Initial Statement of Beneficial Ownership (3)
11 Juni 2014 - 11:40PM
Edgar (US Regulatory)
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FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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YOUNGJOHNS ROBERT
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2. Date of Event Requiring Statement (MM/DD/YYYY)
6/2/2014
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3. Issuer Name
and
Ticker or Trading Symbol
HEWLETT PACKARD CO [HPQ]
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(Last)
(First)
(Middle)
C/O HEWLETT-PACKARD COMPANY, 3000 HANOVER STREET
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
EVP and GM, HP Software /
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(Street)
PALO ALTO, CA 94304
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
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X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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0
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Employee Stock Option (right to buy)
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9/19/2013
(1)
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9/19/2020
(2)
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Common Stock
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50507
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$18.10
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D
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Employee Stock Option (right to buy)
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1/16/2014
(1)
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1/16/2021
(2)
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Common Stock
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145265
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$17.21
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D
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Employee Stock Option (right to buy)
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12/11/2014
(1)
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12/11/2021
(2)
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Common Stock
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57900
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$26.99
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D
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Restricted Stock Units
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(4)
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(4)
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Common Stock
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86411.8982
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(3)
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D
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Restricted Stock Units
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(5)
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(5)
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Common Stock
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49784.19
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(3)
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D
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Restricted Stock Units
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(6)
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(6)
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Common Stock
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19484.6933
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(3)
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D
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Explanation of Responses:
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(
1)
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This option became exercisable in three annual installments beginning on this date.
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(
2)
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This option is no longer exercisable beginning on this date.
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(
3)
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Each restricted stock unit represents a contingent right to receive one share of HP common stock.
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(
4)
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On 09/19/12 the Reporting Person was granted 125,000 restricted stock units ("RSUs"), 41,666 of which vested on 09/19/13, and 41,667 of which will vest on each of 09/19/14 and 09/19/15. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of units reported includes 3,077.8982 dividend equivalent rights accrued but not released since the grant date.
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(
5)
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On 01/16/13 the Reporting Person was granted 72,633 RSUs, 24,211 of which vested on 01/16/14, and 24,211 of which will vest on each of 01/16/15 and 01/16/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of units reported includes 1,362.1900 dividend equivalent rights accrued but not released since the grant date.
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(
6)
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On 12/11/13 the Reporting Person was granted 19,300 RSUs, 6,433 of which will vest on each of 12/11/14 and 12/11/15, and 6,434 of which will vest on 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of units reported includes 184.6933 dividend equivalent rights accrued but not released since the grant date.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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YOUNGJOHNS ROBERT
C/O HEWLETT-PACKARD COMPANY
3000 HANOVER STREET
PALO ALTO, CA 94304
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EVP and GM, HP Software
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Signatures
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/s/ Katie Colendich as Attorney-in-Fact for Robert Youngjohns
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6/11/2014
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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