- Statement of Changes in Beneficial Ownership (4)
17 Dezember 2008 - 6:36PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
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February 28, 2011
Estimated average burden
hours per response...
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Billiot K. Susan
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2. Issuer Name
and
Ticker or Trading Symbol
Patriot Coal CORP
[
PCX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
SVP - Human Resources
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(Last)
(First)
(Middle)
12312 OLIVE BOULEVARD, SUITE 400
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3. Date of Earliest Transaction
(MM/DD/YYYY)
12/15/2008
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(Street)
ST. LOUIS, MO 63141
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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2872
(1)
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Restricted Stock Unit
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$0.00
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12/15/2008
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A
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6990
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12/15/2012
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(2)
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Common Stock
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6990
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$0.00
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24466
(3)
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D
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Non-qualifed Stock Option (right to buy)
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$65.27
(4)
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(5)
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10/31/2017
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Common Stock
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17174
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17174
(6)
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D
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Explanation of Responses:
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(
1)
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The number of shares has been adjusted to reflect the 2-for-1 stock split effected by the Company in August, 2008.
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(
2)
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The reporting person has received an award of restricted stock units (the "RSUs") under the Company's 2007 Long-Term Equity Incentive Plan. The RSUs will fully vest on the fourth anniversary of the grant date, or earlier if the reporting person terminates employment with the Company because of death or disability, or if a change in control occurs. All unvested RSUs will be forfeited if the reporting person terminates employment with the Company for any reason other than death or disability.
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(
3)
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The number of restricted stock units has been adjusted to reflect the 2-for-1 stock split effected by the Company in August, 2008.
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(
4)
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The exercise price of the non-qualified stock options has been adjusted to reflect the 2-for-1 stock split effected by the Company in August, 2008.
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(
5)
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As disclosed on reporting person's Form 4 filed on July 18, 2008.
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(
6)
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The number of non-qualified stock options has been adjusted to reflect the 2-for-1 stock split effected by the Company in August, 2008.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Billiot K. Susan
12312 OLIVE BOULEVARD
SUITE 400
ST. LOUIS, MO 63141
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SVP - Human Resources
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Signatures
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/s/ Rashda M. Buttar,
attorney-in-fact for K. Susan Billiot
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12/17/2008
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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