- Current report filing (8-K)
04 November 2008 - 12:14PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
Current Report
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): 11/04/2008
JMP Group Inc.
(Exact name of registrant as specified in its charter)
Commission File Number: 001-33448
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Delaware
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20-1450327
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(State or other jurisdiction of
incorporation)
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(IRS Employer
Identification No.)
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600 Montgomery Street, Suite 1100
San Francisco, CA 94111
(Address of principal executive offices, including
zip code)
415-835-8900
(Registrants telephone number, including area code)
(Former name or former address, if changed
since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 2.02.
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Results of Operations and Financial Condition
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On
November 4, 2008, JMP Group Inc. (the Registrant) issued a press release announcing financial results for its quarter ended September 30, 2008. A copy of the Registrants press release containing this information is being
furnished as Exhibit 99.1 to this Current Report on Form 8-K.
The information furnished pursuant to Item 2.02, including Exhibit
99.1, shall not be deemed filed for the purposes of Section 18 of the Securities Exchange Act of 1934 (the Exchange Act) and will not be deemed to be incorporated by reference into any filing under the Securities Act of
1933, or the Exchange Act, except to the extent that the Registrant specifically incorporates it by reference.
The information furnished
in this report, including Exhibit 99.1, shall not be deemed to constitute an admission that such information or exhibit is required to be furnished pursuant to Regulation FD or that such information or exhibit contains material information that is
not otherwise publicly available. In addition, the Registrant does not assume any obligation to update such information or exhibit in the future.
Item 7.01.
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Regulation FD Disclosure.
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JMP Group Inc. (the
Registrant) is announcing that on November 5, 2008 the Registrant will participate in the Keefe, Bruyette & Woods 2008 Securities Brokerage & Market Structure Conference and will make presentations to institutional
investors. A copy of the materials presented by the Registrant will be made available in advance in the Investor Relations section of the Registrants website, at
http://investor.jmpg.com
. Additionally, listeners may access
an Internet broadcast of remarks by the Registrants senior management to the conference audience, which will be available live beginning at 9:30 a.m. EST at
http://investor.jmpg.com
and will be archived on the Registrants website
for future replay.
The information furnished pursuant to this Item 7.01 shall not be deemed filed for purposes of
Section 18 of the Securities Exchange Act of 1934 (the Exchange Act) or otherwise subject to the liabilities under that Section and shall not be deemed to be incorporated by reference into any filing of the Registrant under the
Securities Act of 1933 or the Exchange Act, whether made before or after the date hereof, regardless of any general incorporation language in such filing.
The information furnished in this report shall not be deemed to constitute an admission that such information is required to be furnished pursuant to Regulation FD or that such information or exhibits contains
material information that is not otherwise publicly available. In addition, the Registrant does not assume any obligation to update such information in the future.
Item 9.01.
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Financial Statements and Exhibits
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(d) Exhibits.
The following exhibits are furnished as part of this Current Report on Form 8-K:
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99.1
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Press release of the Registrant dated November 4, 2008.
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Signature(s)
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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JMP GROUP INC.
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Date: November 4, 2008
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By:
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/s/ Thomas Kilian
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Thomas Kilian
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Chief Financial Officer
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