Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k)
31 August 2022 - 6:15PM
Edgar (US Regulatory)
FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
For the
month of August 2022
Commission
File Number: 001-10306
NatWest
Group plc
RBS,
Gogarburn, PO Box 1000
Edinburgh
EH12 1HQ
(Address
of principal executive offices)
Indicate
by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F.
Form
20-F X Form 40-F
___
Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule
101(b)(1):_________
Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule
101(b)(7):_________
Indicate
by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information
to the Commission pursuant to Rule 12g3-2(b) under the Securities
Exchange Act of 1934.
Yes ___
No X
If
"Yes" is marked, indicate below the file number assigned to the
registrant in connection with Rule 12g3-2(b): 82-
________
The following information was issued as Company announcements
in London, England and is furnished pursuant to General Instruction
B to the General Instructions to Form
6-K:
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Exhibit
No. 1
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Director/PDMR
Shareholding dated 10 August 2022
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Exhibit
No. 2
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Holding(s)
in Company dated 11 August 2022
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Exhibit
No. 3
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Total
Voting Rights dated 31 August 2022
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Exhibit
No. 1
10 August 2022
NatWest Group plc
INITIAL NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING
MANAGERIAL RESPONSIBILITY (PDMRs) IN
ACCORDANCE WITH ARTICLE 19 OF THE MARKET ABUSE
REGULATION
1. NatWest Group plc
(the Company) announces that ordinary shares of £1 each in the
Company (Shares) (ISIN: GB00B7T77214) were delivered to PDMRs on 8
August 2022, under the NatWest Group 2014
Employee Share Plan (the Plan), as
set out below.
The Shares delivered represent payment of a fixed share allowance
(FSA) for the three month period ending 30 September 2022 and have
been calculated using a Share price of £2.5034.
The number of Shares delivered,
the number of Shares withheld to meet associated tax liabilities
and the number
of Shares retained by each PDMR is as follows:-
|
Name of PDMR
|
Position of PDMR
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No. of Shares delivered
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No. of Shares withheld to satisfy associated tax
liability
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No. of Shares retained
|
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Robert Begbie
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CEO, NatWest Markets
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14,980
|
7,389
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7,591
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Peter Flavel
|
CEO, Wealth Businesses
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24,967
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12,065
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12,902
|
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Bruce Fletcher
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Chief Risk Officer, NatWest Group
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33,455
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16,167
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17,288
|
|
David Lindberg
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CEO, Retail Banking
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32,456
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15,684
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16,772
|
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Andrew McLaughlin
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CEO, Commercial & Institutional for the non-ring-fenced
bank
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1,998
|
966
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1,032
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Simon McNamara
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Chief Administrative Officer
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32,456
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16,009
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16,447
|
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Katie Murray
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Chief Financial Officer
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76,397
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36,917
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39,480
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Alison Rose
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Chief Executive Officer
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112,048
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54,145
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57,903
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John-Paul Thwaite
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CEO, Commercial & Institutional for the ring-fenced
bank
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31,208
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15,081
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16,127
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Jen Tippin
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Chief People & Transformation Officer
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41,194
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19,906
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21,288
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The market price used to determine the number of Shares
withheld to meet
associated tax liabilities was
£2.5350. Shares
retained after payment of associated tax liabilities will be held
on behalf of PDMRs in the Computershare Share Plan Account and will
be released in instalments over a three year
period.
2.
The Company announces that it has been notified of the PDMR set out
below selling Shares on the date and at the price
indicated:
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Name of PDMR
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Position of PDMR
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No. of Shares sold
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Price of Shares purchased
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Date Shares purchased
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Bruce Fletcher
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Chief Risk Officer, NatWest Group
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56,000
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£2.537
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8 August 2022
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3.
The Company announces that it has been notified of the PDMR set out
below purchasing Shares on the date and at the price
indicated:
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Name of PDMR
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Position of PDMR
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No. of Shares purchased
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Price of Shares purchased
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Date Shares purchased
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Ian Cormack
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Non-executive Director, NatWest Holdings Limited
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30,000
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£2.539
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8 August 2022
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The above transactions took place on the London Stock Exchange
(XLON).
