Report of Foreign Issuer (6-k)
03 Dezember 2019 - 1:10PM
Edgar (US Regulatory)
FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
December
03, 2019
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Commission File Number 001-31335
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AU Optronics Corp.
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(Translation of registrant’s name into English)
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No. 1 Li-Hsin Road 2
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Hsinchu Science Park
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Hsinchu, Taiwan
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(Address of principal executive offices)
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Indicate by check mark whether
the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
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Form 20-F X Form
40-F ___
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Indicate by check mark if the
registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
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Note: Regulation S-T Rule
101(b)(1) only permits the submission in paper of a Form 6-K if submitted solely to provide an attached annual report to security
holders.
Indicate by check mark if the
registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
____
Note: Regulation S-T Rule
101(b)(7) only permits the submission in paper of a Form 6-K if submitted to furnish a report or other document that the registrant
foreign private issuer must furnish and make public under the laws of the jurisdiction in which the registrant is incorporated,
domiciled or legally organized
(the registrant's "home
country"), or under the rules of the home country exchange on which the registrant's securities are traded, as long as the
report or other document is not a press release, is not required to be and has not been distributed to the registrant's security
holders, and, if discussing a material event, has already been the subject of a Form 6-K submission or other Commission filing
on EDGAR.
Indicate by check mark whether
by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission
pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
If "Yes" is marked,
indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):
Not applicable
INDEX
TO EXHIBITS
Item
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1.
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Taiwan
Stock Exchange filing entitled, “The permitted number of ADSs traded in the U.S.
OTC market will be decreased and no additional re-issuance after redemption will be permitted”,
dated December 03, 2019.
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Item 1
AU
Optronics Corp.
December
03, 2019
English
Language Summary
Subject:
The permitted number of ADSs traded in the U.S. OTC market will be decreased and no additional re-issuance after redemption will
be permitted
Regulation:
Published pursuant to Article 4-51 of the Taiwan Stock Exchange's Operating Procedures for the Publication of Material Information
by Listed Companies
Date
of events: 2019/12/03
Contents:
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1.
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Date
of occurrence of the event:2019/12/03
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2.
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Company
name:AU Optronics Corp.
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3.
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Relationship
to the Company (please enter "head office" or "subsidiaries"):head office
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4.
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Reciprocal
shareholding ratios:N/A
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5.
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Cause of occurrence: This action is taken in
accordance with the directive (Reference No. Zheng-Qi-Fa-Zi-1080335017) issued by the Taiwan Financial Supervisory Commission
(“FSC”) to the Company in connection with the FSC’s review of the Company’s
delisting from the New York Stock Exchange and the continued trading of the Company’s ADSs in the U.S. over-the-counter
(“OTC”) market.
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6.
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Countermeasures: Per FSC's directive, with
respect to the Company’s ADSs, no additional re-issuance after redemption of the Company’s ADSs will be permitted
beginning from New York time December 3, 2019, and the permitted number of the Company’s outstanding ADSs in the U.S.
OTC market is capped at the total number of ADSs issued by the Company on New York time December 2, 2019.
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7.
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Any
other matters that need to be specified: Information regarding the total number of ADSs issued by the Company in the U.S. OTC
market will be available on the Market Observation Post System website as of Taiwan time December 4, 2019.
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Signatures
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
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AU Optronics Corp.
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Date: December
03, 2019
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By:
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/s/ Benjamin Tseng
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Name:
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Benjamin Tseng
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Title:
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Chief Financial Officer
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