- Amended Statement of Beneficial Ownership (3/A)
09 März 2011 - 2:31AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Expires:
February 28, 2011
Estimated average burden
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0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Sparacio Cynthia J
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2. Date of Event Requiring Statement (MM/DD/YYYY)
1/1/2011
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3. Issuer Name
and
Ticker or Trading Symbol
WEST COAST BANCORP /NEW/OR/ [WCBO]
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(Last)
(First)
(Middle)
5335 MEADOWS ROAD, SUITE 201
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
EVP and Director of HR /
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(Street)
LAKE OSWEGO, OR 97035
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
1/10/2011
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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27400.401
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Phantom Stock
(1)
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(1)
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(1)
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Common Stock
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7433.949
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(2)
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D
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Stock Option (right to buy)
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(3)
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4/22/2013
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Common Stock
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4000
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$16.24
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D
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Stock Option (right to buy)
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(3)
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4/20/2014
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Common Stock
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3600
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$21.32
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D
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Stock Option (right to buy)
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(3)
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4/26/2015
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Common Stock
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3600
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$20.64
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D
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Stock Option (right to buy)
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(3)
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4/25/2016
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Common Stock
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1550
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$27.5
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D
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Stock Option (right to buy)
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(4)
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4/22/2018
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Common Stock
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2550
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$12.75
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D
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Stock Option (right to buy)
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(5)
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4/28/2019
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Common Stock
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5650
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$2.31
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D
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Explanation of Responses:
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(
1)
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Phantom stock units may be settled for either cash of West Coast Bancorp common stock at termination of officer status or upon date or dates designated by
reporting person.
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(
2)
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Converts to common stock on a 1 for 1 basis.
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(
3)
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These options have vested and are currently exercisable.
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(
4)
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One-fourth of the options vested on 4/22/2009, one-forth of the options vested on 4/22/2010, one-fourth of the options will vest on 4/22/2011, and one-forth of the
options will vest on 4/22/2012.
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(
5)
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One-half of the options vested on 4/28/2010 and one-half of the options will vest on 4/28/2011.
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Remarks:
This amendment to the original Form 3 filed 1/10/2011 is being filed to correct the spelling of the Reporting Person's last name and ensure that this form is tied to the corrected spelling. Ms. Sparacio's prior filings are catalogued under "Saracio" due to a typo.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Sparacio Cynthia J
5335 MEADOWS ROAD, SUITE 201
LAKE OSWEGO, OR 97035
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EVP and Director of HR
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Signatures
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Cynthia J. Sparacio
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3/8/2011
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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