred
shares held under the Philip Morris International Inc. 2017 Stock
Compensation Plan for Non-Employee Directors. This includes an
increase of 235 deferred shares acquired through the reinvestment
of dividends since September 30, 2021, the date of the last
reportable transaction. |
| (2) |
Each phantom stock unit is
the economic equivalent of one share of the Issuer's common
stock. |
| (3) |
Represents the number of
phantom stock units credited to the Philip Morris International
Inc. common stock equivalent account on December 31, 2021, pursuant
to the Philip Morris International Inc. 2008 Deferred Fee Plan for
Non-Employee Directors. |
| (4) |
These phantom stock units
are to be settled in cash upon the reporting person's termination
as a member of the Issuer's Board of Directors. |
| (5) |
The average of the high and
low price of Philip Morris International Inc. common stock on
December 31, 2021. |
| (6) |
Phantom stock units held in
the Philip Morris International Inc. 2008 Deferred Fee Plan for
Non-Employee Directors. This includes an increase of 188 phantom
stock units acquired through the reinvestment of dividends since
September 30, 2021, the date of the last reportable
transaction. |
Reporting
Owners
|
|
Reporting Owner Name / Address |
Relationships
|
|
Director |
10% Owner |
Officer |
Other |
Makihara Jun
120 PARK AVENUE
NEW YORK, NY 10017 |
X |
|
|
|
Signatures
|
|
/s/ Darlene Quashie Henry for Jun
Makihara |
|
1/4/2022 |
| **Signature of Reporting
Person |
Date |
Philip Morris (NYSE:PM)
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