Legal Entity Identifier: 2138005O9XJIJN4JPN90
For further information contact:-
NatWest Group Investor Relations
Alexander Holcroft
Head of Investor Relations
+44(0)20 7672 1758
NatWest Group Media Relations
+44(0)131 523 4205
Exhibit
No. 2
TR-1: Standard form for notification of major holdings
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NOTIFICATION OF MAJOR HOLDINGS (to
be sent to the relevant issuer and to
the FCA in Microsoft Word format if possible)i
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1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attachedii:
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NatWest Group plc
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1b. Please indicate if the issuer is a non-UK
issuer (please
mark with an "X" if appropriate)
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Non-UK issuer
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2. Reason for the notification (please
mark the appropriate box or boxes with an "X")
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An acquisition or disposal of voting rights
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x
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An acquisition or disposal of financial instruments
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An event changing the breakdown of voting rights
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Other (please specify)iii:
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3. Details of person subject to the notification
obligationiv
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Name
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The Commissioners of Her Majesty's Treasury
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City and country of registered office (if applicable)
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London, England
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4. Full name of shareholder(s) (if
different from 3.)v
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Name
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The Solicitor for the Affairs of Her Majesty's
Treasury
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City and country of registered office (if applicable)
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London, England
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5. Date on which the threshold was crossed or
reachedvi:
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10 August 2022
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6. Date on which issuer notified (DD/MM/YYYY):
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10 August 2022
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7. Total positions of person(s) subject to the notification
obligation
|
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% of voting rights attached to shares (total of 8. A)
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% of voting
rights through financial
instruments(total of 8.B 1 + 8.B 2)
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Total of both in % (8.A + 8.B)
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Total number of voting rights of issuervii
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Resulting situation on the date on which threshold was crossed or
reached
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47.99%
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47.99%
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41,626,490,964
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Position of previous notification (if
applicable)
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48.21%
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48.21%
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8. Notified details of the resulting situation on the date on which
the threshold was crossed or reachedviii
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A: Voting rights attached to shares
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Class/type ofshares
ISIN code (if possible)
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Number of voting rightsix
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% of voting rights
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Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
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Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
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Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
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Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
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Ordinary Shares of £1 each GB00B7T77214
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19,978,478,640
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47.99%
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|
|
|
|
|
|
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SUBTOTAL 8. A
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19,978,478,640
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47.99%
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B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
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Type of financial instrument
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Expirationdatex
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Exercise/Conversion Periodxi
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Number of voting rights that may be acquired if the instrument
is
exercised/converted.
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% of voting rights
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SUBTOTAL 8. B 1
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B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
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Type of financial instrument
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Expirationdatex
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Exercise/Conversion Period xi
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Physical or cash
settlementxii
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Number of voting rights
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% of voting rights
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|
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SUBTOTAL 8.B.2
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|
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9. Information in relation to the person subject to the
notification obligation (please
mark the applicable box with an "X")
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Person subject to the notification obligation is not controlled by
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii
|
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Full chain
of controlled undertakings through which the voting rights and/or
thefinancial instruments are effectively held starting with the
ultimate controlling natural person or legal
entityxiv (please
add additional rows as necessary)
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x
|
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Namexv
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% of voting rights if it equals or is higher than the notifiable
threshold
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% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
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Total of both if it equals or is higher than the notifiable
threshold
|
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UK Government Investments Limited, a company wholly-owned by Her
Majesty's Treasury, is entitled to exercise control over the voting
rights which are the subject of this notification (pursuant to
certain management arrangements agreed with Her Majesty's
Treasury).
The Solicitor for the Affairs of Her Majesty's Treasury is acting
as nominee for The Commissioners of Her Majesty's
Treasury.
|
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The Commissioners of Her Majesty's Treasury
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47.99%
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47.99%
|
|
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10. In
case of proxy voting, please identify:
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Name of the proxy holder
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The number and % of voting rights held
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The date until which the voting rights will be held
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11. Additional informationxvi
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The Solicitor for the Affairs of Her Majesty's Treasury is acting
as nominee for The Commissioners of Her Majesty's Treasury
(HMT).
The percentage of voting rights held by HMT in NatWest Group plc
(NWG), as shown on this form (47.99%), has been calculated
following the disposal by HMT of 97,603,470 ordinary shares in NWG
since its last TR-1 notification on 3 May 2022, under HMT's trading
plan announced on 22 July 2021.
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Place of completion
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London, England
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Date of completion
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10 August 2022
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Legal Entity Identifier: 2138005O9XJIJN4JPN90
Exhibit
No. 3
NatWest Group plc
Total Voting Rights and Capital
In conformity with the Disclosure Guidance and Transparency Rules,
NatWest Group plc ("NWG") hereby notifies the following in respect
of its issued share capital with voting rights as at 31 August
2022.
|
Share Class and nominal value
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Number of Shares issued
|
Voting rights per share
|
Total Voting rights -
|
|
31 August 2022
|
|
Ordinary
Shares of £1.0769* (excluding ordinary shares held in
treasury)
|
9,662,843,918
|
4
|
38,651,375,672
|
|
Ordinary Shares of £1.0769* held in treasury
|
123,180,005
|
4
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Voting rights not exercisable
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11% Cumulative Preference Shares of £1
|
240,686
|
4
|
962,744
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5.5% Cumulative Preference Shares of £1
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242,454
|
4
|
969,816
|
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Total:
|
9,786,507,063
|
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38,653,308,232
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* Note: the
nominal value of Ordinary Shares without rounding is
£1.076923076923077 per share
Shareholders may use the above figure of 38,653,308,232 for their calculations to determine whether
they are required to notify their interest in, or a change to their
interest in NWG under the FCA's Disclosure Guidance and
Transparency Rules.
Legal Entity
Identifier: 2138005O9XJIJN4JPN90
Date: 31
August 2022
|
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NATWEST
GROUP plc (Registrant)
|
|
|
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By: /s/
Jan Cargill
|
|
|
|
|
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Name:
Jan Cargill
|
|
|
Title:
Chief Governance Officer and Company Secretary
|
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