Statement of Changes in Beneficial Ownership (4)
04 Januar 2022 - 9:25PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Makihara Jun |
2. Issuer Name and Ticker or Trading Symbol
Philip Morris International Inc.
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PM
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
120 PARK AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/31/2021 |
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(Street)
NEW YORK, NY 10017
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock | | | | | | | | 20759 (1) | D | |
| Common Stock | | | | | | | | 1360 | I | By Spouse |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Phantom Stock Units | (2) | 12/31/2021 | | A | | 422 (3) | | (4) | (4) | Common Stock | 422 | $94.620 (5) | 15831 (6) | D | |
| Explanation of Responses: |
| (1) | Includes 18,759 deferred shares held under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors. This includes an increase of 235 deferred shares acquired through the reinvestment of dividends since September 30, 2021, the date of the last reportable transaction. |
| (2) | Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock. |
| (3) | Represents the number of phantom stock units credited to the Philip Morris International Inc. common stock equivalent account on December 31, 2021, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. |
| (4) | These phantom stock units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors. |
| (5) | The average of the high and low price of Philip Morris International Inc. common stock on December 31, 2021. |
| (6) | Phantom stock units held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 188 phantom stock units acquired through the reinvestment of dividends since September 30, 2021, the date of the last reportable transaction. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Makihara Jun
120 PARK AVENUE
NEW YORK, NY 10017 | X |
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Signatures
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| /s/ Darlene Quashie Henry for Jun Makihara | | 1/4/2022 |
| **Signature of Reporting Person | Date |
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